<SEC-DOCUMENT>0001213900-25-027230-index.html : 20250401 <SEC-HEADER>0001213900-25-027230.hdr.sgml : 20250401 <ACCEPTANCE-DATETIME>20250401170119 ACCESSION NUMBER: 0001213900-25-027230 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 18 CONFORMED PERIOD OF REPORT: 20250326 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20250401 DATE AS OF CHANGE: 20250401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance EIN: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-37503 FILM NUMBER: 25800661 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>ea0235978-8k_briley.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: ea0235978-8k_briley.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>2 <FILENAME>ea023597801ex10-1_briley.htm <DESCRIPTION>INDENTURE, DATED AS OF MARCH 26, 2025, BY AND AMONG B. RILEY FINANCIAL, INC. AND GLAS TRUST COMPANY LLC, AS TRUSTEE AND COLLATERAL AGENT, GOVERNING THE ISSUANCE BY B. RILEY FINANCIAL INC. OF THE 8.00% SENIOR SECURED SECOND LIEN NOTES DUE JANUARY 2028 <TEXT> Document 2 - file: ea023597801ex10-1_briley.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>3 <FILENAME>ea023597801ex10-2_briley.htm <DESCRIPTION>FORM OF 8.00% SENIOR SECURED SECOND LIEN NOTE DUE 2028 <TEXT> Document 3 - file: ea023597801ex10-2_briley.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>4 <FILENAME>ea023597801ex10-3_briley.htm <DESCRIPTION>WARRANT, DATED AS OF MARCH 26, 2025, ISSUED BY B. RILEY FINANCIAL, INC. TO THE INVESTOR <TEXT> Document 4 - file: ea023597801ex10-3_briley.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>5 <FILENAME>ea023597801ex10-4_briley.htm <DESCRIPTION>REGISTRATION RIGHTS AGREEMENT, DATED FEBRUARY 26, 2025, BY AND BETWEEN B. RILEY FINANCIAL, INC. AND THE INVESTOR <TEXT> Document 5 - file: ea023597801ex10-4_briley.htm
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