<SEC-DOCUMENT>0001213900-23-070954-index.html : 20230825 <SEC-HEADER>0001213900-23-070954.hdr.sgml : 20230825 <ACCEPTANCE-DATETIME>20230825165913 ACCESSION NUMBER: 0001213900-23-070954 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20230821 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20230825 DATE AS OF CHANGE: 20230825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-37503 FILM NUMBER: 231209100 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>ea184102-8k_brileyfin.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: ea184102-8k_brileyfin.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>2 <FILENAME>ea184102ex10-1_brileyfin.htm <DESCRIPTION>CREDIT AGREEMENT, DATED AUGUST 21, 2023, AMONG B. RILEY FINANCIAL, INC., BR FINANCIAL HOLDINGS, LLC, EACH OF THE LENDERS FROM TIME TO TIME PARTIES THERETO, NOMURA CORPORATE FUNDING AMERICAS, LLC, AND COMPUTERSHARE TRUST COMPANY, N.A <TEXT> Document 2 - file: ea184102ex10-1_brileyfin.htm
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