<SEC-DOCUMENT>0001171843-21-000984.txt : 20210211
<SEC-HEADER>0001171843-21-000984.hdr.sgml : 20210211
<ACCEPTANCE-DATETIME>20210211171538
ACCESSION NUMBER:		0001171843-21-000984
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20210211
ITEM INFORMATION:		Regulation FD Disclosure
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20210211
DATE AS OF CHANGE:		20210211

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			PATRIOT NATIONAL BANCORP INC
		CENTRAL INDEX KEY:			0001098146
		STANDARD INDUSTRIAL CLASSIFICATION:	NATIONAL COMMERCIAL BANKS [6021]
		IRS NUMBER:				061559137
		STATE OF INCORPORATION:			CT
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-29599
		FILM NUMBER:		21620930

	BUSINESS ADDRESS:	
		STREET 1:		900 BEDFORD ST
		CITY:			STAMFORD
		STATE:			CT
		ZIP:			06901
		BUSINESS PHONE:		2033247500
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>f8k_021121.htm
<DESCRIPTION>FORM 8-K
<TEXT>
<html><head><title></title></head><body style="font-size: 10pt"><div style="margin-top: 3pt; margin-bottom: 12pt;"><div style="font-size: 1pt; border-top: Black 2.5pt solid; border-bottom: Black 1.1pt solid; width: 100%;"><font style="font-size: 10pt;">&#160;</font></div></div><p style="text-align: center;"><font style="font-size: 14pt;"><strong>UNITED STATES</strong><br /><strong>SECURITIES AND EXCHANGE COMMISSION</strong><br /><strong>Washington, D.C. 20549</strong><br />_____________________</font></p><p style="text-transform: uppercase; text-align: center;"><font style="font-size: 14pt;"><strong>Form 8-K</strong><br />_____________________</font></p><p style="text-align: center;"><font style="font-size: 12pt;"><strong>CURRENT REPORT</strong></font></p><p style="text-align: center;"><font style="font-size: 12pt;"><strong>Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934</strong></font></p><p align="center"><font style="font-size: 10pt;">Date of Report (Date of earliest event Reported): <!--February 11, 2021-->February 11, 2021 &#160;</font></p><p align="center"><font style="font-size: 12pt;"><strong>PATRIOT NATIONAL BANCORP, INC.</strong></font><br /><font style="font-size: 10pt;">(Exact Name of Registrant as Specified in Charter)</font></p><table style="width: 100%;" border="0" cellspacing="0" cellpadding="0"><tr valign="top"><td align="center" width="33%"><font style="font-size: 10pt;"><strong>Connecticut</strong></font></td><td align="center" width="34%"><font style="font-size: 10pt;"><strong>000-29599</strong></font></td><td align="center" width="33%"><font style="font-size: 10pt;"><strong>06-1559137</strong></font></td></tr><tr valign="top"><td align="center" width="33%"><font style="font-size: 10pt;">(State or Other Jurisdiction of Incorporation)</font></td><td align="center" width="34%"><font style="font-size: 10pt;">(Commission File Number)</font></td><td align="center" width="33%"><font style="font-size: 10pt;">(I.R.S. 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[&#160;&#160; ]</p><p style="font-size: 10pt; margin: 0pt;">&#160;</p><p style="font-size: 10pt; margin: 0pt;">Securities registered pursuant to Section 12(b) of the Act:</p><p style="font-size: 10pt; margin: 0pt;">&#160;</p><table style="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse;" cellspacing="0" cellpadding="0"><tr style="vertical-align: bottom;"><td style="border-bottom: Black 1pt solid; width: 40%; text-align: center;"><font style="font-size: 10pt;">Title of each class</font></td><td style="width: 1%; text-align: center;">&#160;</td><td style="border-bottom: Black 1pt solid; width: 28%; text-align: center;"><font style="font-size: 10pt;">Trading symbol</font></td><td style="width: 1%; text-align: center;">&#160;</td><td style="border-bottom: Black 1pt solid; width: 30%; text-align: center;"><font style="font-size: 10pt;">Name of each exchange on which registered</font></td></tr><tr style="vertical-align: bottom; background-color: white;"><td style="text-align: center;"><font style="font-size: 10pt;">Common Stock</font></td><td>&#160;</td><td style="text-align: center;"><font style="font-size: 10pt;">PNBK</font></td><td>&#160;</td><td style="text-align: center;"><font style="font-size: 10pt;">NASDAQ Global Market</font></td></tr></table><div style="margin-top: 12pt; margin-bottom: 3pt;"><div style="font-size: 1pt; border-top: Black 1.1pt solid; border-bottom: Black 2.5pt solid; width: 100%;"><font style="font-size: 10pt;">&#160;</font></div>&#160;</div><hr style="page-break-after: always;" noshade="noshade" /><p><font style="font-size: 10pt;">  <strong>Section 7 Regulation FD</strong></font></p><p><font style="font-size: 10pt;"><strong>Item 7.01. Regulation FD Disclosure.</strong></font></p><p><font style="font-size: 10pt;"><p>On February 11, 2021, Patriot National Bancorp, Inc. (the &#8220;Company&#8221;) published a press release announcing the appointment of Patrick Trombly as the Company&#8217;s Senior Vice President and Deputy Chief Credit Officer.</p><p>A copy of the press release is attached hereto as Exhibit 99.1. The information contained in this Current Report on Form 8-K (including the exhibit) is being furnished and shall not be deemed &#8220;filed&#8221; for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the &#8220;Exchange Act&#8221;), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise expressly stated in such filing.</p></font></p><p><font style="font-size: 10pt;"><strong>Section 9 Financial Statements and Exhibits</strong></font></p><p><font style="font-size: 10pt;"><strong>Item 9.01. Financial Statements and Exhibits.</strong></font></p><p><font style="font-size: 10pt;"><p>(c) Exhibits</p><table style="font-size: 10pt;" border="0" cellspacing="0" cellpadding="0"><tr><td style="text-decoration: underline;" valign="bottom"><font style="font-size: 10pt;">Exhibit No.</font></td><td width="20"><font style="font-size: 10pt;">&#160;</font></td><td style="text-decoration: underline;" valign="bottom"><font style="font-size: 10pt;">Description</font></td></tr><tr><td>&#160;</td><td width="20"><font style="font-size: 10pt;">&#160;</font></td><td><font style="font-size: 10pt;">&#160;</font></td></tr><tr><td><font style="font-size: 10pt;"><a href="exh_991.htm">99.1</a></font></td><td width="20"><font style="font-size: 10pt;">&#160;</font></td><td><font style="font-size: 10pt;"><a href="exh_991.htm">Press Release dated February 11, 2021</a> </font></td></tr></table></font></p><p><font style="font-size: 10pt;"></font></p><p><font style="font-size: 10pt;"></font></p><hr style="page-break-after: always;" noshade="noshade" /><p align="center"><font style="font-size: 10pt;"><strong>SIGNATURES</strong></font></p><p><font style="font-size: 10pt;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</font></p><table style="width: 100%;" border="0" cellspacing="0" cellpadding="0"><tr valign="top"><td valign="top" width="49%"><font style="font-size: 10pt;">&#160;</font></td><td style="font-size: 12pt;" colspan="2" valign="top"><font style="font-size: 10pt;"><strong>PATRIOT NATIONAL BANCORP, INC.</strong></font></td></tr><tr valign="top"><td width="49%"><font style="font-size: 10pt;">&#160;</font></td><td width="2%"><font style="font-size: 10pt;">&#160;</font></td><td width="49%"><font style="font-size: 10pt;">&#160;</font></td></tr><tr valign="top"><td width="49%"><font style="font-size: 10pt;">&#160;</font></td><td width="2%"><font style="font-size: 10pt;">&#160;</font></td><td width="49%"><font style="font-size: 10pt;"></font></td></tr><tr valign="top"><td width="49%"><font style="font-size: 10pt;">Date: February 11, 2021</font></td><td width="2%"><font style="font-size: 10pt;">By:&#160;</font></td><td style="text-decoration: underline;" width="49%"><font style="font-size: 10pt;">/s/ Robert G. 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<DOCUMENT>
<TYPE>EX-99.1
<SEQUENCE>2
<FILENAME>exh_991.htm
<DESCRIPTION>PRESS RELEASE
<TEXT>
<!DOCTYPE HTML PUBLIC "-//W3C//DTD HTML 4.0 Transitional//EN"><html lang="en-US"><head><title>EdgarFiling</title><meta content="text/html; charset=windows-1252" ><meta name="GENERATOR" content="MSHTML 8.00.7601.18094" ></head><body bgcolor="#ffffff"><p style="text-align: right;"><strong>EXHIBIT 99.1</strong></p><p style="text-align: center;"><font style="font-size: 14pt;"><strong>Patriot Bank announces key addition: Senior Vice President & Deputy Chief Credit Officer</strong></font></p><p style="text-align: center;"><strong></strong></p><p>
 <p>STAMFORD, Conn., Feb.  11, 2021  (GLOBE NEWSWIRE) -- Patriot National Bancorp, Inc. (&#8220;Patriot&#8221;) (NASDAQ:<u>PNBK</u>), the parent company of Patriot Bank, N.A. (the &#8220;Bank&#8221;), today announced it has appointed a seasoned credit administrator, Patrick Trombly, as its Senior Vice President and Deputy Chief Credit Officer.<br ></p>  <p align="justify">Mr. Trombly most recently served as Senior Vice President - Commercial Lending at Axos Bank and previously held the position of Senior Vice President - Commercial Credit for City National Bank and Citibank. Mr. Trombly brings a rich and diverse experience in community bank credit and lending. Mr. Trombly holds an undergraduate degree from Holy Cross and a Juris Doctor from Suffolk Law School. &#8220;I&#8217;m very pleased that Patrick Trombly has joined Patriot as Senior Vice President, Deputy Chief Credit Officer. As a banking executive within the credit field overseeing credit culture and workouts, Patrick brings substantial expertise and value that will benefit Patriot Bank, our customers, and shareholders,&#8221; commented Patriot Bank President and CEO Robert Russell. &#8220;As we navigate through these unprecedented times it is important to have strong teams to effectively support the Bank&#8217;s efforts and stay close to the needs of our customers.&#8221;</p>  <p align="justify">&#8220;It is very exciting to become a part of Patriot&#8217;s dynamic and talented team,&#8221; said&#160;Mr.&#160;Trombly.<strong>&#160;</strong>&#8220;I am excited to contribute to Patriot&#8217;s successful growth, diversification and strong credit culture and business lending capabilities. I look forward to working with my colleagues on the Patriot team.&#8221;</p>  <p><strong><u>About the Company&#160;</u></strong>&#160;</p>  <p>Founded in 1994, Patriot National Bancorp, Inc. (&#8220;Patriot&#8221; or &#8220;Bancorp&#8221;) is the parent holding company of Patriot Bank N.A. (&#8220;Patriot&#8221;), a nationally chartered bank&#160;headquartered in Stamford, CT.&#160; Patriot operates with&#160;full-service branches in Connecticut and New York and provides lending products and services nationally. Patriot&#8217;s mission is to serve&#160;its&#160;local community and nationwide customer base by providing a growing array of banking solutions to meet the needs of individuals and small&#160;businesses owners. Patriot places great value in the integrity of its people and how it conducts business.&#160; An emphasis on building strong client relationships and community involvement are cornerstones of our philosophy as we seek to maximize shareholder value.</p> <table style="width:100%; border-collapse:collapse !important;;border-collapse: collapse; "><tr><td style="max-width:32%; width:32%; min-width:32%;;text-align: left ;  vertical-align: middle; "><strong>Contact:</strong></td><td class="hugin" style="max-width:34%; width:34%; min-width:34%;">&#160;</td><td class="hugin" style="max-width:34%; width:34%; min-width:34%;">&#160;</td></tr><tr><td style="text-align: left ;  vertical-align: middle; ">Patriot Bank, N.A.</td><td style="text-align: center ;  vertical-align: middle; ">Frederick K. Staudmyer</td><td style="text-align: center ;  vertical-align: middle; ">Robert G. Russell, Jr.</td></tr><tr><td style="text-align: left ;  vertical-align: middle; ">900 Bedford Street</td><td style="text-align: center ;  vertical-align: middle; ">EVP &amp; Chief Administrative Officer</td><td style="text-align: center ;  vertical-align: middle; ">President &amp; Chief Executive Officer</td></tr><tr><td style="text-align: left ;  vertical-align: middle; ">Stamford, CT 06901</td><td style="text-align: center ;  vertical-align: middle; ">203-252-5921</td><td style="text-align: center ;  vertical-align: middle; ">203-252-5939</td></tr><tr><td style="text-align: left ;  vertical-align: middle; ">www.BankPatriot.com</td><td style="text-align: left ;  vertical-align: middle; ">&#160;</td><td style="text-align: left ;  vertical-align: middle; ">&#160;</td></tr></table></p><p ></p></body></html>
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