<SEC-DOCUMENT>0001140361-25-007236.txt : 20250305
<SEC-HEADER>0001140361-25-007236.hdr.sgml : 20250305
<ACCEPTANCE-DATETIME>20250305171814
ACCESSION NUMBER:		0001140361-25-007236
CONFORMED SUBMISSION TYPE:	SCHEDULE 13G
PUBLIC DOCUMENT COUNT:		2
FILED AS OF DATE:		20250305
DATE AS OF CHANGE:		20250305

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			B. Riley Financial, Inc.
		CENTRAL INDEX KEY:			0001464790
		STANDARD INDUSTRIAL CLASSIFICATION:	INVESTMENT ADVICE [6282]
		ORGANIZATION NAME:           	02 Finance
		IRS NUMBER:				270223495
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SCHEDULE 13G
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-84964
		FILM NUMBER:		25712431

	BUSINESS ADDRESS:	
		STREET 1:		11100 SANTA MONICA BLVD
		STREET 2:		SUITE 800
		CITY:			LOS ANGELES
		STATE:			CA
		ZIP:			90025
		BUSINESS PHONE:		818-884-3737

	MAIL ADDRESS:	
		STREET 1:		11100 SANTA MONICA BLVD
		STREET 2:		SUITE 800
		CITY:			LOS ANGELES
		STATE:			CA
		ZIP:			90025

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Great American Group, Inc.
		DATE OF NAME CHANGE:	20090522

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Oaktree Capital Holdings, LLC
		CENTRAL INDEX KEY:			0001790787
		ORGANIZATION NAME:           	
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SCHEDULE 13G

	BUSINESS ADDRESS:	
		STREET 1:		C/O OAKTREE CAPITAL MANAGEMENT, L.P.
		STREET 2:		333 S. GRAND AVENUE, 28TH FLOOR
		CITY:			LOS ANGELES
		STATE:			CA
		ZIP:			90071
		BUSINESS PHONE:		213-830-6300

	MAIL ADDRESS:	
		STREET 1:		C/O OAKTREE CAPITAL MANAGEMENT, L.P.
		STREET 2:		333 S. GRAND AVENUE, 28TH FLOOR
		CITY:			LOS ANGELES
		STATE:			CA
		ZIP:			90071

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Atlas OCM Holdings, LLC
		DATE OF NAME CHANGE:	20191009
</SEC-HEADER>
<DOCUMENT>
<TYPE>SCHEDULE 13G
<SEQUENCE>1
<FILENAME>primary_doc.xml
<TEXT>
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<submissionType>SCHEDULE 13G</submissionType>
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<cik>0001790787</cik>
<ccc>XXXXXXXX</ccc>
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<coverPageHeader>
<securitiesClassTitle>Warrant to purchase shares of common stock, par value $0.0001 per share</securitiesClassTitle>
<eventDateRequiresFilingThisStatement>02/26/2025</eventDateRequiresFilingThisStatement>
<issuerInfo>
<issuerCik>0001464790</issuerCik>
<issuerName>B. Riley Financial, Inc.</issuerName>
<issuerCusip>05580M108</issuerCusip>
<issuerPrincipalExecutiveOfficeAddress>
<com:street1>11100 Santa Monica Blvd, Suite 800</com:street1>
<com:city>Los Angeles</com:city>
<com:stateOrCountry>CA</com:stateOrCountry>
<com:zipCode>90025</com:zipCode>
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<designateRulePursuantThisScheduleFiled>Rule 13d-1(c)</designateRulePursuantThisScheduleFiled>
</designateRulesPursuantThisScheduleFiled>
</coverPageHeader>
<coverPageHeaderReportingPersonDetails>

<reportingPersonName>RPVOF Broker CTB, LLC</reportingPersonName>
<citizenshipOrOrganization>DE</citizenshipOrOrganization>
<reportingPersonBeneficiallyOwnedNumberOfShares>
<soleVotingPower>0</soleVotingPower>
<sharedVotingPower>89133.58</sharedVotingPower>
<soleDispositivePower>0</soleDispositivePower>
<sharedDispositivePower>89133.58</sharedDispositivePower>
</reportingPersonBeneficiallyOwnedNumberOfShares>
<reportingPersonBeneficiallyOwnedAggregateNumberOfShares>89133.58</reportingPersonBeneficiallyOwnedAggregateNumberOfShares>
<aggregateAmountExcludesCertainSharesFlag>N</aggregateAmountExcludesCertainSharesFlag>
<classPercent>0.28</classPercent>
<typeOfReportingPerson>OO</typeOfReportingPerson>
<comments>The reported securities represent 89,133.58 shares of Warrant to purchase shares of common stock, par value $0.0001 per share ("Common Stock") issuable upon exercise of 89,133.58 Warrants. The percent of class is calculated based on an aggregate of 32,370,456 shares of Common Stock comprised of (i) 30,538,166 shares of Common Stock outstanding and (ii) 1,832,289.96, representing the total amount of Warrants issued.</comments>
</coverPageHeaderReportingPersonDetails>
<coverPageHeaderReportingPersonDetails>

<reportingPersonName>OPIF Broker Holdings, L.P.</reportingPersonName>
<citizenshipOrOrganization>DE</citizenshipOrOrganization>
<reportingPersonBeneficiallyOwnedNumberOfShares>
<soleVotingPower>0</soleVotingPower>
<sharedVotingPower>38740.11</sharedVotingPower>
<soleDispositivePower>0</soleDispositivePower>
<sharedDispositivePower>38740.11</sharedDispositivePower>
</reportingPersonBeneficiallyOwnedNumberOfShares>
<reportingPersonBeneficiallyOwnedAggregateNumberOfShares>38740.11</reportingPersonBeneficiallyOwnedAggregateNumberOfShares>
<aggregateAmountExcludesCertainSharesFlag>N</aggregateAmountExcludesCertainSharesFlag>
<classPercent>0.12</classPercent>
<typeOfReportingPerson>PN</typeOfReportingPerson>
<comments>The reported securities represent 38,740.11 shares of Common Stock issuable upon exercise of 38,740.11 Warrants. The percent of class is calculated based on an aggregate of 32,370,456 shares of Common Stock comprised of (i) 30,538,166 shares of Common Stock outstanding and (ii) 1,832,289.96, representing the total amount of Warrants issued.</comments>
</coverPageHeaderReportingPersonDetails>
<coverPageHeaderReportingPersonDetails>

<reportingPersonName>Oaktree-Copley Investments, LLC</reportingPersonName>
<citizenshipOrOrganization>DE</citizenshipOrOrganization>
<reportingPersonBeneficiallyOwnedNumberOfShares>
<soleVotingPower>0</soleVotingPower>
<sharedVotingPower>58286.98</sharedVotingPower>
<soleDispositivePower>0</soleDispositivePower>
<sharedDispositivePower>58286.98</sharedDispositivePower>
</reportingPersonBeneficiallyOwnedNumberOfShares>
<reportingPersonBeneficiallyOwnedAggregateNumberOfShares>58286.98</reportingPersonBeneficiallyOwnedAggregateNumberOfShares>
<aggregateAmountExcludesCertainSharesFlag>N</aggregateAmountExcludesCertainSharesFlag>
<classPercent>0.18</classPercent>
<typeOfReportingPerson>OO</typeOfReportingPerson>
<comments>The reported securities represent 58,286.98 shares of Common Stock issuable upon exercise of 58,286.98 Warrants. The percent of class is calculated based on an aggregate of 32,370,456 shares of Common Stock comprised of (i) 30,538,166 shares of Common Stock outstanding and (ii) 1,832,289.96, representing the total amount of Warrants issued.</comments>
</coverPageHeaderReportingPersonDetails>
<coverPageHeaderReportingPersonDetails>

<reportingPersonName>Opps XII Broker E Holdings, L.P.</reportingPersonName>
<citizenshipOrOrganization>DE</citizenshipOrOrganization>
<reportingPersonBeneficiallyOwnedNumberOfShares>
<soleVotingPower>0</soleVotingPower>
<sharedVotingPower>959020.57</sharedVotingPower>
<soleDispositivePower>0</soleDispositivePower>
<sharedDispositivePower>959020.57</sharedDispositivePower>
</reportingPersonBeneficiallyOwnedNumberOfShares>
<reportingPersonBeneficiallyOwnedAggregateNumberOfShares>959020.57</reportingPersonBeneficiallyOwnedAggregateNumberOfShares>
<aggregateAmountExcludesCertainSharesFlag>N</aggregateAmountExcludesCertainSharesFlag>
<classPercent>2.96</classPercent>
<typeOfReportingPerson>PN</typeOfReportingPerson>
<comments>The reported securities represent 959,020.57 shares of Common Stock issuable upon exercise of 959,020.57 Warrants. The percent of class is calculated based on an aggregate of 32,370,456 shares of Common Stock comprised of (i) 30,538,166 shares of Common Stock outstanding and (ii) 1,832,289.96, representing the total amount of Warrants issued.</comments>
</coverPageHeaderReportingPersonDetails>
<coverPageHeaderReportingPersonDetails>

<reportingPersonName>OCM SSF III Broker Debt Holdings, L.P.</reportingPersonName>
<citizenshipOrOrganization>DE</citizenshipOrOrganization>
<reportingPersonBeneficiallyOwnedNumberOfShares>
<soleVotingPower>0</soleVotingPower>
<sharedVotingPower>687108.74</sharedVotingPower>
<soleDispositivePower>0</soleDispositivePower>
<sharedDispositivePower>687108.74</sharedDispositivePower>
</reportingPersonBeneficiallyOwnedNumberOfShares>
<reportingPersonBeneficiallyOwnedAggregateNumberOfShares>687108.74</reportingPersonBeneficiallyOwnedAggregateNumberOfShares>
<aggregateAmountExcludesCertainSharesFlag>N</aggregateAmountExcludesCertainSharesFlag>
<classPercent>2.12</classPercent>
<typeOfReportingPerson>PN</typeOfReportingPerson>
<comments>The reported securities represent 687,108.74 shares of Common Stock issuable upon exercise of 687,108.74 Warrants. The percent of class is calculated based on an aggregate of 32,370,456 shares of Common Stock comprised of (i) 30,538,166 shares of Common Stock outstanding and (ii) 1,832,289.96, representing the total amount of Warrants issued.</comments>
</coverPageHeaderReportingPersonDetails>
<coverPageHeaderReportingPersonDetails>

<reportingPersonName>Oaktree Capital Holdings, LLC</reportingPersonName>
<citizenshipOrOrganization>DE</citizenshipOrOrganization>
<reportingPersonBeneficiallyOwnedNumberOfShares>
<soleVotingPower>0</soleVotingPower>
<sharedVotingPower>1832289.96</sharedVotingPower>
<soleDispositivePower>0</soleDispositivePower>
<sharedDispositivePower>1832289.96</sharedDispositivePower>
</reportingPersonBeneficiallyOwnedNumberOfShares>
<reportingPersonBeneficiallyOwnedAggregateNumberOfShares>1832289.96</reportingPersonBeneficiallyOwnedAggregateNumberOfShares>
<aggregateAmountExcludesCertainSharesFlag>N</aggregateAmountExcludesCertainSharesFlag>
<classPercent>5.66</classPercent>
<typeOfReportingPerson>OO</typeOfReportingPerson>
<comments>The reported securities represent 1,832,289.96 shares of Common Stock issuable upon exercise of 1,832,289.96 Warrants. The percent of class is calculated based on an aggregate of 32,370,456 shares of Common Stock comprised of (i) 30,538,166 shares of Common Stock outstanding and (ii) 1,832,289.96, representing the total amount of Warrants issued.</comments>
</coverPageHeaderReportingPersonDetails>
<coverPageHeaderReportingPersonDetails>

<reportingPersonName>Oaktree Capital Group Holdings GP, LLC</reportingPersonName>
<citizenshipOrOrganization>DE</citizenshipOrOrganization>
<reportingPersonBeneficiallyOwnedNumberOfShares>
<soleVotingPower>0</soleVotingPower>
<sharedVotingPower>1832289.96</sharedVotingPower>
<soleDispositivePower>0</soleDispositivePower>
<sharedDispositivePower>1832289.96</sharedDispositivePower>
</reportingPersonBeneficiallyOwnedNumberOfShares>
<reportingPersonBeneficiallyOwnedAggregateNumberOfShares>1832289.96</reportingPersonBeneficiallyOwnedAggregateNumberOfShares>
<aggregateAmountExcludesCertainSharesFlag>N</aggregateAmountExcludesCertainSharesFlag>
<classPercent>5.66</classPercent>
<typeOfReportingPerson>OO</typeOfReportingPerson>
<comments>The reported securities represent 1,832,289.96 shares of Common Stock issuable upon exercise of 1,832,289.96 Warrants. The percent of class is calculated based on an aggregate of 32,370,456 shares of Common Stock comprised of (i) 30,538,166 shares of Common Stock outstanding and (ii) 1,832,289.96, representing the total amount of Warrants issued.</comments>
</coverPageHeaderReportingPersonDetails>
<items>
<item1>
<issuerName>B. Riley Financial, Inc.</issuerName>
<issuerPrincipalExecutiveOfficeAddress>11100 Santa Monica Blvd, Suite 800, Los Angeles, California, 90025</issuerPrincipalExecutiveOfficeAddress>
</item1>
<item2>
<filingPersonName>This statement is filed by the entities and persons listed below, all of whom together are referred to herein as the "Reporting Persons:"&#13;
&#13;
(i)	RPVOF Broker CTB, LLC ("RPVOF"), which is controlled by its manager Oaktree Fund GP, LLC;&#13;
(ii)	OPIF Broker Holdings, L.P. ("OPIF"), which is controlled by its general partner Oaktree Fund AIF Series, L.P;&#13;
(iii)	Oaktree-Copley Investments, LLC ("Copley"), which is controlled by its manager Oaktree Capital Management, L.P.;&#13;
(iv)	Opps XII Broker E Holdings, L.P. ("Opps XII"), which is controlled by its general partner Oaktree Fund GP IIA, LLC; Oaktree Fund GP IIA, LLC controlled by its managing member Oaktree Fund GP II, L.P.; &#13;
(v)	OCM SSF III Broker Debt Holdings, L.P. ("OCM SSF"), which is controlled by its general partner Oaktree Fund AIF Series (Cayman), L.P.;&#13;
(vi)	Oaktree Capital Holdings, LLC ("OCH"), which indirectly controls each of the foregoing; and&#13;
(vii)	Oaktree Capital Group Holdings GP, LLC ("OCGH"), which indirectly controls all of the other Reporting Persons.</filingPersonName>
<principalBusinessOfficeOrResidenceAddress>333 S. Grand Avenue, 28th Floor, Los Angeles, CA 90071</principalBusinessOfficeOrResidenceAddress>
<citizenship>See response to Item 4 on the cover page.</citizenship>
</item2>
<item3>
<notApplicableFlag>Y</notApplicableFlag>
</item3>
<item4>
<amountBeneficiallyOwned>See responses to Item 9 on each cover page.&#13;
&#13;
The reported securities are directly held by the following entities (the "Funds"): &#13;
&#13;
RPVOF directly holds 89,133.58 Warrants.&#13;
OPIF directly holds 38,740.11 Warrants.&#13;
Copley directly holds 58,286.98 Warrants.&#13;
Opps XII directly holds 959,020.57 Warrants.&#13;
OCM SSF directly holds 687,108.74 Warrants.&#13;
&#13;
As a result of their indirect control of the Funds, each of OCH and OCGH may be deemed to beneficially own the 1,832,289.96 shares of Common Stock issuable upon exercise of the Warrants directly held by the Funds.</amountBeneficiallyOwned>
<classPercent>See responses to Item 11 on each cover page. &#13;
&#13;
The aggregate 1,832,289.96 shares of Common Stock are issuable upon exercise of the Warrants on this Schedule 13G.</classPercent>
<numberOfSharesPersonHas>
<solePowerOrDirectToVote>See responses to Item 5 on each cover page.</solePowerOrDirectToVote>
<sharedPowerOrDirectToVote>See responses to Item 6 on each cover page.</sharedPowerOrDirectToVote>
<solePowerOrDirectToDispose>See responses to Item 7 on each cover page.</solePowerOrDirectToDispose>
<sharedPowerOrDirectToDispose>See responses to Item 8 on each cover page.</sharedPowerOrDirectToDispose>
</numberOfSharesPersonHas>
</item4>
<item5>
<notApplicableFlag>Y</notApplicableFlag>
</item5>
<item6>
<notApplicableFlag>Y</notApplicableFlag>
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<item7>
<notApplicableFlag>Y</notApplicableFlag>
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<item8>
<notApplicableFlag>Y</notApplicableFlag>
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<item9>
<notApplicableFlag>Y</notApplicableFlag>
</item9>
<item10>
<notApplicableFlag>N</notApplicableFlag>
<certifications>By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.</certifications>
</item10>
</items>
<exhibitInfo>Exhibit 99.1 Joint Filing Agreement, by and among the Reporting Persons, dated as of March 5, 2025.</exhibitInfo>
<signatureInformation>
<reportingPersonName>RPVOF Broker CTB, LLC</reportingPersonName>
<signatureDetails>
<signature>/s/ Henry Orren</signature>
<title>Henry Orren / Authorized Signatory</title>
<date>03/05/2025</date>
</signatureDetails>
</signatureInformation>
<signatureInformation>
<reportingPersonName>OPIF Broker Holdings, L.P.</reportingPersonName>
<signatureDetails>
<signature>/s/ Henry Orren</signature>
<title>Henry Orren / Authorized Signatory</title>
<date>03/05/2025</date>
</signatureDetails>
</signatureInformation>
<signatureInformation>
<reportingPersonName>Oaktree-Copley Investments, LLC</reportingPersonName>
<signatureDetails>
<signature>/s/ Henry Orren</signature>
<title>Henry Orren / Managing Director</title>
<date>03/05/2025</date>
</signatureDetails>
</signatureInformation>
<signatureInformation>
<reportingPersonName>Opps XII Broker E Holdings, L.P.</reportingPersonName>
<signatureDetails>
<signature>/s/ Henry Orren</signature>
<title>Henry Orren / Authorized Signatory</title>
<date>03/05/2025</date>
</signatureDetails>
</signatureInformation>
<signatureInformation>
<reportingPersonName>OCM SSF III Broker Debt Holdings, L.P.</reportingPersonName>
<signatureDetails>
<signature>/s/ Henry Orren</signature>
<title>Henry Orren / Managing Director</title>
<date>03/05/2025</date>
</signatureDetails>
</signatureInformation>
<signatureInformation>
<reportingPersonName>Oaktree Capital Holdings, LLC</reportingPersonName>
<signatureDetails>
<signature>/s/ Henry Orren</signature>
<title>Henry Orren / Senior Vice President</title>
<date>03/05/2025</date>
</signatureDetails>
</signatureInformation>
<signatureInformation>
<reportingPersonName>Oaktree Capital Group Holdings GP, LLC</reportingPersonName>
<signatureDetails>
<signature>/s/ Henry Orren</signature>
<title>Henry Orren / Senior Vice President</title>
<date>03/05/2025</date>
</signatureDetails>
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<DOCUMENT>
<TYPE>EX-99.1
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<DESCRIPTION>EXHIBIT 99.1
<TEXT>
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      <div style="text-align: right; color: #000000; font-weight: bold;">Exhibit 99.1</div>
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      <div><br>
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    <div>
      <div style="text-align: center; color: #000000; font-weight: bold;"><u>JOINT FILING AGREEMENT</u></div>
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      <div style="text-align: center; color: #000000;">PURSUANT TO RULE 13D-1(K)</div>
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      <div style="text-align: justify; text-indent: 36pt; color: #000000;">The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned
        with respect to the Common Stock, par value $0.01 par value per share, of B. Riley Financial, Inc., and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned without the necessity of
        filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning such person contained herein or
        therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that such person knows or has reason to believe that such information is inaccurate.</div>
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            <div style="color: #000000;">Dated: March 5, 2025</div>
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            <div style="font-weight: bold;">RPVOF Broker CTB, LLC</div>
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            <div>By: Oaktree Fund GP, LLC</div>
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            <div>Its: Manager</div>
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            <div>By: Oaktree Fund GP I, L.P.</div>
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            <div>Its: Managing Member</div>
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            <div>By:</div>
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            <div>/s/ Henry Orren</div>
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            <div>Name: Henry Orren</div>
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            <div>Title: Authorized Signatory</div>
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            <div style="font-weight: bold;">OPIF Broker Holdings, L.P.</div>
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          <td style="width: 50%; vertical-align: top;" rowspan="1">&#160;</td>
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            <div>By: Oaktree Fund AIF Series, L.P. &#8211; Series U</div>
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            <div>Its: General Partner</div>
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            <div>By: Oaktree Fund GP AIF, LLC</div>
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          <td style="width: 50%; vertical-align: top;">&#160;</td>
          <td style="vertical-align: top;" colspan="2">
            <div>Its: General Partner</div>
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          <td style="width: 50%; vertical-align: top;" rowspan="1">&#160;</td>
          <td style="vertical-align: top;" colspan="2" rowspan="1">&#160;</td>
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