<SEC-DOCUMENT>0001104659-14-054225-index.html : 20141103
<SEC-HEADER>0001104659-14-054225.hdr.sgml : 20141103

<ACCEPTANCE-DATETIME>20140729092227

<PRIVATE-TO-PUBLIC>

ACCESSION NUMBER:		0001104659-14-054225

CONFORMED SUBMISSION TYPE:	N-2

PUBLIC DOCUMENT COUNT:		25

FILED AS OF DATE:		20140729

DATE AS OF CHANGE:		20141001


FILER:


	COMPANY DATA:	

		COMPANY CONFORMED NAME:			StoneCastle Financial Corp.

		CENTRAL INDEX KEY:			0001578987

		IRS NUMBER:				900934878

		STATE OF INCORPORATION:			DE



	FILING VALUES:

		FORM TYPE:		N-2

		SEC ACT:		1933 Act

		SEC FILE NUMBER:	333-197689

		FILM NUMBER:		14998342



	BUSINESS ADDRESS:	

		STREET 1:		152 WEST 57TH STREET 35TH FLOOR

		CITY:			NEW YORK

		STATE:			NY

		ZIP:			10019

		BUSINESS PHONE:		212-354-6500



	MAIL ADDRESS:	

		STREET 1:		152 WEST 57TH STREET 35TH FLOOR

		CITY:			NEW YORK

		STATE:			NY

		ZIP:			10019




FILER:


	COMPANY DATA:	

		COMPANY CONFORMED NAME:			StoneCastle Financial Corp.

		CENTRAL INDEX KEY:			0001578987

		IRS NUMBER:				900934878

		STATE OF INCORPORATION:			DE



	FILING VALUES:

		FORM TYPE:		N-2

		SEC ACT:		1940 Act

		SEC FILE NUMBER:	811-22853

		FILM NUMBER:		14998343



	BUSINESS ADDRESS:	

		STREET 1:		152 WEST 57TH STREET 35TH FLOOR

		CITY:			NEW YORK

		STATE:			NY

		ZIP:			10019

		BUSINESS PHONE:		212-354-6500



	MAIL ADDRESS:	

		STREET 1:		152 WEST 57TH STREET 35TH FLOOR

		CITY:			NEW YORK

		STATE:			NY

		ZIP:			10019



</SEC-HEADER>

<DOCUMENT>
<TYPE>N-2
<SEQUENCE>1
<FILENAME>a14-17384_1n2.htm
<DESCRIPTION>REGISTRATION STATEMENT ON FOR CLOSED-END INVESTMENT COMPANIES
<TEXT>
Document 1 - file: a14-17384_1n2.htm

</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.G1
<SEQUENCE>2
<FILENAME>a14-17384_1ex99dg1.htm
<DESCRIPTION>EX-99.G1
<TEXT>
Document 2 - file: a14-17384_1ex99dg1.htm

</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.H.1
<SEQUENCE>3
<FILENAME>a14-17384_1ex99dhd1.htm
<DESCRIPTION>EX-99.H.1
<TEXT>
Document 3 - file: a14-17384_1ex99dhd1.htm

</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.J
<SEQUENCE>4
<FILENAME>a14-17384_1ex99dj.htm
<DESCRIPTION>EX-99.J
<TEXT>
Document 4 - file: a14-17384_1ex99dj.htm

</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.K.1
<SEQUENCE>5
<FILENAME>a14-17384_1ex99dkd1.htm
<DESCRIPTION>EX-99.K.1
<TEXT>
Document 5 - file: a14-17384_1ex99dkd1.htm

</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.K.2
<SEQUENCE>6
<FILENAME>a14-17384_1ex99dkd2.htm
<DESCRIPTION>EX-99.K.2
<TEXT>
Document 6 - file: a14-17384_1ex99dkd2.htm

</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.K.3
<SEQUENCE>7
<FILENAME>a14-17384_1ex99dkd3.htm
<DESCRIPTION>EX-99.K.3
<TEXT>
Document 7 - file: a14-17384_1ex99dkd3.htm

</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.K.4
<SEQUENCE>8
<FILENAME>a14-17384_1ex99dkd4.htm
<DESCRIPTION>EX-99.K.4
<TEXT>
Document 8 - file: a14-17384_1ex99dkd4.htm

</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.K.5
<SEQUENCE>9
<FILENAME>a14-17384_1ex99dkd5.htm
<DESCRIPTION>EX-99.K.5
<TEXT>
Document 9 - file: a14-17384_1ex99dkd5.htm

</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.K.6
<SEQUENCE>10
<FILENAME>a14-17384_1ex99dkd6.htm
<DESCRIPTION>EX-99.K.6
<TEXT>
Document 10 - file: a14-17384_1ex99dkd6.htm

</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.L.1
<SEQUENCE>11
<FILENAME>a14-17384_1ex99dld1.htm
<DESCRIPTION>EX-99.L.1
<TEXT>
Document 11 - file: a14-17384_1ex99dld1.htm

</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.N.1
<SEQUENCE>12
<FILENAME>a14-17384_1ex99dnd1.htm
<DESCRIPTION>EX-99.N.1
<TEXT>
Document 12 - file: a14-17384_1ex99dnd1.htm

</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.N.2
<SEQUENCE>13
<FILENAME>a14-17384_1ex99dnd2.htm
<DESCRIPTION>EX-99.N.2
<TEXT>
Document 13 - file: a14-17384_1ex99dnd2.htm

</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.S.1
<SEQUENCE>14
<FILENAME>a14-17384_1ex99dsd1.htm
<DESCRIPTION>EX-99.S.1
<TEXT>
Document 14 - file: a14-17384_1ex99dsd1.htm

</DOCUMENT>
<DOCUMENT>
<TYPE>GRAPHIC
<SEQUENCE>16
<FILENAME>g173844nai001.jpg
<DESCRIPTION>GRAPHIC
<TEXT>
Document 16 - file: g173844nai001.jpg

</DOCUMENT>
<DOCUMENT>
<TYPE>GRAPHIC
<SEQUENCE>17
<FILENAME>g173842bk01i001.jpg
<DESCRIPTION>GRAPHIC
<TEXT>
Document 17 - file: g173842bk01i001.jpg

</DOCUMENT>
<DOCUMENT>
<TYPE>GRAPHIC
<SEQUENCE>18
<FILENAME>g173844mq01i001.gif
<DESCRIPTION>GRAPHIC
<TEXT>
Document 18 - file: g173844mq01i001.gif

</DOCUMENT>
<DOCUMENT>
<TYPE>GRAPHIC
<SEQUENCE>19
<FILENAME>g173842bj31i001.jpg
<DESCRIPTION>GRAPHIC
<TEXT>
Document 19 - file: g173842bj31i001.jpg

</DOCUMENT>
<DOCUMENT>
<TYPE>GRAPHIC
<SEQUENCE>20
<FILENAME>g173842bj01i001.jpg
<DESCRIPTION>GRAPHIC
<TEXT>
Document 20 - file: g173842bj01i001.jpg

</DOCUMENT>
<DOCUMENT>
<TYPE>GRAPHIC
<SEQUENCE>21
<FILENAME>g173844bci001.jpg
<DESCRIPTION>GRAPHIC
<TEXT>
Document 21 - file: g173844bci001.jpg

</DOCUMENT>
<DOCUMENT>
<TYPE>GRAPHIC
<SEQUENCE>22
<FILENAME>g173842bmi001.jpg
<DESCRIPTION>GRAPHIC
<TEXT>
Document 22 - file: g173842bmi001.jpg

</DOCUMENT>
<DOCUMENT>
<TYPE>GRAPHIC
<SEQUENCE>23
<FILENAME>g173842bmi002.jpg
<DESCRIPTION>GRAPHIC
<TEXT>
Document 23 - file: g173842bmi002.jpg

</DOCUMENT>
<DOCUMENT>
<TYPE>GRAPHIC
<SEQUENCE>24
<FILENAME>g173844mwi001.gif
<DESCRIPTION>GRAPHIC
<TEXT>
Document 24 - file: g173844mwi001.gif

</DOCUMENT>
<DOCUMENT>
<TYPE>GRAPHIC
<SEQUENCE>25
<FILENAME>g173844mwi002.gif
<DESCRIPTION>GRAPHIC
<TEXT>
Document 25 - file: g173844mwi002.gif

</DOCUMENT>
<DOCUMENT>
<TYPE>COVER
<SEQUENCE>26
<FILENAME>filename26.htm
<TEXT>
Document 26 - file: filename26.htm

</DOCUMENT>
</SEC-DOCUMENT>