    <SEC-DOCUMENT>0001104659-14-054225-index.html : 20141103
    <SEC-HEADER>0001104659-14-054225.hdr.sgml : 20141103

    <ACCEPTANCE-DATETIME>20140729092227

    <PRIVATE-TO-PUBLIC>

    ACCESSION NUMBER:		0001104659-14-054225

    CONFORMED SUBMISSION TYPE:	N-2

    PUBLIC DOCUMENT COUNT:		25

    FILED AS OF DATE:		20140729

    DATE AS OF CHANGE:		20141001

    FILER:

    	COMPANY DATA:

    		COMPANY CONFORMED NAME:			StoneCastle Financial Corp.

    		CENTRAL INDEX KEY:			0001578987

    		IRS NUMBER:				900934878

    		STATE OF INCORPORATION:			DE

    	FILING VALUES:

    		FORM TYPE:		N-2

    		SEC ACT:		1933 Act

    		SEC FILE NUMBER:	333-197689

    		FILM NUMBER:		14998342

    	BUSINESS ADDRESS:

    		STREET 1:		152 WEST 57TH STREET 35TH FLOOR

    		CITY:			NEW YORK

    		STATE:			NY

    		ZIP:			10019

    		BUSINESS PHONE:		212-354-6500

    	MAIL ADDRESS:

    		STREET 1:		152 WEST 57TH STREET 35TH FLOOR

    		CITY:			NEW YORK

    		STATE:			NY

    		ZIP:			10019

    FILER:

    	COMPANY DATA:

    		COMPANY CONFORMED NAME:			StoneCastle Financial Corp.

    		CENTRAL INDEX KEY:			0001578987

    		IRS NUMBER:				900934878

    		STATE OF INCORPORATION:			DE

    	FILING VALUES:

    		FORM TYPE:		N-2

    		SEC ACT:		1940 Act

    		SEC FILE NUMBER:	811-22853

    		FILM NUMBER:		14998343

    	BUSINESS ADDRESS:

    		STREET 1:		152 WEST 57TH STREET 35TH FLOOR

    		CITY:			NEW YORK

    		STATE:			NY

    		ZIP:			10019

    		BUSINESS PHONE:		212-354-6500

    	MAIL ADDRESS:

    		STREET 1:		152 WEST 57TH STREET 35TH FLOOR

    		CITY:			NEW YORK

    		STATE:			NY

    		ZIP:			10019

    </SEC-HEADER>

    <DOCUMENT>
    <TYPE>N-2
    <SEQUENCE>1
    <FILENAME>a14-17384_1n2.htm
    <DESCRIPTION>REGISTRATION STATEMENT ON FOR CLOSED-END INVESTMENT COMPANIES
    <TEXT>
    Document 1 - file: a14-17384_1n2.htm

    </DOCUMENT>
    <DOCUMENT>
    <TYPE>EX-99.G1
    <SEQUENCE>2
    <FILENAME>a14-17384_1ex99dg1.htm
    <DESCRIPTION>EX-99.G1
    <TEXT>
    Document 2 - file: a14-17384_1ex99dg1.htm

    </DOCUMENT>
    <DOCUMENT>
    <TYPE>EX-99.H.1
    <SEQUENCE>3
    <FILENAME>a14-17384_1ex99dhd1.htm
    <DESCRIPTION>EX-99.H.1
    <TEXT>
    Document 3 - file: a14-17384_1ex99dhd1.htm

    </DOCUMENT>
    <DOCUMENT>
    <TYPE>EX-99.J
    <SEQUENCE>4
    <FILENAME>a14-17384_1ex99dj.htm
    <DESCRIPTION>EX-99.J
    <TEXT>
    Document 4 - file: a14-17384_1ex99dj.htm

    </DOCUMENT>
    <DOCUMENT>
    <TYPE>EX-99.K.1
    <SEQUENCE>5
    <FILENAME>a14-17384_1ex99dkd1.htm
    <DESCRIPTION>EX-99.K.1
    <TEXT>
    Document 5 - file: a14-17384_1ex99dkd1.htm

    </DOCUMENT>
    <DOCUMENT>
    <TYPE>EX-99.K.2
    <SEQUENCE>6
    <FILENAME>a14-17384_1ex99dkd2.htm
    <DESCRIPTION>EX-99.K.2
    <TEXT>
    Document 6 - file: a14-17384_1ex99dkd2.htm

    </DOCUMENT>
    <DOCUMENT>
    <TYPE>EX-99.K.3
    <SEQUENCE>7
    <FILENAME>a14-17384_1ex99dkd3.htm
    <DESCRIPTION>EX-99.K.3
    <TEXT>
    Document 7 - file: a14-17384_1ex99dkd3.htm

    </DOCUMENT>
    <DOCUMENT>
    <TYPE>EX-99.K.4
    <SEQUENCE>8
    <FILENAME>a14-17384_1ex99dkd4.htm
    <DESCRIPTION>EX-99.K.4
    <TEXT>
    Document 8 - file: a14-17384_1ex99dkd4.htm

    </DOCUMENT>
    <DOCUMENT>
    <TYPE>EX-99.K.5
    <SEQUENCE>9
    <FILENAME>a14-17384_1ex99dkd5.htm
    <DESCRIPTION>EX-99.K.5
    <TEXT>
    Document 9 - file: a14-17384_1ex99dkd5.htm

    </DOCUMENT>
    <DOCUMENT>
    <TYPE>EX-99.K.6
    <SEQUENCE>10
    <FILENAME>a14-17384_1ex99dkd6.htm
    <DESCRIPTION>EX-99.K.6
    <TEXT>
    Document 10 - file: a14-17384_1ex99dkd6.htm

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    <DOCUMENT>
    <TYPE>EX-99.L.1
    <SEQUENCE>11
    <FILENAME>a14-17384_1ex99dld1.htm
    <DESCRIPTION>EX-99.L.1
    <TEXT>
    Document 11 - file: a14-17384_1ex99dld1.htm

    </DOCUMENT>
    <DOCUMENT>
    <TYPE>EX-99.N.1
    <SEQUENCE>12
    <FILENAME>a14-17384_1ex99dnd1.htm
    <DESCRIPTION>EX-99.N.1
    <TEXT>
    Document 12 - file: a14-17384_1ex99dnd1.htm

    </DOCUMENT>
    <DOCUMENT>
    <TYPE>EX-99.N.2
    <SEQUENCE>13
    <FILENAME>a14-17384_1ex99dnd2.htm
    <DESCRIPTION>EX-99.N.2
    <TEXT>
    Document 13 - file: a14-17384_1ex99dnd2.htm

    </DOCUMENT>
    <DOCUMENT>
    <TYPE>EX-99.S.1
    <SEQUENCE>14
    <FILENAME>a14-17384_1ex99dsd1.htm
    <DESCRIPTION>EX-99.S.1
    <TEXT>
    Document 14 - file: a14-17384_1ex99dsd1.htm

    </DOCUMENT>
    <DOCUMENT>
    <TYPE>GRAPHIC
    <SEQUENCE>16
    <FILENAME>g173844nai001.jpg
    <DESCRIPTION>GRAPHIC
    <TEXT>
    Document 16 - file: g173844nai001.jpg

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    <TYPE>GRAPHIC
    <SEQUENCE>17
    <FILENAME>g173842bk01i001.jpg
    <DESCRIPTION>GRAPHIC
    <TEXT>
    Document 17 - file: g173842bk01i001.jpg

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    <SEQUENCE>18
    <FILENAME>g173844mq01i001.gif
    <DESCRIPTION>GRAPHIC
    <TEXT>
    Document 18 - file: g173844mq01i001.gif

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    <TYPE>GRAPHIC
    <SEQUENCE>19
    <FILENAME>g173842bj31i001.jpg
    <DESCRIPTION>GRAPHIC
    <TEXT>
    Document 19 - file: g173842bj31i001.jpg

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    <SEQUENCE>20
    <FILENAME>g173842bj01i001.jpg
    <DESCRIPTION>GRAPHIC
    <TEXT>
    Document 20 - file: g173842bj01i001.jpg

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    <TYPE>GRAPHIC
    <SEQUENCE>21
    <FILENAME>g173844bci001.jpg
    <DESCRIPTION>GRAPHIC
    <TEXT>
    Document 21 - file: g173844bci001.jpg

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    <DOCUMENT>
    <TYPE>GRAPHIC
    <SEQUENCE>22
    <FILENAME>g173842bmi001.jpg
    <DESCRIPTION>GRAPHIC
    <TEXT>
    Document 22 - file: g173842bmi001.jpg

    </DOCUMENT>
    <DOCUMENT>
    <TYPE>GRAPHIC
    <SEQUENCE>23
    <FILENAME>g173842bmi002.jpg
    <DESCRIPTION>GRAPHIC
    <TEXT>
    Document 23 - file: g173842bmi002.jpg

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    <DOCUMENT>
    <TYPE>GRAPHIC
    <SEQUENCE>24
    <FILENAME>g173844mwi001.gif
    <DESCRIPTION>GRAPHIC
    <TEXT>
    Document 24 - file: g173844mwi001.gif

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    <DOCUMENT>
    <TYPE>GRAPHIC
    <SEQUENCE>25
    <FILENAME>g173844mwi002.gif
    <DESCRIPTION>GRAPHIC
    <TEXT>
    Document 25 - file: g173844mwi002.gif

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    <DOCUMENT>
    <TYPE>COVER
    <SEQUENCE>26
    <FILENAME>filename26.htm
    <TEXT>
    Document 26 - file: filename26.htm

    </DOCUMENT>
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