<SEC-DOCUMENT>0001193125-20-095990.txt : 20200402
<SEC-HEADER>0001193125-20-095990.hdr.sgml : 20200402
<ACCEPTANCE-DATETIME>20200402161556
ACCESSION NUMBER:		0001193125-20-095990
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20200401
ITEM INFORMATION:		Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20200402
DATE AS OF CHANGE:		20200402

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			BrandywineGLOBAL-Global Income Opportunities Fund Inc
		CENTRAL INDEX KEY:			0001504545
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			MD
		FISCAL YEAR END:			0131

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	811-22491
		FILM NUMBER:		20769163

	BUSINESS ADDRESS:	
		STREET 1:		620 EIGHTH AVENUE
		STREET 2:		49TH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10018
		BUSINESS PHONE:		(888) 777-0102

	MAIL ADDRESS:	
		STREET 1:		620 EIGHTH AVENUE
		STREET 2:		49TH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10018

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Legg Mason BW Global Income Opportunities Fund Inc.
		DATE OF NAME CHANGE:	20101028
</SEC-HEADER>
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<TYPE>8-K
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<TITLE>8-K</TITLE>
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<td style="BORDER-BOTTOM: 2px solid;"></td></tr></table> <p style="MARGIN: 0px; text-align:center;"><font style="font-size:14pt">&#160;</font></p> <p style="MARGIN: 0px; text-align:center;"><font style="font-size:12pt"><strong>UNITED
STATES</strong></font></p> <p style="MARGIN: 0px; text-align:center;"><font style="font-size:12pt"><strong>SECURITIES AND EXCHANGE COMMISSION</strong></font></p>
<p style="MARGIN: 0px; text-align:center;"><font style="font-size:12pt"><strong>Washington, D.C. 20549</strong></font></p>
<p style="MARGIN: 0px 0px 0px 8pt; text-align:center;"><strong><font style="color:black">__________________</font></strong></p> <p style="MARGIN: 0px">&#160;</p> <p style="MARGIN: 0px; text-align:center;"><font style="font-size:18pt"><strong>FORM
8-K</strong></font></p> <p style="MARGIN: 0px 0px 0px 8pt; text-align:center;"><strong><font style="color:black">__________________</font></strong></p> <p style="MARGIN: 0px">&#160;</p> <p style="MARGIN: 0px 0px 0px 8pt; text-align:center;"><strong><font
style="font-size:12pt">CURRENT REPORT</font></strong></p> <p style="MARGIN: 0px 0px 0px 8pt; text-align:center;"><strong><font style="font-size:12pt">Pursuant to Section 13 or 15(d) </font></strong></p>
<p style="MARGIN: 0px 0px 0px 8pt; text-align:center;"><strong><font style="font-size:12pt">of the Securities Exchange Act of 1934</font></strong></p> <p style="MARGIN: 0px">&#160;</p> <p style="MARGIN: 0px; text-align:center;">Date of Report (Date
of earliest event reported):<strong> &#160;April 1, 2020</strong></p> <p style="MARGIN: 0px 0px 0px 8pt; text-align:center;"><strong><font style="color:black">__________________</font></strong></p> <p style="MARGIN: 0px">&#160;</p>
<p style="MARGIN: 0px; text-align:center;"><font style="font-size:18pt"><font style="font-size:14pt"><strong>BrandywineGLOBAL - Global Income Opportunities Fund Inc.</strong></font></font></p> <p style="MARGIN: 0px; text-align:center;">(Exact name
of registrant as specified in its charter)</p> <p style="MARGIN: 0px 0px 0px 8pt; text-align:center;"><strong><font style="color:black">__________________</font></strong></p> <p style="MARGIN: 0px">&#160;</p>
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<td style="width:33%;vertical-align:top;"> <p style="MARGIN: 0px; text-align:center;"><strong><font style="color:black">Maryland</font></strong></p></td>
<td colspan="2" style="width:34%;vertical-align:top;"> <p style="MARGIN: 0px; text-align:center;"><strong><font style="color:black">811-22491</font></strong></p></td>
<td style="width:33%;vertical-align:top;"> <p style="MARGIN: 0px; text-align:center;"><strong><font style="color:black">27-3789465</font></strong></p></td></tr>
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<td> <p style="MARGIN: 0px; text-align:center;"><font style="color:black">(State or other jurisdiction </font></p> <p style="MARGIN: 0px; text-align:center;"><font style="color:black">of incorporation)</font></p></td>
<td colspan="2"> <p style="MARGIN: 0px; text-align:center;"><font style="color:black">(Commission</font></p> <p style="MARGIN: 0px; text-align:center;"><font style="color:black">File Number)</font></p></td>
<td> <p style="MARGIN: 0px; text-align:center;"><font style="color:black">(I.R.S. Employer</font></p> <p style="MARGIN: 0px; text-align:center;"><font style="color:black">Identification No.)</font></p></td></tr></table>
<p style="MARGIN: 0px; text-align:center;">&#160;&#160; </p>
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<td style="width:45%;"> <p style="MARGIN: 0px; text-align:center;"><strong><font style="color:black">620 Eighth Avenue,</font></strong></p> <p style="MARGIN: 0px; text-align:center;"><strong><font style="color:black">New York,
NY</font></strong></p></td>
<td style="width:45%;vertical-align:bottom;"> <p style="MARGIN: 0px; text-align:center;"><strong><font style="color:black">10018</font></strong></p></td></tr>
<tr>
<td> <p style="MARGIN: 0px; text-align:center;"><font style="color:black">(Address of principal executive offices)</font></p></td>
<td> <p style="MARGIN: 0px; text-align:center;"><font style="color:black">(Zip Code)</font></p></td></tr></table> <p style="MARGIN: 0px">&#160;</p> <p style="MARGIN: 0px; text-align:center;"><strong><font style="color:black">(888)
777-0102</font></strong></p> <p style="MARGIN: 0px; text-align:center;"><font style="color:black">(Registrant&#8217;s telephone number, including area code)</font></p> <p style="MARGIN: 0px">&#160;</p>
<p style="MARGIN: 0px; text-align:center;"><strong><font style="color:black">Not applicable</font></strong></p> <p style="MARGIN: 0px; text-align:center;"><font style="color:black">(Former name or former address </font><font style="color:#1d1d1d">if
</font><font style="color:black">changed since last report.)</font></p> <p style="MARGIN: 0px 0px 0px 7.9pt; text-align:center;"><strong>__________________</strong></p> <p style="MARGIN: 0px">&#160;</p> <p style="MARGIN: 0px 0px 0px 0in">Check the
appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):</p> <p style="MARGIN: 0px">&#160;</p>
<p style="MARGIN: 0px 0px 0px 0in"><font style="font-size:10pt">&#9744;&#160;&#160; </font>Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</p> <p style="MARGIN: 0px">&#160;</p>
<p style="MARGIN: 0px 0px 0px 0in"><font style="font-size:10pt">&#9744;&#160;&#160;&#160; </font>Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</p> <p style="MARGIN: 0px">&#160;</p>
<p style="MARGIN: 0px 0px 0px 0in"><font style="font-size:10pt">&#9744;</font>&#160;&#160;&#160; Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</p> <p style="MARGIN: 0px">&#160;</p>
<p style="MARGIN: 0px 0px 0px 0in"><font style="font-size:10pt">&#9744;</font>&#160;&#160; Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</p> <p style="MARGIN: 0px">&#160;</p>
<p style="MARGIN: 0px 0px 0px 0in">Securities registered pursuant to Section 12(b) of the Act:</p> <p style="MARGIN: 0px">&#160;</p>
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<td style="BORDER-BOTTOM: 1px solid;width:30%;vertical-align:bottom;"> <p style="MARGIN: 0px 0px 0px 0in; text-align:center;"><strong><font style="font-size:8pt">Title of each class</font></strong></p></td>
<td style="width:5%;"> <p style="MARGIN: 0px">&#160;</p></td>
<td style="BORDER-BOTTOM: 1px solid;width:30%;vertical-align:bottom;"> <p style="MARGIN: 0px 0px 0px 0in; text-align:center;"><strong><font style="font-size:8pt">Trading Symbol(s)</font></strong></p></td>
<td style="width:5%;"> <p style="MARGIN: 0px">&#160;</p></td>
<td style="BORDER-BOTTOM: 1px solid;width:30%;vertical-align:bottom;"> <p style="MARGIN: 0px 0px 0px 0in; text-align:center;"><strong><font style="font-size:8pt">Name of each exchange on which registered</font></strong></p></td></tr>
<tr>
<td style="vertical-align:bottom;"> <p style="MARGIN: 0px 0px 0px 0in; text-align:center;"><strong><font style="font-size:8pt">Common Stock</font></strong></p></td>
<td> <p style="MARGIN: 0px">&#160;</p></td>
<td style="vertical-align:bottom;"> <p style="MARGIN: 0px 0px 0px 0in; text-align:center;"><strong><font style="font-size:8pt">BWG</font></strong></p></td>
<td> <p style="MARGIN: 0px">&#160;</p></td>
<td style="vertical-align:bottom;"> <p style="MARGIN: 0px 0px 0px 0in; text-align:center;"><strong><font style="font-size:8pt">New York Stock Exchange</font></strong></p></td></tr></table> <p style="MARGIN: 0px">&#160; </p>
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<td style="BORDER-BOTTOM: 2px solid;"></td></tr>
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<td style="BORDER-BOTTOM: 5px solid;"></td></tr></table> <p style="MARGIN: 0px">&#160;</p>
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<td style="TEXT-INDENT: 0px;">&#160;</td></tr>
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<td> <p style="PAGE-BREAK-AFTER: always; MARGIN: 0px">&#160;</p></td></tr></table> <p style="MARGIN: 0px">&#160;</p> <p style="MARGIN: 0px 0px 0px 0in; text-align:left;">Indicate by check mark whether the registrant is an emerging growth company as
defined in as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.</p> <p style="MARGIN: 0px">&#160;</p> <p style="MARGIN: 0px 0px 0px 1pt; text-align:justify;"><font style="color:black">Emerging
growth company <font style="font-size:10pt">&#9744;</font></font></p> <p style="MARGIN: 0px">&#160;</p> <p style="MARGIN: 0px 0px 0px 0in; text-align:left;">If an emerging growth company, indicate by check mark if the registrant has elected not to
use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.&#160;<font style="font-size:10pt">&#9744;</font> </p>
<p style="MARGIN: 0px 0px 0px 0in; text-align:left;">&#160;</p>
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<td class="hpbhr">&#160;</td></tr>
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<td style="BORDER-BOTTOM: black 1px solid; TEXT-INDENT: 0px;"> <p style="MARGIN: 0px; text-align:center;">&#160;2</p></td></tr>
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<td> <p style="PAGE-BREAK-AFTER: always; MARGIN: 0px">&#160;</p></td></tr>
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<td>&#160;</td></tr></table> <p style="MARGIN: 0px">&#160;</p> <p style="MARGIN: 0px"><strong>Item 5.03&#160;&#160;&#160;&#160; </strong><strong>Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year</strong>&#160;&#160;</p>
<p style="MARGIN: 0px">&#160;</p> <p style="MARGIN: 0px; TEXT-INDENT: 0.5in; text-align:left;"><font style="color:black">On April 1, 2020, the Board of Directors of BrandywineGLOBAL &#8211; Global Income Opportunities Fund Inc. (the
&#8220;Fund&#8221;) amended and restated in its entirety the bylaws of the Fund (the &#8220;Second Amended and Restated Bylaws&#8221;) to include a new Article II, Section 3(b) that clarifies the process for holding a meeting of stockholders of the
Fund solely by means of remote communication. The Second Amended and Restated Bylaws were deemed effective April 1, 2020. The new Article II, Section 3(b) of the Second Amended and Restated Bylaws is attached hereto as an Exhibit and is incorporated
herein by reference.</font>&#160;</p> <p style="MARGIN: 0px">&#160;</p> <p style="MARGIN: 0px"><strong>Item 9.01&#160;&#160;&#160;&#160; </strong><strong>Financial Statements and Exhibits.</strong>&#160;</p> <p style="MARGIN: 0px">&#160;</p>
<p style="MARGIN: 0px 0px 0px 0in">(d)&#160;&#160;&#160;&#160;&#160;&#160; Exhibits.</p> <p style="MARGIN: 0px">&#160;</p>
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<td style="BORDER-BOTTOM: black 1px solid;width:8%;vertical-align:bottom;"> <p style="MARGIN: 0px; text-align:center;"><strong><font style="color:black">Exhibit No.</font></strong></p></td>
<td style="width:1%;vertical-align:bottom;"> <p style="MARGIN: 0px">&#160;</p></td>
<td class="hdcell" style="BORDER-BOTTOM: black 1px solid;vertical-align:bottom;text-align:center;"> <p style="MARGIN: 0px; text-align:left;"><strong style="MARGIN: 0px"><font style="color:black">Description</font></strong></p></td></tr>
<tr style="background-color:#ffffff;">
<td> <p style="MARGIN: 0px; text-align:left;">99.1 </p></td>
<td style="vertical-align:bottom;"> <p style="MARGIN: 0px">&#160;</p></td>
<td> <p style="MARGIN: 0px; text-align:justify;">Article II, Section 3(b) of the Second Amended and Restated Bylaws, dated April 1, 2020, of BrandywineGLOBAL &#8211; Global Income Opportunities Fund Inc.</p></td></tr></table>
<p style="MARGIN: 0px">&#160;</p>
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<td>&#160;</td></tr>
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<td style="BORDER-BOTTOM: 1px solid;"> <p style="MARGIN: 0px; text-align:center;">3</p></td></tr>
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<td> <p style="WIDTH: 100%; PAGE-BREAK-AFTER: always; LINE-HEIGHT: 0px">&#160;</p></td></tr>
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<td>&#160;</td></tr></table> <p style="MARGIN: 0px 0px 0px 0in; text-align:center;">&#160;</p> <p style="MARGIN: 0px 0px 0px 0in; text-align:center;"><strong>EXHIBIT INDEX</strong></p> <p style="MARGIN: 0px">&#160;</p>
<p style="MARGIN: 0px 0px 0px 0in">The following exhibits are filed herewith:</p> <p style="MARGIN: 0px">&#160;</p>
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<td style="BORDER-BOTTOM: black 1px solid;width:8%;vertical-align:bottom;"> <p style="MARGIN: 0px"><font style="color:black"><strong>Exhibit</strong></font></p></td>
<td style="width:1%;vertical-align:bottom;"> <p style="MARGIN: 0px"><strong>&#160;</strong></p></td>
<td class="hdcell" style="BORDER-BOTTOM: black 1px solid;vertical-align:bottom;text-align:center;"> <p style="MARGIN: 0px; text-align:left;"><font style="color:black"><strong>Exhibit Description</strong></font></p></td></tr>
<tr style="background-color:#ffffff;">
<td><a href="d892905dex991.htm">99.1 </A></td>
<td style="vertical-align:bottom;"> <p style="MARGIN: 0px">&#160;</p></td>
<td> <p style="MARGIN: 0px; text-align:justify;"><a href="d892905dex991.htm">Article II, Section 3(b) of the Second Amended and Restated Bylaws, dated April 1, 2020, of BrandywineGLOBAL &#8211; Global Income Opportunities Fund
Inc.</A></p></td></tr></table> <p style="MARGIN: 0px">&#160; </p>
<table style="border-collapse:collapse;text-align:justify;font:10pt times new roman;width:100%">
<tr>
<td>&#160;</td></tr>
<tr>
<td style="BORDER-BOTTOM: 1px solid;"> <p style="MARGIN: 0px; text-align:center;">4</p></td></tr>
<tr>
<td> <p style="WIDTH: 100%; PAGE-BREAK-AFTER: always; LINE-HEIGHT: 0px">&#160;</p></td></tr>
<tr>
<td>&#160;</td></tr></table> <p style="MARGIN: 0px 0px 0px 0in; text-align:center;">&#160;</p> <p style="MARGIN: 0px 0px 0px 0in; text-align:center;"><strong>SIGNATURES</strong></p> <p style="MARGIN: 0px">&#160;</p>
<p style="MARGIN: 0px; TEXT-INDENT: 0.5in">Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Fund has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</p>
<p style="MARGIN: 0px">&#160; </p> <p style="MARGIN: 0px">&#160;</p>
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<td style="width:60%;">Date: April 2,
2020&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; </td>
<td style="width:35%;vertical-align:top;"> <p>BrandywineGLOBAL &#8211; Global Income Opportunities Fund Inc.</p></td>
<td style="width:5%;"></td></tr>
<tr>
<td>&#160;</td>
<td>&#160; </td>
<td>&#160;</td></tr>
<tr>
<td></td>
<td style="BORDER-BOTTOM: black 1px solid;">/s/ George P. Hoyt&#160;&#160;&#160;&#160;</td>
<td></td></tr>
<tr>
<td> <p style="MARGIN: 0px">&#160;</p></td>
<td>Name:&#160; George P. Hoyt </td>
<td>&#160;</td></tr>
<tr>
<td>&#160;</td>
<td>Title: &#160;Assistant Secretary </td>
<td>&#160;</td></tr>
<tr>
<td>&#160;</td>
<td>&#160;</td>
<td>&#160;</td></tr></table> <p style="MARGIN: 0px">&#160;</p>
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<td class="hpbhr" style="BORDER-BOTTOM: black 1px solid;"> <p style="MARGIN: 0px; text-align:center;">5&#160;</p></td></tr></table> <p style="MARGIN: 0px">&#160;</p></BODY></HTML>
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 <p style="MARGIN: 0px; text-align:right;"><strong>Exhibit 99.1</strong></p> <p style="MARGIN: 0px; text-align:right;">&#160;</p>
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<td colspan="3"> <p style="MARGIN: 0px"><strong style="MARGIN: 0px"><font style="color:black">The bylaws of the Fund are hereby amended and restated to include the following as Article II, Section 3(b) immediately following Article II, Section 3
(now Article II, Section 3(a) in the Second Amended and Restated Bylaws): </font></strong></p> <p style="MARGIN: 0px">&#160;</p></td></tr>
<tr>
<td style="width:4%;vertical-align:top;"> <p style="MARGIN: 0px">(b)</p></td>
<td colspan="2" style="width:4%;vertical-align:top;">Notwithstanding anything to the contrary in these Bylaws, the Board or a committee of the Board authorized for such purpose may determine at any time, including, without limitation, after the
calling of any meeting of stockholders, that any meeting of stockholders be held solely by means of remote communication or both at a physical location and by means of remote communication; provided that, at the request of a stockholder delivered
reasonably in advance of the meeting, the Board shall provide a place for stockholders to attend the meeting if and as required by applicable law. Notwithstanding anything to the contrary in these Bylaws, if it is determined after notice of the
meeting has been sent to stockholders that participation by stockholders in the meeting shall or may be conducted by means of remote communication, notice thereof may be provided at any time by press release or any other means of public
communication or as otherwise required by applicable law. Stockholders and proxy holders entitled to be present and to vote at the meeting that are not physically present at such a meeting but participate by means of remote communication shall be
considered present in person for all purposes under these Bylaws and may vote at such a meeting. Subject to any guidelines and procedures that the Board may adopt, any meeting at which stockholders or proxy holders are permitted to participate by
means of remote communication shall be conducted in accordance with the following, unless otherwise permitted by applicable law or regulation:</td></tr>
<tr>
<td> <p style="MARGIN: 0px">&#160;</p></td>
<td> <p style="MARGIN: 0px">&#160;</p></td>
<td> <p style="MARGIN: 0px">&#160;</p></td></tr>
<tr>
<td style="width:4%;vertical-align:top;"> <p style="MARGIN: 0px">&#160;</p></td>
<td style="width:4%;vertical-align:top;">(1)</td>
<td style="vertical-align:top;">The Corporation shall implement, at the direction of the President or the President&#8217;s designee, reasonable measures to verify that each person considered present and authorized to vote at the meeting by means of
remote communication is a stockholder or proxy holder;</td></tr>
<tr>
<td> <p style="MARGIN: 0px">&#160;</p></td>
<td> <p style="MARGIN: 0px">&#160;</p></td>
<td> <p style="MARGIN: 0px">&#160;</p></td></tr>
<tr>
<td style="width:4%;vertical-align:top;"> <p style="MARGIN: 0px">&#160;</p></td>
<td style="width:4%;vertical-align:top;">(2)</td>
<td style="vertical-align:top;">The Corporation shall implement, at the direction of the President or the President&#8217;s designee, reasonable measures to provide the stockholders and proxy holders a reasonable opportunity to participate in the
meeting and to vote on matters submitted to the stockholders, including an opportunity to read or hear the proceedings of the meeting substantially concurrently with the proceedings; and</td></tr>
<tr>
<td> <p style="MARGIN: 0px">&#160;</p></td>
<td> <p style="MARGIN: 0px">&#160;</p></td>
<td> <p style="MARGIN: 0px">&#160;</p></td></tr>
<tr>
<td style="width:4%;vertical-align:top;"> <p style="MARGIN: 0px">&#160;</p></td>
<td style="width:4%;vertical-align:top;">(3)</td>
<td style="vertical-align:top;">In the event any stockholder or proxy holder votes or takes other action at the meeting by means of remote communication, a record of the vote or other action shall be maintained by the Corporation.</td></tr></table>
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