<SEC-DOCUMENT>0001193125-20-236391-index.html : 20210107 <SEC-HEADER>0001193125-20-236391.hdr.sgml : 20210107 <ACCEPTANCE-DATETIME>20200831172048 <PRIVATE-TO-PUBLIC> ACCESSION NUMBER: 0001193125-20-236391 CONFORMED SUBMISSION TYPE: N-2 PUBLIC DOCUMENT COUNT: 10 FILED AS OF DATE: 20200831 DATE AS OF CHANGE: 20201125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD CENTRAL INDEX KEY: 0000793040 IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: N-2 SEC ACT: 1933 Act SEC FILE NUMBER: 333-248511 FILM NUMBER: 201152576 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH FUND LTD DATE OF NAME CHANGE: 20060330 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD CENTRAL INDEX KEY: 0000793040 IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: N-2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 201152575 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH FUND LTD DATE OF NAME CHANGE: 20060330 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 <IS-FILER-A-NEW-REGISTRANT>N <IS-FILER-A-WELL-KNOWN-SEASONED-ISSUER>N <FILED-PURSUANT-TO-GENERAL-INSTRUCTION-A2>N <IS-FUND-24F2-ELIGIBLE>N </SEC-HEADER> <DOCUMENT> <TYPE>N-2 <SEQUENCE>1 <FILENAME>d83896dn2.htm <DESCRIPTION>ELLSWORTH GROWTH & INCOME FUND LTD <TEXT> Document 1 - file: d83896dn2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D)(IV) <SEQUENCE>2 <FILENAME>d83896dex99div.htm <DESCRIPTION>FORM OF INDENTURE <TEXT> Document 2 - file: d83896dex99div.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(S)(I) <SEQUENCE>3 <FILENAME>d83896dex99si.htm <DESCRIPTION>POWERS OF ATTORNEY <TEXT> Document 3 - file: d83896dex99si.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(S)(II) <SEQUENCE>4 <FILENAME>d83896dex99sii.htm <DESCRIPTION>FORM OF PROSPECTUS SUPPLEMENT RELATING TO COMMON SHARES <TEXT> Document 4 - file: d83896dex99sii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(S)(III) <SEQUENCE>5 <FILENAME>d83896dex99siii.htm <DESCRIPTION>FORM OF PROSPECTUS SUPPLEMENT RELATING TO PREFERRED SHARES <TEXT> Document 5 - file: d83896dex99siii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(S)(IV) <SEQUENCE>6 <FILENAME>d83896dex99siv.htm <DESCRIPTION>FORM OF PROSPECTUS SUPPLEMENT RELATING TO NOTES <TEXT> Document 6 - file: d83896dex99siv.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(S)(V) <SEQUENCE>7 <FILENAME>d83896dex99sv.htm <DESCRIPTION>FORM OF PROSPECTUS SUPPLEMENT RELATING TO SUBSCRIPTION RIGHTS <TEXT> Document 7 - file: d83896dex99sv.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(S)(VI) <SEQUENCE>8 <FILENAME>d83896dex99svi.htm <DESCRIPTION>FORM OF PROSPECTUS SUPPLEMENT RELATING TO SUBSCRIPTION RIGHTS <TEXT> Document 8 - file: d83896dex99svi.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(S)(VII) <SEQUENCE>9 <FILENAME>d83896dex99svii.htm <DESCRIPTION>FORM OF PROSPECTUS SUPPLEMENT RELATING TO SUBSCRIPTION RIGHTS <TEXT> Document 9 - file: d83896dex99svii.htm
</DOCUMENT> <DOCUMENT> <TYPE>CORRESP <SEQUENCE>10 <FILENAME>filename10.htm <TEXT> Document 10 - file: filename10.htm
</DOCUMENT> </SEC-DOCUMENT>