<SEC-DOCUMENT>0001213900-25-020254-index.html : 20250304 <SEC-HEADER>0001213900-25-020254.hdr.sgml : 20250304 <ACCEPTANCE-DATETIME>20250304164337 ACCESSION NUMBER: 0001213900-25-020254 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 17 CONFORMED PERIOD OF REPORT: 20250226 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20250304 DATE AS OF CHANGE: 20250304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-37503 FILM NUMBER: 25705519 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>ea0232942-8k_briley.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: ea0232942-8k_briley.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>2 <FILENAME>ea023294201ex10-1_briley.htm <DESCRIPTION>CREDIT AGREEMENT, DATED FEBRUARY 26, 2025, AMONG B. RILEY FINANCIAL, INC., BR FINANCIAL HOLDINGS, LLC, EACH OF THE LENDERS FROM TIME TO TIME PARTIES THERETO, OAKTREE FUND ADMINISTRATION, LLC, AND COMPUTERSHARE TRUST COMPANY, N.A <TEXT> Document 2 - file: ea023294201ex10-1_briley.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>3 <FILENAME>ea023294201ex10-2_briley.htm <DESCRIPTION>FORM OF WARRANT, DATED FEBRUARY 26, 2025, ISSUED BY B. RILEY FINANCIAL, INC. TO RPVOF BROKER CTB, LLC, OPIF BROKER HOLDINGS, L.P., OAKTREE-COPLEY INVESTMENTS, LLC, OPPS XII BROKER E HOLDINGS, L.P. AND OCM SSF III BROKER DEBT HOLDINGS, L.P <TEXT> Document 3 - file: ea023294201ex10-2_briley.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>4 <FILENAME>ea023294201ex10-3_briley.htm <DESCRIPTION>REGISTRATION RIGHTS AGREEMENT, DATED FEBRUARY 26, 2025, AMONG B. RILEY FINANCING, INC., RPVOF BROKER CTB, LLC, OPIF BROKER HOLDINGS, L.P., OAKTREE-COPLEY INVESTMENTS, LLC, OPPS XII BROKER E HOLDINGS, L.P., AND OCM SSF III BROKER DEBT HOLDINGS, L.P <TEXT> Document 4 - file: ea023294201ex10-3_briley.htm
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