<SEC-DOCUMENT>0001104659-14-076562-index.html : 20141104 <SEC-HEADER>0001104659-14-076562.hdr.sgml : 20141104 <ACCEPTANCE-DATETIME>20141104165433 ACCESSION NUMBER: 0001104659-14-076562 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 EFFECTIVENESS DATE: 20141104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-197689 FILM NUMBER: 141193931 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-354-6500 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 </SEC-HEADER> <DOCUMENT> <TYPE>497 <SEQUENCE>1 <FILENAME>a14-17384_1497.htm <DESCRIPTION>497 <TEXT> Document 1 - file: a14-17384_1497.htm
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>j14173846_ea005.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: j14173846_ea005.jpg
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