<SEC-DOCUMENT>0001104659-20-135317-index.html : 20210728 <SEC-HEADER>0001104659-20-135317.hdr.sgml : 20210728 <ACCEPTANCE-DATETIME>20201215103600 <PRIVATE-TO-PUBLIC> ACCESSION NUMBER: 0001104659-20-135317 CONFORMED SUBMISSION TYPE: N-2 PUBLIC DOCUMENT COUNT: 9 FILED AS OF DATE: 20201214 DATE AS OF CHANGE: 20210528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: N-2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-22853 FILM NUMBER: 201388556 BUSINESS ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: (303) 398-2929 MAIL ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneCastle Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: N-2 SEC ACT: 1933 Act SEC FILE NUMBER: 333-251349 FILM NUMBER: 201388557 BUSINESS ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: (303) 398-2929 MAIL ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 <IS-FILER-A-NEW-REGISTRANT>N <IS-FILER-A-WELL-KNOWN-SEASONED-ISSUER>N <FILED-PURSUANT-TO-GENERAL-INSTRUCTION-A2>N <IS-FUND-24F2-ELIGIBLE>N </SEC-HEADER> <DOCUMENT> <TYPE>N-2 <SEQUENCE>1 <FILENAME>tm2038277d1_n2.htm <DESCRIPTION>N-2 <TEXT> Document 1 - file: tm2038277d1_n2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.G1 <SEQUENCE>2 <FILENAME>tm2038277d2_ex99-g1.htm <DESCRIPTION>EXHIBIT 99.G.1 <TEXT> Document 2 - file: tm2038277d2_ex99-g1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.R1 <SEQUENCE>3 <FILENAME>tm2038277d2_ex99-r1.htm <DESCRIPTION>EXHIBIT 99.R.1 <TEXT> Document 3 - file: tm2038277d2_ex99-r1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.R2 <SEQUENCE>4 <FILENAME>tm2038277d2_ex99-r2.htm <DESCRIPTION>EXHIBIT 99.R.2 <TEXT> Document 4 - file: tm2038277d2_ex99-r2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.S1 <SEQUENCE>5 <FILENAME>tm2038277d2_ex99-s1.htm <DESCRIPTION>EXHIBIT 99.S.1 <TEXT> Document 5 - file: tm2038277d2_ex99-s1.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>tm2038277-1_n2img001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: tm2038277-1_n2img001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>tm2038277d2_coverimg001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: tm2038277d2_coverimg001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>tm2038277d2_coverimg002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: tm2038277d2_coverimg002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>COVER <SEQUENCE>10 <FILENAME>filename10.htm <TEXT> Document 10 - file: filename10.htm
</DOCUMENT> </SEC-DOCUMENT>