<SEC-DOCUMENT>0001104659-17-064022-index.html : 20171026 <SEC-HEADER>0001104659-17-064022.hdr.sgml : 20171026 <ACCEPTANCE-DATETIME>20171026160111 ACCESSION NUMBER: 0001104659-17-064022 CONFORMED SUBMISSION TYPE: POS 8C PUBLIC DOCUMENT COUNT: 5 FILED AS OF DATE: 20171026 DATE AS OF CHANGE: 20171026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: POS 8C SEC ACT: 1933 Act SEC FILE NUMBER: 333-204417 FILM NUMBER: 171156286 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-354-6500 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: POS 8C SEC ACT: 1940 Act SEC FILE NUMBER: 811-22853 FILM NUMBER: 171156287 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-354-6500 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 </SEC-HEADER> <DOCUMENT> <TYPE>POS 8C <SEQUENCE>1 <FILENAME>a17-24390_1pos8c.htm <DESCRIPTION>POS 8C <TEXT> Document 1 - file: a17-24390_1pos8c.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(N.1) <SEQUENCE>2 <FILENAME>a17-24390_1ex99dnd1.htm <DESCRIPTION>EX-99.(N.1) <TEXT> Document 2 - file: a17-24390_1ex99dnd1.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>g243902cai001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: g243902cai001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>g243902cai002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: g243902cai002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>g243901bi01i001.gif <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: g243901bi01i001.gif
</DOCUMENT> </SEC-DOCUMENT>