<SEC-DOCUMENT>0001578563-24-000186.txt : 20240409
<SEC-HEADER>0001578563-24-000186.hdr.sgml : 20240409
<ACCEPTANCE-DATETIME>20240409165814
ACCESSION NUMBER:		0001578563-24-000186
CONFORMED SUBMISSION TYPE:	D
PUBLIC DOCUMENT COUNT:		1
ITEM INFORMATION:		<ITEMS>06b
FILED AS OF DATE:		20240409
DATE AS OF CHANGE:		20240409
EFFECTIVENESS DATE:		20240409

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Avalo Therapeutics, Inc.
		CENTRAL INDEX KEY:			0001534120
		STANDARD INDUSTRIAL CLASSIFICATION:	PHARMACEUTICAL PREPARATIONS [2834]
		ORGANIZATION NAME:           	03 Life Sciences
		IRS NUMBER:				450705648
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		D
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	021-510110
		FILM NUMBER:		24833374

	BUSINESS ADDRESS:	
		STREET 1:		540 GAITHER ROAD
		STREET 2:		SUITE 400
		CITY:			ROCKVILLE
		STATE:			MD
		ZIP:			20850
		BUSINESS PHONE:		410-522-8707

	MAIL ADDRESS:	
		STREET 1:		540 GAITHER ROAD
		STREET 2:		SUITE 400
		CITY:			ROCKVILLE
		STATE:			MD
		ZIP:			20850

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Cerecor Inc.
		DATE OF NAME CHANGE:	20111102
</SEC-HEADER>
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        <industryGroup>
            <industryGroupType>Biotechnology</industryGroupType>
        </industryGroup>
        <issuerSize>
            <revenueRange>Decline to Disclose</revenueRange>
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            <isBusinessCombinationTransaction>true</isBusinessCombinationTransaction>
            <clarificationOfResponse>The offering is made in connection with the merger of Project Athens Merger Sub, Inc. into AlmataBio, Inc. and AlmataBio, Inc. into Second Project Athens Merger Sub, LLC, pursuant to an Agreement and Plan of Merger and Reorganization dated March 27, 2024.</clarificationOfResponse>
        </businessCombinationTransaction>
        <minimumInvestmentAccepted>0</minimumInvestmentAccepted>
        <salesCompensationList>
            <recipient>
                <recipientName>Oppenheimer &amp; Co. Inc.</recipientName>
                <recipientCRDNumber>249</recipientCRDNumber>
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                <recipientAddress>
                    <street1>85 Broad Street</street1>
                    <street2>4th Floor</street2>
                    <city>New York</city>
                    <stateOrCountry>NY</stateOrCountry>
                    <stateOrCountryDescription>NEW YORK</stateOrCountryDescription>
                    <zipCode>10004</zipCode>
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        <offeringSalesAmounts>
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            <totalAmountSold>130601986</totalAmountSold>
            <totalRemaining>69375000</totalRemaining>
            <clarificationOfResponse>The Total Remaining to be Sold represents warrants issued at closing that have not yet been exercised.</clarificationOfResponse>
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            <hasNonAccreditedInvestors>false</hasNonAccreditedInvestors>
            <totalNumberAlreadyInvested>25</totalNumberAlreadyInvested>
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                <signatureName>/s/ Garry A. Neil</signatureName>
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