<SEC-DOCUMENT>0001104659-14-084402-index.html : 20141202 <SEC-HEADER>0001104659-14-084402.hdr.sgml : 20141202 <ACCEPTANCE-DATETIME>20141202160456 ACCESSION NUMBER: 0001104659-14-084402 CONFORMED SUBMISSION TYPE: 497AD PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141202 DATE AS OF CHANGE: 20141202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 497AD SEC ACT: 1933 Act SEC FILE NUMBER: 333-197689 FILM NUMBER: 141260624 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-354-6500 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 </SEC-HEADER> <DOCUMENT> <TYPE>497AD <SEQUENCE>1 <FILENAME>a14-25483_1497ad.htm <DESCRIPTION>497AD <TEXT> Document 1 - file: a14-25483_1497ad.htm
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