<SEC-DOCUMENT>0000930413-17-003738-index.html : 20171109 <SEC-HEADER>0000930413-17-003738.hdr.sgml : 20171109 <ACCEPTANCE-DATETIME>20171109161041 ACCESSION NUMBER: 0000930413-17-003738 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20171109 ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20171109 DATE AS OF CHANGE: 20171109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 811-22853 FILM NUMBER: 171190912 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-354-6500 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>c89619_8k.htm <TEXT> Document 1 - file: c89619_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>2 <FILENAME>c89619_ex99-1.htm <TEXT> Document 2 - file: c89619_ex99-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>x1_c89619a001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: x1_c89619a001.jpg
</DOCUMENT> </SEC-DOCUMENT>