<SEC-DOCUMENT>0001553350-17-001240.txt : 20171115
<SEC-HEADER>0001553350-17-001240.hdr.sgml : 20171115
<ACCEPTANCE-DATETIME>20171115161305
ACCESSION NUMBER:		0001553350-17-001240
CONFORMED SUBMISSION TYPE:	NT 10-Q
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20170930
FILED AS OF DATE:		20171115
DATE AS OF CHANGE:		20171115
EFFECTIVENESS DATE:		20171115

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			DUOS TECHNOLOGIES GROUP, INC.
		CENTRAL INDEX KEY:			0001396536
		STANDARD INDUSTRIAL CLASSIFICATION:	SERVICES-PREPACKAGED SOFTWARE [7372]
		IRS NUMBER:				650493217
		STATE OF INCORPORATION:			FL
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		NT 10-Q
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-55497
		FILM NUMBER:		171205339

	BUSINESS ADDRESS:	
		STREET 1:		6622 SOUTHPOINT DRIVE S
		STREET 2:		SUITE 310
		CITY:			JACKSONVILLE
		STATE:			FL
		ZIP:			32216
		BUSINESS PHONE:		904-296-2807

	MAIL ADDRESS:	
		STREET 1:		6622 SOUTHPOINT DRIVE S
		STREET 2:		SUITE 310
		CITY:			JACKSONVILLE
		STATE:			FL
		ZIP:			32216

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	DUOS TECHNOLOGY GROUP, INC.
		DATE OF NAME CHANGE:	20150710

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	INFORMATION SYSTEMS ASSOCIATES, INC.
		DATE OF NAME CHANGE:	20070416
</SEC-HEADER>
<DOCUMENT>
<TYPE>NT 10-Q
<SEQUENCE>1
<FILENAME>duot_12b25.htm
<DESCRIPTION>NOTIFICATION OF LATE FILING
<TEXT>
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<TITLE>NOTIFICATION OF LATE FILING</TITLE>
<META NAME="author" CONTENT="bgoldberg">
<META NAME="date" CONTENT="11/15/2017">
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<BODY style="margin-top:0;font-family:Times New Roman; font-size:10pt; color:#000000">
<P style="margin-top:0px; margin-bottom:9.8px; font-family:Calibri,Times New Roman; font-size:11pt">&nbsp;</P>
<P style="margin-top:0px; margin-bottom:9.8px"><BR></P>
<P style="margin:0px; font-size:12pt">&nbsp;</P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD /><TD width=308.733 /></TR>
<TR><TD style="margin-top:0px" valign=top rowspan=10><P style="margin:0px" align=center><B>UNITED STATES</B></P>
<P style="margin:0px" align=center><B>SECURITIES AND EXCHANGE COMMISSION</B></P>
<P style="margin:0px" align=center><B>Washington, D.C. 20549</B></P>
<P style="margin:0px" align=center>&nbsp;</P>
<P style="margin:0px" align=center><B>FORM 12b-25</B></P>
<P style="margin:0px" align=center>&nbsp;</P>
<P style="margin:0px" align=center><B>NOTIFICATION OF LATE FILING</B></P>
</TD><TD style="margin-top:0px; border-bottom:2px solid #000000" valign=top width=308.733><P style="margin:0px" align=center>OMB APPROVAL</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=308.733><P style="margin:0px">OMB Number:&nbsp;3235-0058</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=308.733><P style="margin:0px">Expires:&nbsp;October 31, 2018</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-bottom:2px solid #000000" valign=top width=308.733><P style="margin:0px">Estimated average burden hours per response ... 2.50</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-bottom:2px solid #000000" valign=top width=308.733><P style="margin:0px" align=center>&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=308.733><P style="margin:0px" align=center>SEC FILE NUMBER</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-bottom:2px solid #000000" valign=top width=308.733><P style="margin:0px" align=center>000-55497</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-bottom:2px solid #000000" valign=top width=308.733><P style="margin:0px" align=center>&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=308.733><P style="margin:0px" align=center>CUSIP NUMBER</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-bottom:2px solid #000000" valign=top width=308.733><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
</TABLE>
<P style="margin:0px; text-indent:48px">&nbsp;</P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=79.533 /><TD width=12.667 /><TD width=97.8 /><TD /></TR>
<TR><TD style="margin-top:0px" valign=top width=79.533><P style="margin:0px"><I>(Check one):</I></P>
</TD><TD style="margin-top:0px" valign=top width=12.667><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=579.8 colspan=2><P style="margin:0px; font-family:Wingdings">&#168;<FONT style="font-family:Times New Roman">&nbsp;Form&nbsp;10-K &nbsp;</FONT>&#168;<FONT style="font-family:Times New Roman">&nbsp;Form&nbsp;20-F &nbsp;</FONT>&#168;<FONT style="font-family:Times New Roman">&nbsp;Form&nbsp;11-K&nbsp; </FONT>&#254;<FONT style="font-family:Times New Roman">&nbsp;Form&nbsp;10-Q &nbsp;</FONT>&#168;<FONT style="font-family:Times New Roman">&nbsp;Form&nbsp;10-D &nbsp;</FONT>&#168;<FONT style="font-family:Times New Roman">&nbsp;Form&nbsp;N-SAR &nbsp;</FONT>&#168;<FONT style="font-family:Times New Roman">&nbsp;Form&nbsp;N-CSR</FONT></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=79.533><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=12.667><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=579.8 colspan=2><P style="margin:0px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=79.533><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=12.667><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=97.8><P style="margin:0px">For&nbsp;Period&nbsp;Ended:</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px">&nbsp;<U>September 30, 2017</U></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=79.533><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=12.667><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=579.8 colspan=2><P style="margin:0px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=79.533><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=12.667><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=579.8 colspan=2><P style="margin:0px; font-family:Wingdings">&#168;<FONT style="font-family:Times New Roman">&nbsp;&nbsp; Transition Report on Form&nbsp;10-K</FONT></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=79.533><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=12.667><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=579.8 colspan=2><P style="margin:0px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=79.533><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=12.667><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=579.8 colspan=2><P style="margin:0px; font-family:Wingdings">&#168;<FONT style="font-family:Times New Roman">&nbsp;&nbsp; Transition Report on Form&nbsp;20-F</FONT></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=79.533><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=12.667><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=579.8 colspan=2><P style="margin:0px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=79.533><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=12.667><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=579.8 colspan=2><P style="margin:0px; font-family:Wingdings">&#168;<FONT style="font-family:Times New Roman">&nbsp;&nbsp; Transition Report on Form&nbsp;11-K</FONT></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=79.533><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=12.667><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=579.8 colspan=2><P style="margin:0px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=79.533><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=12.667><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=579.8 colspan=2><P style="margin:0px; font-family:Wingdings">&#168;<FONT style="font-family:Times New Roman">&nbsp;&nbsp; Transition Report on Form&nbsp;10-Q</FONT></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=79.533><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=12.667><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=579.8 colspan=2><P style="margin:0px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=79.533><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=12.667><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=579.8 colspan=2><P style="margin:0px; font-family:Wingdings">&#168;<FONT style="font-family:Times New Roman">&nbsp;&nbsp; Transition Report on Form&nbsp;N-SAR</FONT></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=79.533><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=12.667><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=579.8 colspan=2><P style="margin:0px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=79.533><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=12.667><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=579.8 colspan=2><P style="margin:0px">For the Transition Period Ended:</P>
</TD></TR>
</TABLE>
<P style="margin:0px" align=center>&nbsp;</P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD /></TR>
<TR><TD style="margin-top:0px; border-left:2px solid #000000; border-top:2px solid #000000; border-right:2px solid #000000" valign=top><P style="margin:0px">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:2px solid #000000; border-right:2px solid #000000" valign=top><P style="margin:0px" align=center><I>Read Instruction (on back page) Before Preparing Form. Please Print or Type.</I></P>
<P style="margin:0px" align=center><B>Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.</B></P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:2px solid #000000; border-right:2px solid #000000; border-bottom:2px solid #000000" valign=top><P style="margin:0px">&nbsp;</P>
</TD></TR>
</TABLE>
<P style="margin:0px; text-indent:48px">&nbsp;</P>
<P style="margin:0px" align=justify>If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:</P>
<P style="margin:0px; text-indent:48px">&nbsp;</P>
<P style="margin:0px" align=justify><B>PART I &#151; REGISTRANT INFORMATION</B></P>
<P style="margin:0px; text-indent:48px">&nbsp;</P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD /></TR>
<TR><TD style="margin-top:0px; border-bottom:2px solid #000000" valign=top><P style="margin:0px"><B>Duos Technologies Group, Inc.</B></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top><P style="margin:0px">Full Name of Registrant</P>
</TD></TR>
</TABLE>
<P style="margin:0px"><B>&nbsp;</B></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD /></TR>
<TR><TD style="margin-top:0px; border-bottom:2px solid #000000" valign=top><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top><P style="margin:0px">Former Name if Applicable</P>
</TD></TR>
</TABLE>
<P style="margin:0px; text-indent:48px">&nbsp;</P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD /></TR>
<TR><TD style="margin-top:0px; border-bottom:2px solid #000000" valign=top><P style="margin:0px"><B>6622 Southpoint Drive S., Suite 310</B></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top><P style="margin:0px">Address of Principal Executive Office&nbsp;<I>(Street and Number)</I></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
</TABLE>
<P style="margin:0px" align=justify><B>&nbsp;</B></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD /></TR>
<TR><TD style="margin-top:0px; border-bottom:2px solid #000000" valign=top><P style="margin:0px"><B>Jacksonville, Florida 32216</B></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top><P style="margin:0px">City, State and Zip Code</P>
</TD></TR>
</TABLE>
<P style="margin:0px; text-indent:48px">&nbsp;</P>
<P style="margin:0px" align=justify><BR></P>
<P style="margin:0px" align=justify><BR></P>
<P style="margin:0px" align=justify><BR></P>
<P style="margin-top:0px; margin-bottom:8.867px"><BR>
<BR></P>
<HR style="margin-bottom:9.6px; padding-top:9.6px" noshade size=1.333>
<P style="margin-top:0px; margin-bottom:9.8px; font-family:Calibri,Times New Roman; font-size:11pt; page-break-before:always">&nbsp;</P>
<P style="margin-top:0px; margin-bottom:9.8px"><BR></P>
<P style="margin-top:0px; margin-bottom:8.867px"><B>PART II &#151; RULES 12b-25(b) AND (c)</B></P>
<P style="margin-top:0px; margin-bottom:8.867px" align=justify>If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule&nbsp;12b-25(b), the following should be completed. (Check box if appropriate)</P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=20.2 /><TD width=20.133 /><TD /></TR>
<TR><TD style="margin-top:0px; border-right:1.333px solid #000000" width=20.2 rowspan=5><P style="margin:0px; font-family:Wingdings">&#254;</P>
</TD><TD style="margin-top:0px" valign=top width=20.133><P style="margin:0px" align=center>(a)</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px" align=justify>The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=20.133><P style="margin:0px; font-family:Calibri,Times New Roman" align=center>&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=20.133><P style="margin:0px" align=center>(b)</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px" align=justify>The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=20.133><P style="margin:0px; font-family:Calibri,Times New Roman" align=center>&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px; font-family:Calibri,Times New Roman">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=20.133><P style="margin:0px" align=center>(c)</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px" align=justify>The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.</P>
</TD></TR>
</TABLE>
<P style="margin:0px; text-indent:48px">&nbsp;</P>
<P style="margin:0px" align=justify><B>PART III &#151; NARRATIVE</B></P>
<P style="margin:0px; text-indent:48px">&nbsp;</P>
<P style="margin:0px" align=justify>State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.</P>
<P style="margin:0px">&nbsp;</P>
<P style="margin:0px" align=justify>DUOS TECHNOLOGIES GROUP, INC. (the &#147;Registrant&#148;) was unable, without unreasonable effort or expense, to file its Quarterly Report on Form 10-Q for the period ended September 30, 2017 (the &#147;Quarterly Report&#148;) by the November 14, 2017 filing date applicable to smaller reporting companies due to a delay experienced by the Registrant in completing its financial statements and other disclosures in the Quarterly Report.&nbsp;As a result, the Registrant is still in the process of compiling required information to complete the Quarterly Report and its independent registered public accounting firm requires additional time to complete its review of the financial statements for the period ended September 30, 2017 to be incorporated in the Quarterly Report.&nbsp;The Registrant anticipates that it will file the Quarterly Report no later than the fifth calendar day following the prescribed filing date.</P>
<P style="margin:0px" align=justify><BR></P>
<P style="margin:0px" align=justify><B>PART IV &#151; OTHER INFORMATION</B></P>
<P style="margin:0px; text-indent:48px">&nbsp;</P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=20.4 /><TD /></TR>
<TR><TD style="margin-top:0px" valign=top width=20.4><P style="margin:0px">(1)</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px" align=justify>Name and telephone number of person to contact in regard to this notification</P>
</TD></TR>
</TABLE>
<P style="margin:0px">&nbsp;</P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=20.4 /><TD /><TD width=7 /><TD width=201.467 /><TD width=6.467 /><TD width=207.8 /></TR>
<TR><TD style="margin-top:0px" valign=top width=20.4><P style="margin:0px" align=center>&nbsp;</P>
</TD><TD style="margin-top:0px; border-bottom:2px solid #000000" valign=top><P style="margin:0px" align=center><B>Gianni B. Arcaini</B></P>
</TD><TD style="margin-top:0px" valign=top width=7><P style="margin:0px" align=center>&nbsp;</P>
</TD><TD style="margin-top:0px; border-bottom:2px solid #000000" valign=top width=201.467><P style="margin:0px" align=center><B>(904)</B></P>
</TD><TD style="margin-top:0px" valign=top width=6.467><P style="margin:0px" align=center>&nbsp;</P>
</TD><TD style="margin-top:0px; border-bottom:2px solid #000000" valign=top width=207.8><P style="margin:0px" align=center><B>652-1601</B></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=20.4><P style="margin:0px" align=center>&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px" align=center>(Name)</P>
</TD><TD style="margin-top:0px" valign=top width=7><P style="margin:0px" align=center>&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=201.467><P style="margin:0px" align=center>(Area Code)</P>
</TD><TD style="margin-top:0px" valign=top width=6.467><P style="margin:0px" align=center>&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=207.8><P style="margin:0px" align=center>(Telephone Number)</P>
</TD></TR>
</TABLE>
<P style="margin:0px; text-indent:48px">&nbsp;</P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=20.4 /><TD /></TR>
<TR><TD style="margin-top:0px" valign=top width=20.4><P style="margin:0px">(2)</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px" align=justify>Have all other periodic reports required under Section&nbsp;13 or 15(d) of the Securities Exchange Act of 1934 or Section&nbsp;30 of the Investment Company Act of 1940 during the preceding 12&nbsp;months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=20.4><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px" align=right>Yes <FONT style="font-family:Wingdings">&#254;</FONT> No <FONT style="font-family:Wingdings">&#168;</FONT></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=20.4><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px" align=right>&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=20.4><P style="margin:0px">(3)</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px" align=justify>Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=20.4><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px" align=right>Yes <FONT style="font-family:Wingdings">&#168;</FONT> No <FONT style="font-family:Wingdings">&#254;</FONT></P>
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</TD><TD style="margin-top:0px" valign=top><P style="margin:0px" align=justify>If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.</P>
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<P style="margin:0px" align=center><B>DUOS TECHNOLOGIES GROUP, INC.</B></P>
<P style="margin:0px" align=center>(Name of Registrant as Specified in Charter)</P>
<P style="margin:0px" align=center>&nbsp;</P>
<P style="margin:0px" align=justify>has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.</P>
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<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD /><TD width=35.6 /><TD width=301.067 /></TR>
<TR><TD style="margin-top:0px" valign=top><P style="margin:0px">Date: November 15, 2017</P>
</TD><TD style="margin-top:0px" valign=top width=35.6><P style="margin:0px">By:</P>
</TD><TD style="margin-top:0px; border-bottom:2px solid #000000" valign=top width=301.067><P style="margin:0px"><I>/s/ Gianni B. Arcaini</I></P>
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<TR><TD style="margin-top:0px" valign=top><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=35.6><P style="margin:0px">Name:</P>
</TD><TD style="margin-top:0px" valign=top width=301.067><P style="margin:0px">&nbsp;Gianni B. Arcaini</P>
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<TR><TD style="margin-top:0px" valign=top><P style="margin:0px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=35.6><P style="margin:0px">Title:</P>
</TD><TD style="margin-top:0px" valign=top width=301.067><P style="margin:0px">Chief Executive Officer</P>
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