<SEC-DOCUMENT>0000940400-16-001348-index.html : 20160823 <SEC-HEADER>0000940400-16-001348.hdr.sgml : 20160823 <ACCEPTANCE-DATETIME>20160823135840 ACCESSION NUMBER: 0000940400-16-001348 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160823 DATE AS OF CHANGE: 20160823 EFFECTIVENESS DATE: 20160823 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-22853 FILM NUMBER: 161846948 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-354-6500 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 </SEC-HEADER> <DOCUMENT> <TYPE>NSAR-A <SEQUENCE>1 <FILENAME>StoneCastleNSAR-A.fil <TEXT> Document 1 - file: StoneCastleNSAR-A.fil
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.77C VOTES <SEQUENCE>2 <FILENAME>StoneCastle77C.txt <TEXT> Document 2 - file: StoneCastle77C.txt
</DOCUMENT> </SEC-DOCUMENT>