UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
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Item 5.07Submission of Matters to a Vote of Security Holders.
On June 29, 2026, Rhinebeck Bancorp, Inc. (the “Company”) held a Special Meeting of Stockholders (the “Special Meeting”). The final vote results on each matter submitted to a vote are as follows:
| 1. | The approval of an Amended and Restated Plan of Conversion and Reorganization, whereby Rhinebeck Bancorp, MHC will convert from the mutual holding company to the stock holding company structure, including the merger of Rhinebeck Bancorp, MHC with and into the Company and amendments to the Company’s articles of incorporation, as described in the proxy statement/prospectus for the Special Meeting: |
Including Votes Cast by Rhinebeck Bancorp, MHC:
For | | Against | | Abstain | Broker Non-Votes | |
10,108,446 | 7,369 | 441 | - |
Excluding Votes Cast by Rhinebeck Bancorp, MHC:
For | | Against | | Abstain | Broker Non-Votes | |
3,762,471 | 7,369 | 441 | - |
| 2. | The approval of the adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient proxies at the time of the Special Meeting to approve the Amended and Restated Plan of Conversion and Reorganization: |
For | | Against | | Abstain | Broker Non-Votes | |
10,091,712 | 24,113 | 431 | - |
Item 8.01Other Events
On June 29, 2026, the depositors of Rhinebeck Bank approved the Amended and Restated Plan of Conversion and Reorganization.
On June 29, 2026, the Company issued a press release to announce the receipt of stockholder and depositor approvals. A copy of the press release is filed as Exhibit 99.1 hereto and is incorporated herein by reference.
Item 9.01Financial Statements and Exhibits.
| (d) | Exhibits |
Exhibit NumberExhibit
99.1Press release dated June 29, 2026
104 | Cover Page Interactive Data File (embedded in the cover page formatted in Inline XBRL) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
RHINEBECK BANCORP, INC. | |
DATE: June 29, 2026 | By: /s/ Matthew J. Smith |
Matthew J. Smith | |
President and Chief Executive Officer |