<SEC-DOCUMENT>0001193125-17-229401-index.html : 20171026 <SEC-HEADER>0001193125-17-229401.hdr.sgml : 20171026 <ACCEPTANCE-DATETIME>20170717164928 <PRIVATE-TO-PUBLIC> ACCESSION NUMBER: 0001193125-17-229401 CONFORMED SUBMISSION TYPE: N-2 PUBLIC DOCUMENT COUNT: 8 FILED AS OF DATE: 20170717 DATE AS OF CHANGE: 20170831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD CENTRAL INDEX KEY: 0000793040 IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: N-2 SEC ACT: 1933 Act SEC FILE NUMBER: 333-219322 FILM NUMBER: 17967918 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH FUND LTD DATE OF NAME CHANGE: 20060330 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD CENTRAL INDEX KEY: 0000793040 IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: N-2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 17967919 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH FUND LTD DATE OF NAME CHANGE: 20060330 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>N-2 <SEQUENCE>1 <FILENAME>d413288dn2.htm <DESCRIPTION>ELLSWORTH GROWTH AND INCOME FUND LTD. <TEXT> Document 1 - file: d413288dn2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(II) <SEQUENCE>2 <FILENAME>d413288dex99aii.htm <DESCRIPTION>AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF <TEXT> Document 2 - file: d413288dex99aii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(III) <SEQUENCE>3 <FILENAME>d413288dex99aiii.htm <DESCRIPTION>AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF <TEXT> Document 3 - file: d413288dex99aiii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D)(IV) <SEQUENCE>4 <FILENAME>d413288dex99div.htm <DESCRIPTION>FORM OF INDENTURE <TEXT> Document 4 - file: d413288dex99div.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(J)(II) <SEQUENCE>5 <FILENAME>d413288dex99jii.htm <DESCRIPTION>REVISED SCHEDULE A TO MASTER CUSTODIAN AGREEMENT <TEXT> Document 5 - file: d413288dex99jii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(R) <SEQUENCE>6 <FILENAME>d413288dex99r.htm <DESCRIPTION>CODE OF ETHICS OF THE FUND AND THE INVESTMENT ADVISER <TEXT> Document 6 - file: d413288dex99r.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(S) <SEQUENCE>7 <FILENAME>d413288dex99s.htm <DESCRIPTION>POWERS OF ATTORNEY <TEXT> Document 7 - file: d413288dex99s.htm
</DOCUMENT> <DOCUMENT> <TYPE>CORRESP <SEQUENCE>8 <FILENAME>filename8.htm <TEXT> Document 8 - file: filename8.htm
</DOCUMENT> </SEC-DOCUMENT>