<SEC-DOCUMENT>0000940400-17-000137-index.html : 20170228
<SEC-HEADER>0000940400-17-000137.hdr.sgml : 20170228
<ACCEPTANCE-DATETIME>20170228161340
ACCESSION NUMBER:		0000940400-17-000137
CONFORMED SUBMISSION TYPE:	NSAR-B
PUBLIC DOCUMENT COUNT:		4
CONFORMED PERIOD OF REPORT:	20161231
FILED AS OF DATE:		20170228
DATE AS OF CHANGE:		20170228
EFFECTIVENESS DATE:		20170228

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			StoneCastle Financial Corp.
		CENTRAL INDEX KEY:			0001578987
		IRS NUMBER:				900934878
		STATE OF INCORPORATION:			DE

	FILING VALUES:
		FORM TYPE:		NSAR-B
		SEC ACT:		1940 Act
		SEC FILE NUMBER:	811-22853
		FILM NUMBER:		17647779

	BUSINESS ADDRESS:	
		STREET 1:		152 WEST 57TH STREET 35TH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10019
		BUSINESS PHONE:		212-354-6500

	MAIL ADDRESS:	
		STREET 1:		152 WEST 57TH STREET 35TH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10019
</SEC-HEADER>
<DOCUMENT>
<TYPE>NSAR-B
<SEQUENCE>1
<FILENAME>stonecastle.fil
<TEXT>
Document 1 - file: stonecastle.fil
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.77B ACCT LTTR <SEQUENCE>2 <FILENAME>stone77b.txt <TEXT> Document 2 - file: stone77b.txt
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.77C VOTES <SEQUENCE>3 <FILENAME>stone77c.txt <TEXT> Document 3 - file: stone77c.txt
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.77Q2 ITEM 405 <SEQUENCE>4 <FILENAME>stone77q2.txt <TEXT> Document 4 - file: stone77q2.txt
</DOCUMENT> </SEC-DOCUMENT>