<SEC-DOCUMENT>0001553350-16-002853-index.html : 20161223 <SEC-HEADER>0001553350-16-002853.hdr.sgml : 20161223 <ACCEPTANCE-DATETIME>20161223133231 ACCESSION NUMBER: 0001553350-16-002853 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20161220 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20161223 DATE AS OF CHANGE: 20161223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUOS TECHNOLOGIES GROUP, INC. CENTRAL INDEX KEY: 0001396536 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 650493217 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-55497 FILM NUMBER: 162068655 BUSINESS ADDRESS: STREET 1: 6622 SOUTHPOINT DRIVE S STREET 2: SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32216 BUSINESS PHONE: 904-296-2807 MAIL ADDRESS: STREET 1: 6622 SOUTHPOINT DRIVE S STREET 2: SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32216 FORMER COMPANY: FORMER CONFORMED NAME: DUOS TECHNOLOGY GROUP, INC. DATE OF NAME CHANGE: 20150710 FORMER COMPANY: FORMER CONFORMED NAME: INFORMATION SYSTEMS ASSOCIATES, INC. DATE OF NAME CHANGE: 20070416 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>duot_8k.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: duot_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>duot_ex4z1.htm <DESCRIPTION>COMMON STOCK PURCHASE WARRANT <TEXT> Document 2 - file: duot_ex4z1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>3 <FILENAME>duot_ex10z1.htm <DESCRIPTION>SECURITIES PURCHASE AGREEMENT <TEXT> Document 3 - file: duot_ex10z1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>4 <FILENAME>duot_ex10z2.htm <DESCRIPTION>PROMISSORY NOTE <TEXT> Document 4 - file: duot_ex10z2.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>duot_ex10z2001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: duot_ex10z2001.jpg
</DOCUMENT> </SEC-DOCUMENT>