<SEC-DOCUMENT>0001079973-18-000414.txt : 20180712
<SEC-HEADER>0001079973-18-000414.hdr.sgml : 20180712
<ACCEPTANCE-DATETIME>20180711181740
ACCESSION NUMBER:		0001079973-18-000414
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20180706
ITEM INFORMATION:		Unregistered Sales of Equity Securities
FILED AS OF DATE:		20180712
DATE AS OF CHANGE:		20180711

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			AMMO, INC.
		CENTRAL INDEX KEY:			0001015383
		STANDARD INDUSTRIAL CLASSIFICATION:	WOMEN'S, MISSES', AND JUNIORS OUTERWEAR [2330]
		IRS NUMBER:				300957912
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			0331

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-13101
		FILM NUMBER:		18949385

	BUSINESS ADDRESS:	
		STREET 1:		6401 E. THOMAS ROAD, #106
		CITY:			SCOTTSDALE
		STATE:			AZ
		ZIP:			85251
		BUSINESS PHONE:		480-947-0001

	MAIL ADDRESS:	
		STREET 1:		6401 E. THOMAS ROAD, #106
		CITY:			SCOTTSDALE
		STATE:			AZ
		ZIP:			85251

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	RETROSPETTIVA INC
		DATE OF NAME CHANGE:	19970602
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<div style="FONT-SIZE: 18pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 2.85pt; FONT-WEIGHT: bold; TEXT-ALIGN: center; MARGIN-LEFT: 0.5pt">SECURITIES AND EXCHANGE COMMISSION</div>

<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 13.8pt; FONT-WEIGHT: bold; TEXT-ALIGN: center; MARGIN-LEFT: 0.6pt">WASHINGTON, D.C. 20549</div>

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<div style="FONT-SIZE: 18pt; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: center; MARGIN-LEFT: 0.7pt">FORM 8-K</div>

<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: center; MARGIN-LEFT: 0.7pt">CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) </div>

<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: center; MARGIN-LEFT: 0.7pt">OF THE SECURITIES EXCHANGE ACT OF 1934</div>

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<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: center; MARGIN-LEFT: 0.65pt">Date of Report (Date of earliest event reported): <font style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-WEIGHT: bold">July 6, 2018</font></div>

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<div style="FONT-SIZE: 24pt; FONT-FAMILY: 'Times New Roman', serif; MARGIN-TOP: 0.05pt; FONT-WEIGHT: bold; TEXT-ALIGN: center; MARGIN-LEFT: 0.65pt">AMMO, Inc.</div>

<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', serif; MARGIN-TOP: 0.05pt; FONT-WEIGHT: normal; TEXT-ALIGN: center; MARGIN-LEFT: 0.65pt">(Exact Name of Registrant as Specified in Charter)</div>

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<div><strong>Delaware</strong></div>
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<div>(State or other jurisdiction</div>

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<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: center; MARGIN-LEFT: 0.5pt">6401 E. Thomas Road, #106</div>

<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: center; MARGIN-LEFT: 0.55pt">Scottsdale, Arizona 85251</div>

<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: center; MARGIN-LEFT: 3.05pt">(Address of principal executive offices)</div>

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<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: center; MARGIN-LEFT: 0.8pt">480-947-0001</div>

<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 0.05pt; TEXT-ALIGN: center; MARGIN-LEFT: 0.5pt">(Registrant's telephone number)</div>

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<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left; MARGIN-LEFT: 5.85pt">Check the appropriate box below if the Form 8 -K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</div>

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<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif">Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</div>
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<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif">Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</div>
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<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif">Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</div>
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<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left; MARGIN-LEFT: 5.85pt; MARGIN-RIGHT: 6.7pt">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter).</div>

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<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left; MARGIN-LEFT: 23.85pt">Emerging growth company <font style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif">&#9744;</font></div>

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<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left; MARGIN-LEFT: 5.85pt; MARGIN-RIGHT: 4.55pt">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. <font style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif">&#9744;</font></div>

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<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; MARGIN-TOP: 3.9pt; FONT-WEIGHT: bold; TEXT-ALIGN: center; MARGIN-LEFT: 0.65pt">AMMO, INC.</div>

<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: center; MARGIN-LEFT: 206.15pt; MARGIN-RIGHT: 205.4pt; TEXT-INDENT: 0.05pt">Form 8-K Current Report</div>

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<div style="TEXT-ALIGN: left; MARGIN-LEFT: 5.85pt"><font style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-WEIGHT: bold">ITEM 3.02.&#160; </font><font style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-WEIGHT: bold">Unregistered Sales of Equity Securities.</font></div>

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<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: justify; MARGIN-LEFT: 5.85pt; MARGIN-RIGHT: 5pt; TEXT-INDENT: 36pt">On May 24, 2018, we called for the exercise of warrants to purchase a total of 4,947,600 shares of our Common Stock at a predetermined exercise price per share of Common Stock as provided in the Warrant Purchase Agreement because the average price for our Common Stock was equal to or exceeded $5.00 per share for a consecutive 30-day period, which occurred as of the close of business on May 21, 2018. The warrants called for exercise consisted of an aggregate of 4,790,100 warrants at an exercise price of $2.50, 67,500 warrants at an exercise price of $1.25 and 90,000 warrants at an exercise price of $0.50. Any warrants that are not exercised by July 6, 2018 would become null and void.</div>

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<div style="FONT-SIZE: 11pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: justify; MARGIN-LEFT: 5.85pt; MARGIN-RIGHT: 5.15pt; TEXT-INDENT: 36pt">As a result of the call notice, a total of 1,972,800 shares of Common Stock were exercised at an average price of $2.42 per share and warrants to purchase an additional 2,974,800 shares of Common Stock were cancelled.</div>

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<div style="FONT-WEIGHT: bold; TEXT-ALIGN: center">SIGNATURES</div>

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<div style="TEXT-ALIGN: left; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt">Dated:&#160; July 12, 2018</div>
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<td style="WIDTH: 35%; BORDER-BOTTOM: #000000 2px solid" valign="top" nowrap="nowrap" align="left">/s/&#160;Fred W. Wagenhals</td>
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<td style="WIDTH: 35%" valign="bottom" nowrap="nowrap" align="left">Fred W. Wagenhals Chief Executive Officer</td>
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