<SEC-DOCUMENT>0001072613-20-000266-index.html : 20200811 <SEC-HEADER>0001072613-20-000266.hdr.sgml : 20200811 <ACCEPTANCE-DATETIME>20200811080657 ACCESSION NUMBER: 0001072613-20-000266 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 8 CONFORMED PERIOD OF REPORT: 20200806 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20200811 DATE AS OF CHANGE: 20200811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE PETROLEUM CORP CENTRAL INDEX KEY: 0000887396 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 731238709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16653 FILM NUMBER: 201091105 BUSINESS ADDRESS: STREET 1: 1203 EAST 33RD STREET STREET 2: SUITE 250 CITY: TULSA STATE: OK ZIP: 74105 BUSINESS PHONE: (539) 444-8002 MAIL ADDRESS: STREET 1: 1203 EAST 33RD STREET STREET 2: SUITE 250 CITY: TULSA STATE: OK ZIP: 74105 FORMER COMPANY: FORMER CONFORMED NAME: AMERICOMM RESOURCES CORP DATE OF NAME CHANGE: 19951115 FORMER COMPANY: FORMER CONFORMED NAME: AMERICOMM CORP DATE OF NAME CHANGE: 19930328 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>emp_8k-18422.htm <DESCRIPTION>FORM 8K DATED AUGUST 6, 2020 <TEXT> Document 1 - file: emp_8k-18422.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>2 <FILENAME>exh10-1_18422.htm <DESCRIPTION>SECURITIES PURCHASE AGREEMENT DATED AS OF AUGUST 6, 2020, BY AND BETWEEN EMPIRE PETROLEUM CORPORATION AND PETROLEUM INDEPENDENT & EXPLORATION LLC <TEXT> Document 2 - file: exh10-1_18422.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>image_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: image_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>4 <FILENAME>exh10-2_18422.htm <DESCRIPTION>COMMON SHARE WARRANT CERTIFICATE NO. PIE-1 DATED AUGUST 6, 2020 <TEXT> Document 4 - file: exh10-2_18422.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>5 <FILENAME>exh10-3_18422.htm <DESCRIPTION>COMMON SHARE WARRANT CERTIFICATE NO. PIE-2 DATED AUGUST 6, 2020 <TEXT> Document 5 - file: exh10-3_18422.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>6 <FILENAME>exh10-4_18422.htm <DESCRIPTION>COMMON SHARE WARRANT CERTIFICATE NO. PIE-3 DATED AUGUST 6, 2020 <TEXT> Document 6 - file: exh10-4_18422.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.5 <SEQUENCE>7 <FILENAME>exh10-5_18422.htm <DESCRIPTION>COMMON SHARE WARRANT CERTIFICATE NO. PIE-4 DATED AUGUST 6, 2020 <TEXT> Document 7 - file: exh10-5_18422.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.6 <SEQUENCE>8 <FILENAME>exh10-6_18422.htm <DESCRIPTION>LOAN AGREEMENT DATED AS OF AUGUST 6, 2020, BY AND BETWEEN EMPIRE TEXAS LLC AND PETROLEUM INDEPENDENT & EXPLORATION LLC <TEXT> Document 8 - file: exh10-6_18422.htm
</DOCUMENT> </SEC-DOCUMENT>