<SEC-DOCUMENT>0001654954-18-014391.txt : 20181231
<SEC-HEADER>0001654954-18-014391.hdr.sgml : 20181231
<ACCEPTANCE-DATETIME>20181231160119
ACCESSION NUMBER:		0001654954-18-014391
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20181224
ITEM INFORMATION:		Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
FILED AS OF DATE:		20181231
DATE AS OF CHANGE:		20181231

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			AEMETIS, INC
		CENTRAL INDEX KEY:			0000738214
		STANDARD INDUSTRIAL CLASSIFICATION:	INDUSTRIAL ORGANIC CHEMICALS [2860]
		IRS NUMBER:				261407544
		STATE OF INCORPORATION:			NV
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36475
		FILM NUMBER:		181259841

	BUSINESS ADDRESS:	
		STREET 1:		20400 STEVENS CREEK BLVD
		STREET 2:		SUITE 700
		CITY:			CUPERTINO
		STATE:			CA
		ZIP:			95014
		BUSINESS PHONE:		408-517-3304

	MAIL ADDRESS:	
		STREET 1:		20400 STEVENS CREEK BLVD
		STREET 2:		SUITE 700
		CITY:			CUPERTINO
		STATE:			CA
		ZIP:			95014

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	AE BIOFUELS, INC.
		DATE OF NAME CHANGE:	20110714

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	AE Biofuels, Inc.
		DATE OF NAME CHANGE:	20071212

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	MARWICH II LTD
		DATE OF NAME CHANGE:	19840123
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>amtx_8k.htm
<DESCRIPTION>CURRENT REPORT
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UNITED STATES</font></div>
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SECURITIES AND EXCHANGE COMMISSION</font></div>
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Washington, D.C. 20549</font></div>
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FORM&#xA0;8-K</font></div>
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CURRENT REPORT</font></div>
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<font style="color: #000000">Pursuant to Section&#xA0;13 OR
15(d)&#xA0;of the Securities Exchange Act of 193</font><font style="color: #000000">4</font></font></div>
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Date of Report (Date of earliest event
reported):&#xA0;</font><font style="font-weight: bold; color: #000000">December 24,
2018</font></font></div>
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Aemetis, Inc.</font></div>
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(Exact name of registrant as specified in its charter)</font></div>
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Nevada</font></div>
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000-51354</font></div>
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26-1407544</font></div>
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(State or other jurisdiction of</font></div>
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incorporation)</font></div>
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(Commission File Number)</font></div>
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(IRS Employer Identification</font></div>
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No.)</font></div>
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20400 Stevens Creek Blvd., Suite 700</font></div>
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Cupertino, CA 95014</font></div>
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(408) 213-0940</font></div>
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Check the appropriate box below if the Form&#xA0;8-K filing is
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registrant under any of the following provisions:</font></div>
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<font style="color: #000000">Item 3.01</font> <font style="font-style: italic; color: #000000">Notice of Delisting or Failure
to Satisfy a Continued Listing Rule or Standards; Transfer of
Listing.</font></font></div>
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<font style="font-family: Times New Roman; font-size: 13px"><font style="color: #000000">
On December 24, 2018, Aemetis, Inc. (the
&#x201C;Company&#x201D;)</font> <font style="color: #000000; background-color: #FFFFFF">received a letter from
the Listing Qualifications Department of the Nasdaq Stock Market
(&#x201C;Nasdaq&#x201D;) indicating that, based upon the closing bid
price of the Company&#x2019;s common stock for the last
30&#xA0;consecutive business days, the Company did not meet the
minimum bid price of $1.00 per share required for continued listing
on The Nasdaq Global Market pursuant to Nasdaq Listing
Rule&#xA0;5450(a)(1). The letter also indicated that the Company
will be provided with a compliance period of 180&#xA0;calendar
days, or until June 24, 2019, in which to regain compliance
pursuant to Nasdaq Listing Rule&#xA0;5810(c)(3)(A). The letter
further provided that if, at any time during
the&#xA0;180-day&#xA0;period, the closing bid price of the
Company&#x2019;s common stock is at least $1.00 for a minimum of ten
consecutive business days, Nasdaq will provide the Company with
written confirmation that it has achieved compliance with the
minimum bid price requirement. If the Company does not regain
compliance by June 24, 2019, an additional 180 days may be granted
to regain compliance if the Company (i) submits an on-line Transfer
Application and related application fees, (ii)&#xA0;meets the
continued listing requirement for market value of publicly held
shares and all other initial listing standards for The Nasdaq
Capital Market (except for the bid price requirement) and
(iii)&#xA0;provides written notice of its intention to cure the
deficiency during the second&#xA0;180-day&#xA0;compliance
period.</font></font></div>
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<font style="font-family: Times New Roman; font-size: 13px"><font style="color: #000000">
On December 28, 2018, the Company</font> <font style="color: #000000; background-color: #FFFFFF">received a letter from
the Listing Qualifications Department of Nasdaq indicating that,
based upon the most recent publicly held shares information and the
closing bid price of the Company&#x2019;s common stock for the last
30 consecutive business days, the Company did not meet the minimum
market value of publicly held shares (&#x201C;MVPHS&#x201D;) of
$15,000,000 required for continued listing on The Nasdaq Global
Market pursuant to Nasdaq Listing Rule 5450(b)(3)(C). The letter
also indicated that the Company will be provided with a compliance
period of 180 calendar days, or until June 26, 2019, in which to
regain compliance pursuant to Nasdaq Listing Rule 5810(c)(3)(D).
The letter further provided that if, at any time during the 180
calendar day period, the Company&#x2019;s MVPHS closes at
$15,000,000 or more for a minimum of ten consecutive business days,
Nasdaq will provide the Company with written confirmation of
compliance that it has achieved compliance with the MVPHS
requirement. If the Company does not regain compliance by June 26,
2019, it will receive written notification that the Company&#x2019;s
common stock is subject to delisting. At that time, the Company may
appeal the delisting determination to a Hearings Panel, which may
provide an exception for the Company to regain compliance with the
MVPHS requirement.</font></font></div>
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<font style="color: #000000; font-family: Times New Roman; font-size: 13px">
The Company intends to actively monitor its closing bid price for
its common stock between now and June 24, 2019 and June 26, 2019,
respectively, and intends to take any reasonable actions to resolve
the Company&#x2019;s noncompliance with the minimum bid price
requirement and MVPHS requirement, respectively, as may be
necessary. No determination regarding the Company&#x2019;s response
has been made at this time. There can be no assurance that the
Company will be able to regain compliance with the minimum bid
price requirement or MVPHS requirement, respectively, or will
otherwise be in compliance with other Nasdaq listing
criteria.</font></div>
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SIGNATURES</font></div>
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<font style="color: #000000; font-family: Times New Roman; font-size: 13px">Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.</font></div>
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<font style="font-weight: bold; color: #000000; font-family: Times New Roman; font-size: 13px">
AEMETIS, INC.</font></div>
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<font style="color: #000000; font-family: Times New Roman; font-size: 13px">By:</font></div>
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<font style="color: #000000; font-family: Times New Roman; font-size: 13px">/s/
Eric A. McAfee</font></div>
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<font style="color: #000000; font-family: Times New Roman; font-size: 13px">Name:</font></div>
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<font style="color: #000000; font-family: Times New Roman; font-size: 13px">Eric
A. McAfee</font></div>
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<font style="color: #000000; font-family: Times New Roman; font-size: 13px">Title:</font></div>
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<font style="color: #000000; font-family: Times New Roman; font-size: 13px">Chief
Executive Officer</font></div>
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<font style="color: #000000; font-family: Times New Roman; font-size: 13px">December
31, 2018</font></div>
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<font style="font-family: Times New Roman; font-size: 13px"><font style="color: #000000; font-size: 1px">&#xA0;</font><font style="color: #000000">(Principal Executive Officer)</font></font></div>
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