<SEC-DOCUMENT>0001387131-21-011756-index.html : 20211203 <SEC-HEADER>0001387131-21-011756.hdr.sgml : 20211203 <ACCEPTANCE-DATETIME>20211203135057 ACCESSION NUMBER: 0001387131-21-011756 CONFORMED SUBMISSION TYPE: N-CSR PUBLIC DOCUMENT COUNT: 9 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211203 DATE AS OF CHANGE: 20211203 EFFECTIVENESS DATE: 20211203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD CENTRAL INDEX KEY: 0000793040 IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: N-CSR SEC ACT: 1940 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 211469511 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH FUND LTD DATE OF NAME CHANGE: 20060330 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>N-CSR <SEQUENCE>1 <FILENAME>ecf-ncsr_093021.htm <DESCRIPTION>CERTIFIED ANNUAL SHAREHOLDER REPORT <TEXT> Document 1 - file: ecf-ncsr_093021.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1) <SEQUENCE>2 <FILENAME>ex99-a1.htm <DESCRIPTION>CODE OF ETHICS <TEXT> Document 2 - file: ex99-a1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(2) <SEQUENCE>3 <FILENAME>ex99-a2.htm <DESCRIPTION>SECTION 302 CERTIFICATIONS <TEXT> Document 3 - file: ex99-a2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(B) <SEQUENCE>4 <FILENAME>ex99-b.htm <DESCRIPTION>SECTION 906 CERTIFICATIONS <TEXT> Document 4 - file: ex99-b.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.CONSENT <SEQUENCE>5 <FILENAME>ex99-consent.htm <DESCRIPTION>CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 5 - file: ex99-consent.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>gb45ecf001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: gb45ecf001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>gb45ecf002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: gb45ecf002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>gb45ecf003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: gb45ecf003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>gb45ecf004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: gb45ecf004.jpg
</DOCUMENT> </SEC-DOCUMENT>