<SEC-DOCUMENT>0001654954-17-010751.txt : 20171115
<SEC-HEADER>0001654954-17-010751.hdr.sgml : 20171115
<ACCEPTANCE-DATETIME>20171115170722
ACCESSION NUMBER:		0001654954-17-010751
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20171109
ITEM INFORMATION:		Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
FILED AS OF DATE:		20171115
DATE AS OF CHANGE:		20171115

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			AEMETIS, INC
		CENTRAL INDEX KEY:			0000738214
		STANDARD INDUSTRIAL CLASSIFICATION:	INDUSTRIAL ORGANIC CHEMICALS [2860]
		IRS NUMBER:				261407544
		STATE OF INCORPORATION:			NV
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36475
		FILM NUMBER:		171205839

	BUSINESS ADDRESS:	
		STREET 1:		20400 STEVENS CREEK BLVD
		STREET 2:		SUITE 700
		CITY:			CUPERTINO
		STATE:			CA
		ZIP:			95014
		BUSINESS PHONE:		408-517-3304

	MAIL ADDRESS:	
		STREET 1:		20400 STEVENS CREEK BLVD
		STREET 2:		SUITE 700
		CITY:			CUPERTINO
		STATE:			CA
		ZIP:			95014

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	AE BIOFUELS, INC.
		DATE OF NAME CHANGE:	20110714

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	AE Biofuels, Inc.
		DATE OF NAME CHANGE:	20071212

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	MARWICH II LTD
		DATE OF NAME CHANGE:	19840123
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>amtx_8k.htm
<DESCRIPTION>CURRENT REPORT
<TEXT>
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UNITED STATES</font></font></div>
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SECURITIES AND EXCHANGE COMMISSION</font></font></div>
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Washington, D.C. 20549</font></font></div>
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FORM&#xA0;8-K</font></font></div>
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CURRENT REPORT</font></font></div>
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Pursuant to Section&#xA0;13 OR 15(d)&#xA0;of the Securities
Exchange Act of 1934</font></font></div>
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<font style="font-size: 13px"><font style="font-family: Times New Roman;"><font style="color: rgb(0, 0, 0);">Date of Report (Date of earliest event
reported):&#xA0;</font><font style="font-weight: bold; color: rgb(0, 0, 0);">November 9,
2017</font></font></font></div>
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<font style="font-size: 13px"><font style="color: rgb(0, 0, 0); font-weight: bold; font-family: Times New Roman;">
<font style="font-size: 19px">Aemetis,
Inc.</font></font></font></div>
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<font style="font-size: 13px"><font style="color: rgb(0, 0, 0); font-family: Times New Roman;">(Exact name of
registrant as specified in its charter)</font></font></div>
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Nevada</font></font></div>
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<div><font style="font-size: 13px"><font style="font-family: Times New Roman;">&#xA0;</font></font></div>
</td>
<td style="vertical-align: bottom; width: 20%;">
<div style="text-align: center; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-size: 13px"><font style="font-weight: bold; font-family: Times New Roman;">000-51354</font></font></div>
</td>
<td style="vertical-align: bottom; width: 1%;">
<div><font style="font-size: 13px"><font style="font-family: Times New Roman;">&#xA0;</font></font></div>
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<font style="font-size: 13px"><font style="font-weight: bold; font-family: Times New Roman;">26-1407544</font></font></div>
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other jurisdiction of</font></font><font style="font-size: 13px"><font style="color: rgb(0, 0, 0); font-family: Times New Roman;">incorporation)</font></font></div>
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<font style="font-size: 13px"><font style="color: rgb(0, 0, 0); font-family: Times New Roman;">(Commission
File Number)</font></font></div>
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<font style="font-size: 13px"><font style="font-weight: bold; font-family: Times New Roman;">20400 Stevens
Creek Blvd., Suite 700</font></font></div>
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<font style="font-size: 13px"><font style="font-weight: bold; font-family: Times New Roman;">Cupertino, CA
95014</font></font></div>
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<font style="font-size: 13px"><font style="font-weight: bold; font-family: Times New Roman;">(408)
213-0940</font></font></div>
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240.14d-2(b))</font></font></font></div>
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<font style="font-size: 13px"><font style="font-family: Times New Roman;"><font style="color: rgb(0, 0, 0);">&#x2610;</font> <font style="color: rgb(0, 0, 0);">Pre-commencement communications pursuant to
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<font style="font-size: 13px"><font style="color: rgb(0, 0, 0); font-family: Times New Roman;">Indicate by
check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933
(&#xA7;&#x2009;230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (&#xA7;&#x2009;240.12b-2 of this
chapter).</font></font></div>
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<font style="font-size: 13px"><font style="font-family: Times New Roman;"><font style="color: rgb(0, 0, 0);">Emerging growth
company&#xA0;</font><font style="color: rgb(0, 0, 0); font-family: Times New Roman;">&#x2610;</font></font></font></div>
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<font style="font-size: 13px"><font style="font-family: Times New Roman;"><font style="color: rgb(0, 0, 0);">If an emerging growth company, indicate by
check mark if the registrant has elected not to use the extended
transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the
Exchange Act.&#xA0;</font><font style="color: rgb(0, 0, 0); font-family: Times New Roman;">&#x2610;</font></font></font></div>
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<font style="font-size: 13px"><font style="font-weight: bold; font-family: Times New Roman;"><font style="color: rgb(0, 0, 0);">Item 3.01</font><font style="font-style: italic; color: rgb(0, 0, 0);">&#xA0;</font><font style="font-style: italic; color: rgb(0, 0, 0); background-color: rgb(255, 255, 255);">Notice
of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing.</font></font></font></div>
<div><font style="font-size: 13px"><font style="font-family: Times New Roman;">&#xA0;</font></font></div>
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<font style="font-size: 13px"><font style="font-family: Times New Roman;"><font style="color: rgb(0, 0, 0);">On November 9, 2017, Aemetis, Inc.</font>
<font style="color: rgb(0, 0, 0); background-color: rgb(255, 255, 255);">(the
&#x201C;</font><font style="font-weight: bold; font-style: italic; color: rgb(0, 0, 0); background-color: rgb(255, 255, 255);">Company</font><font style="color: rgb(0, 0, 0); background-color: rgb(255, 255, 255);">&#x201D;)
received a letter from the Listing Qualifications Department of the
Nasdaq Stock Market (&#x201C;</font><font style="font-weight: bold; font-style: italic; color: rgb(0, 0, 0); background-color: rgb(255, 255, 255);">Nasdaq</font><font style="color: rgb(0, 0, 0); background-color: rgb(255, 255, 255);">&#x201D;)
indicating that, based upon the most recent publicly held shares
information and the closing bid price of the Company&#x2019;s common
stock for the last 30 consecutive business days, the Company did
not meet the minimum market value of publicly held shares
(&#x201C;</font><font style="font-weight: bold; font-style: italic; color: rgb(0, 0, 0); background-color: rgb(255, 255, 255);">MVPHS</font><font style="color: rgb(0, 0, 0); background-color: rgb(255, 255, 255);">&#x201D;)
of $15,000,000 required for continued listing on The Nasdaq Global
Market pursuant to Nasdaq Listing Rule 5450(b)(3)(C). The letter
also indicated that the Company will be provided with a compliance
period of 180 calendar days, or until May 8, 2018, in which to
regain compliance pursuant to Nasdaq Listing Rule 5810(c)(3)(D).
The letter further provided that if, at any time during the 180
calendar day period, the Company&#x2019;s MVPHS closes at
$15,000,000 or more for a minimum of ten consecutive business days,
Nasdaq will provide the Company with written confirmation of
compliance that it has achieved compliance with the MVPHS
requirement. If the Company does not regain compliance by May 8,
2018, it will receive written notification that the Company&#x2019;s
common stock is subject to delisting. At that time, the Company may
appeal the delisting determination to a Hearings Panel, which may
provide an exception for the Company to regain compliance with the
MVPHS requirement.</font></font></font></div>
<div><font style="font-size: 13px"><font style="font-family: Times New Roman;">&#xA0;</font></font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-size: 13px"><font style="color: rgb(0, 0, 0); font-family: Times New Roman;">The Company
intends to actively monitor its closing bid price for its common
stock between now and May 8, 2018 and intends to take any
reasonable actions to resolve the Company&#x2019;s noncompliance
with the MVPHS requirement as may be necessary. No determination
regarding the Company&#x2019;s response has been made at this time.
There can be no assurance that the Company will be able to regain
compliance with the MVPHS requirement or will otherwise be in
compliance with other Nasdaq listing criteria.</font></font></div>
<div><font style="font-size: 13px"><font style="font-family: Times New Roman;">&#xA0;</font></font></div>
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<div id="pn" style="text-align: center"><font style="font-family: Times New Roman; font-size: 13px">2</font></div>
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<font style="font-size: 13px"><font style="font-family: Times New Roman;">&#xA0;</font></font></div>
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<font style="font-size: 13px"><font style="font-weight: bold; color: rgb(0, 0, 0); font-family: Times New Roman;">
SIGNATURES</font></font></div>
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<font style="font-size: 13px"><font style="color: rgb(0, 0, 0); font-family: Times New Roman;">&#xA0;</font></font></div>
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<font style="font-size: 13px"><font style="color: rgb(0, 0, 0); font-family: Times New Roman;">Pursuant to
the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.</font></font></div>
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<font style="font-size: 13px"><font style="font-weight: bold; color: rgb(0, 0, 0); font-family: Times New Roman;">
AEMETIS, INC.</font></font></div>
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<font style="font-size: 13px"><font style="color: rgb(0, 0, 0); font-family: Times New Roman;">By:</font></font></div>
</td>
<td style="vertical-align: bottom; width: 44%; border-bottom: 2px solid #000000">
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<font style="font-size: 13px"><font style="color: rgb(0, 0, 0); font-family: Times New Roman;">/s/ Eric A.
McAfee</font></font></div>
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<font style="font-size: 13px"><font style="color: rgb(0, 0, 0); font-family: Times New Roman;">Name:</font></font></div>
</td>
<td colspan="2" style="vertical-align: bottom; width: 57%">
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<font style="font-size: 13px"><font style="color: rgb(0, 0, 0); font-family: Times New Roman;">Eric A.
McAfee</font></font></div>
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<font style="font-size: 13px"><font style="color: rgb(0, 0, 0); font-family: Times New Roman;">Title:</font></font></div>
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<font style="font-size: 13px"><font style="color: rgb(0, 0, 0); font-family: Times New Roman;">Chief
Executive Officer</font></font></div>
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<font style="font-size: 13px"><font style="color: rgb(0, 0, 0); font-family: Times New Roman;">November 15,
2017</font></font></div>
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<font style="font-size: 13px"><font style="font-family: Times New Roman;"><font style="color: rgb(0, 0, 0);">&#xA0;(Principal Executive
Officer)</font></font></font></div>
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<div id="pn" style="text-align: center"><font style="font-family: Times New Roman; font-size: 13px">3</font></div>
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