<SEC-DOCUMENT>0001104659-14-069340-index.html : 20141103 <SEC-HEADER>0001104659-14-069340.hdr.sgml : 20141103 <ACCEPTANCE-DATETIME>20141001060531 <PRIVATE-TO-PUBLIC> ACCESSION NUMBER: 0001104659-14-069340 CONFORMED SUBMISSION TYPE: N-2/A PUBLIC DOCUMENT COUNT: 8 FILED AS OF DATE: 20141001 DATE AS OF CHANGE: 20141001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: N-2/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-197689 FILM NUMBER: 141131121 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-354-6500 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: N-2/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-22853 FILM NUMBER: 141131122 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-354-6500 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 </SEC-HEADER> <DOCUMENT> <TYPE>N-2/A <SEQUENCE>1 <FILENAME>a14-17384_1n2a.htm <DESCRIPTION>N-2/A <TEXT> Document 1 - file: a14-17384_1n2a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(N)(1) <SEQUENCE>2 <FILENAME>a14-17384_1ex99dn1.htm <DESCRIPTION>EX-99.(N)(1) <TEXT> Document 2 - file: a14-17384_1ex99dn1.htm
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</DOCUMENT> <DOCUMENT> <TYPE>COVER <SEQUENCE>9 <FILENAME>filename9.htm <TEXT> Document 9 - file: filename9.htm
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