<SEC-DOCUMENT>0001213900-24-092336-index.html : 20241030 <SEC-HEADER>0001213900-24-092336.hdr.sgml : 20241030 <ACCEPTANCE-DATETIME>20241030171003 ACCESSION NUMBER: 0001213900-24-092336 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20241030 DATE AS OF CHANGE: 20241030 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-84964 FILM NUMBER: 241411392 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RILEY BRYANT R CENTRAL INDEX KEY: 0001207269 ORGANIZATION NAME: FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: C/O B. RILEY FINANCIAL, INC. STREET 2: 21255 BURBANK BLVD, SUITE 400 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 </SEC-HEADER> <DOCUMENT> <TYPE>SC 13D/A <SEQUENCE>1 <FILENAME>ea0218761-13da2riley_briley.htm <DESCRIPTION>AMENDMENT NO. 2 TO SCHEDULE 13D <TEXT> Document 1 - file: ea0218761-13da2riley_briley.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1 <SEQUENCE>2 <FILENAME>ea021876101ex99-1_briley.htm <DESCRIPTION>PLEDGE AGREEMENT, DATED AS OF MARCH 19, 2019, EXECUTED AND DELIVERED BY BRYANT R. RILEY IN FAVOR OF AXOS BANK <TEXT> Document 2 - file: ea021876101ex99-1_briley.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-2 <SEQUENCE>3 <FILENAME>ea021876101ex99-2_briley.htm <DESCRIPTION>FIRST AMENDMENT TO PLEDGE AGREEMENT, DATED AS OF JUNE 7, 2019, MADE BY AND BETWEEN BRYANT R. RILEY AND AXOS BANK <TEXT> Document 3 - file: ea021876101ex99-2_briley.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3 <SEQUENCE>4 <FILENAME>ea021876101ex99-3_briley.htm <DESCRIPTION>SECOND AMENDMENT TO PLEDGE AGREEMENT, DATED AS OF MAY 6, 2020, MADE BY AND BETWEEN BRYANT R. RILEY AND AXOS BANK <TEXT> Document 4 - file: ea021876101ex99-3_briley.htm
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