<SEC-DOCUMENT>0001553350-16-001843-index.html : 20160406 <SEC-HEADER>0001553350-16-001843.hdr.sgml : 20160406 <ACCEPTANCE-DATETIME>20160406101613 ACCESSION NUMBER: 0001553350-16-001843 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20160331 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20160406 DATE AS OF CHANGE: 20160406 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUOS TECHNOLOGIES GROUP, INC. CENTRAL INDEX KEY: 0001396536 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 650493217 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-55497 FILM NUMBER: 161556686 BUSINESS ADDRESS: STREET 1: 6622 SOUTHPOINT DRIVE S STREET 2: SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32216 BUSINESS PHONE: 904-296-2807 MAIL ADDRESS: STREET 1: 6622 SOUTHPOINT DRIVE S STREET 2: SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32216 FORMER COMPANY: FORMER CONFORMED NAME: DUOS TECHNOLOGY GROUP, INC. DATE OF NAME CHANGE: 20150710 FORMER COMPANY: FORMER CONFORMED NAME: INFORMATION SYSTEMS ASSOCIATES, INC. DATE OF NAME CHANGE: 20070416 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>duot_8k.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: duot_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>duot_ex4z1.htm <DESCRIPTION>SENIOR SECURED NOTE <TEXT> Document 2 - file: duot_ex4z1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>3 <FILENAME>duot_ex10z1.htm <DESCRIPTION>SECURITIES PURCHASE AGREEMENT <TEXT> Document 3 - file: duot_ex10z1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>4 <FILENAME>duot_ex10z2.htm <DESCRIPTION>SECURITY AND PLEDGE AGREEMENT <TEXT> Document 4 - file: duot_ex10z2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>5 <FILENAME>duot_ex10z3.htm <DESCRIPTION>GUARANTY <TEXT> Document 5 - file: duot_ex10z3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>6 <FILENAME>duot_ex10z4.htm <DESCRIPTION>WARRANT <TEXT> Document 6 - file: duot_ex10z4.htm
</DOCUMENT> </SEC-DOCUMENT>