<SEC-DOCUMENT>0001209191-19-028847.txt : 20190510
<SEC-HEADER>0001209191-19-028847.hdr.sgml : 20190510
<ACCEPTANCE-DATETIME>20190510160150
ACCESSION NUMBER:		0001209191-19-028847
CONFORMED SUBMISSION TYPE:	D
PUBLIC DOCUMENT COUNT:		1
ITEM INFORMATION:		<ITEMS>06b
FILED AS OF DATE:		20190510
DATE AS OF CHANGE:		20190510
EFFECTIVENESS DATE:		20190510

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Novus Therapeutics, Inc.
		CENTRAL INDEX KEY:			0001404281
		STANDARD INDUSTRIAL CLASSIFICATION:	PHARMACEUTICAL PREPARATIONS [2834]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		D
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	021-339368
		FILM NUMBER:		19814779

	BUSINESS ADDRESS:	
		STREET 1:		19900 MACARTHUR BLVD.
		STREET 2:		SUITE 550
		CITY:			IRVINE
		STATE:			CA
		ZIP:			92612
		BUSINESS PHONE:		949-238-8090

	MAIL ADDRESS:	
		STREET 1:		19900 MACARTHUR BLVD.
		STREET 2:		SUITE 550
		CITY:			IRVINE
		STATE:			CA
		ZIP:			92612

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Tokai Pharmaceuticals Inc
		DATE OF NAME CHANGE:	20070622
</SEC-HEADER>
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        <entityName>Novus Therapeutics, Inc.</entityName>
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            <street1>19900 MacArthur Boulevard</street1>
            <street2>Suite 550</street2>
            <city>Irvine</city>
            <stateOrCountry>CA</stateOrCountry>
            <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
            <zipCode>92612</zipCode>
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        <issuerPhoneNumber>(949) 238-8090</issuerPhoneNumber>
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                <firstName>Gregory</firstName>
                <lastName>Flesher</lastName>
            </relatedPersonName>
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                <street2>Suite 550</street2>
                <city>Irvine</city>
                <stateOrCountry>CA</stateOrCountry>
                <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                <zipCode>92612</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Executive Officer</relationship>
                <relationship>Director</relationship>
            </relatedPersonRelationshipList>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Erez</firstName>
                <lastName>Chimovits</lastName>
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                <lastName>Lyons</lastName>
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                <street2>Suite 550</street2>
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                <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                <zipCode>92612</zipCode>
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            <relationshipClarification></relationshipClarification>
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        <relatedPersonInfo>
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                <firstName>Catherine</firstName>
                <lastName>Turkel</lastName>
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            <relatedPersonAddress>
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    <offeringData>
        <industryGroup>
            <industryGroupType>Pharmaceuticals</industryGroupType>
        </industryGroup>
        <issuerSize>
            <revenueRange>Decline to Disclose</revenueRange>
        </issuerSize>
        <federalExemptionsExclusions>
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            <dateOfFirstSale>
                <value>2019-05-02</value>
            </dateOfFirstSale>
        </typeOfFiling>
        <durationOfOffering>
            <moreThanOneYear>false</moreThanOneYear>
        </durationOfOffering>
        <typesOfSecuritiesOffered>
            <isOptionToAcquireType>true</isOptionToAcquireType>
            <isSecurityToBeAcquiredType>true</isSecurityToBeAcquiredType>
        </typesOfSecuritiesOffered>
        <businessCombinationTransaction>
            <isBusinessCombinationTransaction>false</isBusinessCombinationTransaction>
            <clarificationOfResponse></clarificationOfResponse>
        </businessCombinationTransaction>
        <minimumInvestmentAccepted>0</minimumInvestmentAccepted>
        <salesCompensationList>
            <recipient>
                <recipientName>H.C. Wainwright and Co., LLC</recipientName>
                <recipientCRDNumber>None</recipientCRDNumber>
                <associatedBDName>H.C. Wainwright and Co., LLC</associatedBDName>
                <associatedBDCRDNumber>375</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>430 Park Avenue</street1>
                    <city>New York</city>
                    <stateOrCountry>NY</stateOrCountry>
                    <stateOrCountryDescription>NEW YORK</stateOrCountryDescription>
                    <zipCode>10022</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <value>All States</value>
                </statesOfSolicitationList>
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        </salesCompensationList>
        <offeringSalesAmounts>
            <totalOfferingAmount>28455174</totalOfferingAmount>
            <totalAmountSold>862278</totalAmountSold>
            <totalRemaining>27592896</totalRemaining>
            <clarificationOfResponse>Includes proceeds from the sale of 3,449,112 Series A warrants and 3,449,112 Series B Warrants at $0.125 per warrant and the 6,898,224 shares of common stock issuable upon the exercise of such warrants at an exercise price of $4 per share.</clarificationOfResponse>
        </offeringSalesAmounts>
        <investors>
            <hasNonAccreditedInvestors>false</hasNonAccreditedInvestors>
            <totalNumberAlreadyInvested>10</totalNumberAlreadyInvested>
        </investors>
        <salesCommissionsFindersFees>
            <salesCommissions>
                <dollarAmount>60359</dollarAmount>
            </salesCommissions>
            <findersFees>
                <dollarAmount>0</dollarAmount>
            </findersFees>
            <clarificationOfResponse>H.C. Wainwright &amp; Co., LLC received the above sales commission in connection with the sale of the Series A warrants and Series B warrants.</clarificationOfResponse>
        </salesCommissionsFindersFees>
        <useOfProceeds>
            <grossProceedsUsed>
                <dollarAmount>0</dollarAmount>
            </grossProceedsUsed>
            <clarificationOfResponse>Other than the payment of salaries and other compensation and benefits, no officer, director, manager or promoter will receive any payments from the proceeds of this offering.</clarificationOfResponse>
        </useOfProceeds>
        <signatureBlock>
            <authorizedRepresentative>false</authorizedRepresentative>
            <signature>
                <issuerName>Novus Therapeutics, Inc.</issuerName>
                <signatureName>/s/ Gregory J. Flesher</signatureName>
                <nameOfSigner>Gregory J. Flesher</nameOfSigner>
                <signatureTitle>Chief Executive Officer</signatureTitle>
                <signatureDate>2019-05-10</signatureDate>
            </signature>
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