<SEC-DOCUMENT>9999999997-15-010123-index.html : 20150522 <SEC-HEADER>9999999997-15-010123.hdr.sgml : 20150522 <ACCEPTANCE-DATETIME>20150521190923 ACCESSION NUMBER: 9999999997-15-010123 CONFORMED SUBMISSION TYPE: APP NTC PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150522 DATE AS OF CHANGE: 20150521 <ACTION-DATE>20150521 <RECEIVED-DATE>20150521 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KCAP Financial, Inc. CENTRAL INDEX KEY: 0001372807 IRS NUMBER: 205348000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: APP NTC SEC ACT: 1940 Act SEC FILE NUMBER: 812-14363 FILM NUMBER: 15884165 BUSINESS ADDRESS: STREET 1: 295 MADISON AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-455-8300 MAIL ADDRESS: STREET 1: 295 MADISON AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital CORP DATE OF NAME CHANGE: 20061211 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital, LLC DATE OF NAME CHANGE: 20060815 </SEC-HEADER> <DOCUMENT> <TYPE>APP NTC <SEQUENCE>1 <FILENAME>filename1.pdf <TEXT> Document 1 - file: filename1.pdf
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