<SEC-DOCUMENT>0000940400-17-000137-index.html : 20170228 <SEC-HEADER>0000940400-17-000137.hdr.sgml : 20170228 <ACCEPTANCE-DATETIME>20170228161340 ACCESSION NUMBER: 0000940400-17-000137 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170228 DATE AS OF CHANGE: 20170228 EFFECTIVENESS DATE: 20170228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-22853 FILM NUMBER: 17647779 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-354-6500 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 </SEC-HEADER> <DOCUMENT> <TYPE>NSAR-B <SEQUENCE>1 <FILENAME>stonecastle.fil <TEXT> Document 1 - file: stonecastle.fil
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.77B ACCT LTTR <SEQUENCE>2 <FILENAME>stone77b.txt <TEXT> Document 2 - file: stone77b.txt
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.77C VOTES <SEQUENCE>3 <FILENAME>stone77c.txt <TEXT> Document 3 - file: stone77c.txt
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.77Q2 ITEM 405 <SEQUENCE>4 <FILENAME>stone77q2.txt <TEXT> Document 4 - file: stone77q2.txt
</DOCUMENT> </SEC-DOCUMENT>