<SEC-DOCUMENT>0001104659-16-134397-index.html : 20160726 <SEC-HEADER>0001104659-16-134397.hdr.sgml : 20160726 <ACCEPTANCE-DATETIME>20160726171529 ACCESSION NUMBER: 0001104659-16-134397 CONFORMED SUBMISSION TYPE: N-2/A PUBLIC DOCUMENT COUNT: 5 FILED AS OF DATE: 20160726 DATE AS OF CHANGE: 20160726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: N-2/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-204417 FILM NUMBER: 161785042 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-354-6500 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: N-2/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-22853 FILM NUMBER: 161785043 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-354-6500 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 </SEC-HEADER> <DOCUMENT> <TYPE>N-2/A <SEQUENCE>1 <FILENAME>a16-1380_1n2a.htm <DESCRIPTION>N-2/A <TEXT> Document 1 - file: a16-1380_1n2a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(N.1) <SEQUENCE>2 <FILENAME>a16-1380_1ex99dnd1.htm <DESCRIPTION>EX-99.(N.1) <TEXT> Document 2 - file: a16-1380_1ex99dnd1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(N.2) <SEQUENCE>3 <FILENAME>a16-1380_1ex99dnd2.htm <DESCRIPTION>EX-99.(N.2) <TEXT> Document 3 - file: a16-1380_1ex99dnd2.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>g13803cai001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: g13803cai001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>g13801bg01i001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: g13801bg01i001.jpg
</DOCUMENT> </SEC-DOCUMENT>