<SEC-DOCUMENT>0001140361-22-004341.txt : 20220209
<SEC-HEADER>0001140361-22-004341.hdr.sgml : 20220209
<ACCEPTANCE-DATETIME>20220209163239
ACCESSION NUMBER:		0001140361-22-004341
CONFORMED SUBMISSION TYPE:	8-A12B
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20220209
DATE AS OF CHANGE:		20220209

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			MODIV INC.
		CENTRAL INDEX KEY:			0001645873
		STANDARD INDUSTRIAL CLASSIFICATION:	REAL ESTATE INVESTMENT TRUSTS [6798]
		IRS NUMBER:				474156046
		STATE OF INCORPORATION:			MD
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-A12B
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-40814
		FILM NUMBER:		22607697

	BUSINESS ADDRESS:	
		STREET 1:		120 NEWPORT CENTER DRIVE
		CITY:			NEWPORT BEACH
		STATE:			CA
		ZIP:			92660
		BUSINESS PHONE:		855-742-4862

	MAIL ADDRESS:	
		STREET 1:		120 NEWPORT CENTER DRIVE
		CITY:			NEWPORT BEACH
		STATE:			CA
		ZIP:			92660

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	RW HOLDINGS NNN REIT, INC.
		DATE OF NAME CHANGE:	20170814

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Rich Uncles NNN REIT, Inc.
		DATE OF NAME CHANGE:	20151209

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Rich Uncles REIT, Inc.
		DATE OF NAME CHANGE:	20150623
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-A12B
<SEQUENCE>1
<FILENAME>ny20001399x7_8a12b.htm
<DESCRIPTION>FORM 8A-12B
<TEXT>
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      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 14pt; font-weight: bold;">UNITED STATES</div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 14pt; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION</div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 12pt; font-weight: bold;">WASHINGTON, D.C. 20549</div>
      <div style="text-align: center;">__________________________</div>
      <div><br>
      </div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 18pt; font-weight: bold;">FORM 8-A</div>
      <div style="text-align: center; font-weight: bold;">FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES</div>
      <div style="text-align: center; font-weight: bold;">PURSUANT TO SECTION 12(b) OR (g) OF</div>
      <div style="text-align: center; font-weight: bold;">THE SECURITIES EXCHANGE ACT OF 1934</div>
      <div style="text-align: center;">__________________________</div>
      <div><br>
      </div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 24pt; font-weight: bold;">Modiv Inc.</div>
      <div style="text-align: center;">(Exact Name of Registrant as Specified in its Charter)</div>
      <div><br>
      </div>
      <table style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%; border-collapse: collapse; text-align: left; color: #000000;" id="ze5672d8ceb074b348ceb04f26f946592" border="0" cellpadding="0" cellspacing="0">

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              <div style="text-align: center; font-weight: bold;">Maryland</div>
              <div style="text-align: center;">(State or Other Jurisdiction of Incorporation or Organization)</div>
            </td>
            <td style="width: 3.54%; vertical-align: top;">&#160;</td>
            <td style="width: 48%; vertical-align: top;">
              <div style="text-align: center; color: #000000; font-weight: bold;">47-4156046</div>
              <div style="text-align: center;">(I.R.S. Employer Identification Number)</div>
            </td>
          </tr>
          <tr>
            <td style="width: 48%; vertical-align: top;">&#160;</td>
            <td style="width: 3.54%; vertical-align: top;">&#160;</td>
            <td style="width: 48%; vertical-align: top;">&#160;</td>
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            <td style="width: 48%; vertical-align: top;">
              <div style="text-align: center; font-weight: bold;">120 Newport Center Drive, Newport Beach, California</div>
              <div style="text-align: center;">&#160;(Address of Principal Executive Offices)</div>
            </td>
            <td style="width: 3.54%; vertical-align: top;">&#160;</td>
            <td style="width: 48%; vertical-align: top;">
              <div style="text-align: center; font-weight: bold;">92660</div>
              <div style="text-align: center;">(Zip Code)</div>
            </td>
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      <div style="text-align: center; font-weight: bold;">___________________________</div>
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              <div style="text-align: center; font-weight: bold;">Securities to be registered pursuant to Section 12(b) of the Act:</div>
            </td>
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              <div>&#160;</div>
              <div style="text-align: center;">(Title of Class to Be Registered)</div>
            </td>
            <td style="width: 4%; vertical-align: top;">&#160;</td>
            <td style="width: 48%; vertical-align: top;">
              <div>&#160;</div>
              <div style="text-align: center;"><font style="font-weight: bold;">(</font>Name of Exchange on Which Class Is to Be
                Registered)</div>
            </td>
          </tr>
          <tr>
            <td style="width: 48%; vertical-align: top;">
              <div style="text-align: center; color: #000000; font-weight: bold;">Class C Common Stock, par value $0.001 per share</div>
            </td>
            <td style="width: 4%; vertical-align: top;">&#160;</td>
            <td style="width: 48%; vertical-align: top;">
              <div style="text-align: center; font-weight: bold;">New York Stock Exchange</div>
            </td>
          </tr>
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            <td style="width: 48%; vertical-align: top;">&#160;</td>
            <td style="width: 4%; vertical-align: top;">&#160;</td>
            <td style="width: 48%; vertical-align: top;">&#160;</td>
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      <div><br>
      </div>
      <div>If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General
        Instruction A.(c) or (e), check the following box.&#160; &#160; &#160; &#160; &#9746;</div>
      <div><br>
      </div>
      <div>If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General
        Instruction A.(d) or (e), check the following box.&#160; &#160; &#160;&#160; &#9744;</div>
      <div><br>
      </div>
      <div>If this Form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box.&#160; &#160; &#160; &#160; &#9744;</div>
      <div><br>
      </div>
      <div style="text-align: center;">Securities Act registration statement or Regulation A offering statement file number to which this form relates:</div>
      <div style="text-align: center; font-weight: bold;">Registration No. 333-261529</div>
      <div><br>
      </div>
      <div style="text-align: center;">Securities to be registered pursuant to Section 12(g) of the Act:<font style="font-weight: bold;"> None.</font></div>
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      <div style="text-align: justify;"><font style="font-weight: bold;">Item 1.</font>&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;<font style="font-weight: bold;">Description
          of Registrant&#8217;s Securities to be Registered.</font></div>
      <div><br>
      </div>
      <div style="text-align: justify; text-indent: 36pt; color: #000000;">This registration statement relates to the registration under Section 12(b) of the Securities Exchange Act of
          1934, as amended, of the Class C Common Stock, $0.001 par value per share (the &#8220;Class C Common Stock&#8221;), of Modiv Inc., a Maryland corporation (the &#8220;Registrant&#8221;). The description of the Class C Common Stock set forth under the caption &#8220;Description
          of Capital Stock and Securities Offered &#8211; Common Stock&#8221; in the prospectus forming a part of the Registrant&#8217;s registration statement on Form S-11 (File No. 333-261529), as amended (the &#8220;Registration Statement&#8221;), that was initially filed with the
          U.S. Securities and Exchange Commission (the &#8220;Commission&#8221;) on December 8, 2021, is incorporated herein by reference. The description of the Class C Common Stock set forth in the prospectus relating to the Registration Statement to be filed with
          the Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, shall be deemed to be incorporated herein by reference.</div>
      <div><br>
      </div>
      <div style="text-align: justify;"><font style="font-weight: bold;">Item 2.</font>&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;<font style="font-weight: bold;">Exhibits.</font></div>
      <div><br>
      </div>
      <table style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%; border-collapse: collapse; text-align: left; color: #000000;" id="z2eab698d512143c0b75d1ae319ff218d" cellpadding="0" cellspacing="0">

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              <div style="text-align: center;">Exhibit Number</div>
            </td>
            <td colspan="1" style="width: 5%; vertical-align: top; padding-bottom: 2px;">&#160;</td>
            <td style="width: 85%; vertical-align: top; border-bottom: 2px solid black;">
              <div>Description</div>
            </td>
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            <td style="width: 10%; vertical-align: top;">
              <div style="text-align: center;"><a href="https://www.sec.gov/Archives/edgar/data/1645873/000164587321000149/modivreit-20210707xarticle.htm#i8fc1218534d44b89b8d13e53ddc29785_57">3.1</a></div>
            </td>
            <td colspan="1" style="width: 5%; vertical-align: top;">&#160;</td>
            <td style="width: 85%; vertical-align: top;">
              <div style="color: #000000;">Articles of Amendment and Restatement of Modiv Inc. (incorporated by reference to Exhibit 3.1 to the Registrant&#8217;s Current Report on
                Form 8-K (File No. 000-55776) filed with the Securities and Exchange Commission on July 8, 2021).</div>
            </td>
          </tr>
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            <td style="width: 10%; vertical-align: top;">&#160;</td>
            <td colspan="1" style="width: 5%; vertical-align: top;">&#160;</td>
            <td style="width: 85%; vertical-align: top;">&#160;</td>
          </tr>
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            <td style="width: 10%; vertical-align: top;">
              <div style="text-align: center;"><a href="https://www.sec.gov/Archives/edgar/data/1645873/000114036121026355/brhc10027432_ex3-1.htm">3.2</a></div>
            </td>
            <td colspan="1" style="width: 5%; vertical-align: top;">&#160;</td>
            <td style="width: 85%; vertical-align: top;">
              <div><font style="color: #000000;">Amended and Restated Bylaws of Modiv Inc. (incorporated
                  by reference to Exhibit 3.1 to the Registrant&#8217;s Current Report on Form 8-K (File No. 000-55776) filed with the Securities and Exchange Commission on August 2, 2021)</font>.</div>
            </td>
          </tr>
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            <td style="width: 10%; vertical-align: top;">&#160;</td>
            <td colspan="1" style="width: 5%; vertical-align: top;">&#160;</td>
            <td style="width: 85%; vertical-align: top;">&#160;</td>
          </tr>
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            <td style="width: 10%; vertical-align: top;">
              <div style="text-align: center;"><a href="https://www.sec.gov/Archives/edgar/data/1645873/000114036121031582/brhc10029036_ex3-1.htm">3.3</a></div>
            </td>
            <td colspan="1" style="width: 5%; vertical-align: top;">&#160;</td>
            <td style="width: 85%; vertical-align: top;">
              <div style="color: #000000;">Articles Supplementary designating 7.375% Series A Cumulative Redeemable Perpetual Preferred Stock, $0.001 par value per share
                (incorporated by reference to Exhibit 3.1 to the Registrant&#8217;s Current Report on Form 8-K (File No. 001-40814) filed with the Securities and Exchange Commission on September 17, 2021).</div>
            </td>
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      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">SIGNATURE</div>
      <div><br>
      </div>
      <div style="text-align: justify; text-indent: 36pt;">Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration
        statement to be signed on its behalf by the undersigned, thereto duly authorized.</div>
      <div><br>
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      <table style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%; border-collapse: collapse; text-align: left; color: #000000;" id="z54e58abe1f7240ed8d0e8670140716b0" cellpadding="0" cellspacing="0">

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              <div style="color: #000000;">&#160;</div>
            </td>
            <td colspan="2" style="width: 50.62%; vertical-align: top;">
              <div style="font-weight: bold;">MODIV INC.</div>
            </td>
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            <td style="width: 49.38%; vertical-align: top;">
              <div style="color: #000000;">&#160;</div>
            </td>
            <td colspan="2" style="width: 50.62%; vertical-align: top;">
              <div style="color: #000000;">&#160;</div>
            </td>
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              <div style="color: #000000;">&#160;</div>
            </td>
            <td style="width: 6.24%; vertical-align: top;">
              <div style="color: #000000;">By:&#160;</div>
            </td>
            <td style="width: 44.38%; vertical-align: top; border-bottom: #000000 2px solid;">
              <div style="color: #000000;">/s/ RAYMOND J. PACINI</div>
            </td>
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            <td style="width: 49.38%; vertical-align: top;">
              <div style="color: #000000;">&#160;</div>
            </td>
            <td style="width: 6.24%; vertical-align: top;">&#160;</td>
            <td style="width: 44.38%; vertical-align: top; border-top: #000000 2px solid;">
              <div style="color: #000000;">Raymond J. Pacini</div>
            </td>
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            <td style="width: 49.38%; vertical-align: top;">
              <div style="color: #000000;">&#160;</div>
            </td>
            <td style="width: 6.24%; vertical-align: top;">&#160;</td>
            <td style="width: 44.38%; vertical-align: top;">
              <div style="color: #000000;">Chief Financial Officer</div>
            </td>
          </tr>

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      <div><br>
      </div>
      <div>Date:&#160; February 9, 2022</div>
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