<SEC-DOCUMENT>0001171843-21-001158.txt : 20210219
<SEC-HEADER>0001171843-21-001158.hdr.sgml : 20210219
<ACCEPTANCE-DATETIME>20210219092141
ACCESSION NUMBER:		0001171843-21-001158
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20210219
ITEM INFORMATION:		Regulation FD Disclosure
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20210219
DATE AS OF CHANGE:		20210219

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			PATRIOT NATIONAL BANCORP INC
		CENTRAL INDEX KEY:			0001098146
		STANDARD INDUSTRIAL CLASSIFICATION:	NATIONAL COMMERCIAL BANKS [6021]
		IRS NUMBER:				061559137
		STATE OF INCORPORATION:			CT
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-29599
		FILM NUMBER:		21652241

	BUSINESS ADDRESS:	
		STREET 1:		900 BEDFORD ST
		CITY:			STAMFORD
		STATE:			CT
		ZIP:			06901
		BUSINESS PHONE:		2033247500
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>f8k_021921.htm
<DESCRIPTION>FORM 8-K
<TEXT>
<html><head><title></title></head><body style="font-size: 10pt"><div style="margin-top: 3pt; margin-bottom: 12pt;"><div style="font-size: 1pt; border-top: Black 2.5pt solid; border-bottom: Black 1.1pt solid; width: 100%;"><font style="font-size: 10pt;">&#160;</font></div></div><p style="text-align: center;"><font style="font-size: 14pt;"><strong>UNITED STATES</strong><br /><strong>SECURITIES AND EXCHANGE COMMISSION</strong><br /><strong>Washington, D.C. 20549</strong><br />_____________________</font></p><p style="text-transform: uppercase; text-align: center;"><font style="font-size: 14pt;"><strong>Form 8-K</strong><br />_____________________</font></p><p style="text-align: center;"><font style="font-size: 12pt;"><strong>CURRENT REPORT</strong></font></p><p style="text-align: center;"><font style="font-size: 12pt;"><strong>Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934</strong></font></p><p align="center"><font style="font-size: 10pt;">Date of Report (Date of earliest event Reported): <!--February 19, 2021-->February 19, 2021 &#160;</font></p><p align="center"><font style="font-size: 12pt;"><strong>PATRIOT NATIONAL BANCORP, INC.</strong></font><br /><font style="font-size: 10pt;">(Exact Name of Registrant as Specified in Charter)</font></p><table style="width: 100%;" border="0" cellspacing="0" cellpadding="0"><tr valign="top"><td align="center" width="33%"><font style="font-size: 10pt;"><strong>Connecticut</strong></font></td><td align="center" width="34%"><font style="font-size: 10pt;"><strong>000-29599</strong></font></td><td align="center" width="33%"><font style="font-size: 10pt;"><strong>06-1559137</strong></font></td></tr><tr valign="top"><td align="center" width="33%"><font style="font-size: 10pt;">(State or Other Jurisdiction of Incorporation)</font></td><td align="center" width="34%"><font style="font-size: 10pt;">(Commission File Number)</font></td><td align="center" width="33%"><font style="font-size: 10pt;">(I.R.S. 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[&#160;&#160; ]</p><p style="font-size: 10pt; margin: 0pt;">&#160;</p><p style="font-size: 10pt; margin: 0pt;">Securities registered pursuant to Section 12(b) of the Act:</p><p style="font-size: 10pt; margin: 0pt;">&#160;</p><table style="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse;" cellspacing="0" cellpadding="0"><tr style="vertical-align: bottom;"><td style="border-bottom: Black 1pt solid; width: 40%; text-align: center;"><font style="font-size: 10pt;">Title of each class</font></td><td style="width: 1%; text-align: center;">&#160;</td><td style="border-bottom: Black 1pt solid; width: 28%; text-align: center;"><font style="font-size: 10pt;">Trading symbol</font></td><td style="width: 1%; text-align: center;">&#160;</td><td style="border-bottom: Black 1pt solid; width: 30%; text-align: center;"><font style="font-size: 10pt;">Name of each exchange on which registered</font></td></tr><tr style="vertical-align: bottom; background-color: white;"><td style="text-align: center;"><font style="font-size: 10pt;">Common Stock</font></td><td>&#160;</td><td style="text-align: center;"><font style="font-size: 10pt;">PNBK</font></td><td>&#160;</td><td style="text-align: center;"><font style="font-size: 10pt;">NASDAQ Global Market</font></td></tr></table><div style="margin-top: 12pt; margin-bottom: 3pt;"><div style="font-size: 1pt; border-top: Black 1.1pt solid; border-bottom: Black 2.5pt solid; width: 100%;"><font style="font-size: 10pt;">&#160;</font></div>&#160;</div><hr style="page-break-after: always;" noshade="noshade" /><p><font style="font-size: 10pt;">  <strong>Section 7 Regulation FD</strong></font></p><p><font style="font-size: 10pt;"><strong>Item 7.01. Regulation FD Disclosure.</strong></font></p><p><font style="font-size: 10pt;">
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 <p style="margin-left:0in; margin-right:0in;"><font style="color:black; font-size:10pt;">(c) Exhibits</font></p>  <table style="width:481.5pt; border-collapse:collapse !important;;border-collapse: collapse; "><tr><td style="border-bottom: solid black 1pt ; vertical-align: bottom ; "><font style="font-size:10pt; font-family:'times new roman';">Exhibit&#160;No.</font></td><td style="vertical-align: bottom ; "><font style="font-size:10pt; font-family:'times new roman';">&#160;</font></td><td style="border-bottom: solid black 1pt ; vertical-align: bottom ; "><font style="font-size:10pt; font-family:'times new roman';">Description</font></td></tr><tr><td style="vertical-align: top ; "><font style="font-size:10pt; font-family:'times new roman';"><font style="font-size:10pt; font-family:'times new roman';"><a href="exh_991.htm" rel="nofollow">99.1</a></font></font></td><td style="vertical-align: bottom ; "><font style="color:black; font-size:10pt; font-family:'times new roman';">&#160;</font></td><td style="vertical-align: bottom ; "><font style="font-size:10pt; font-family:'times new roman';"><font style="font-size:10pt; font-family:'times new roman';"><a href="exh_991.htm" rel="nofollow">Press Release dated February 19, 2021 </a></font></font></td></tr></table></font></p><p><font style="font-size: 10pt;"></font></p><p><font style="font-size: 10pt;"></font></p><hr style="page-break-after: always;" noshade="noshade" /><p align="center"><font style="font-size: 10pt;"><strong>SIGNATURES</strong></font></p><p><font style="font-size: 10pt;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</font></p><table style="width: 100%;" border="0" cellspacing="0" cellpadding="0"><tr valign="top"><td valign="top" width="49%"><font style="font-size: 10pt;">&#160;</font></td><td style="font-size: 12pt;" colspan="2" valign="top"><font style="font-size: 10pt;"><strong>PATRIOT NATIONAL BANCORP, INC.</strong></font></td></tr><tr valign="top"><td width="49%"><font style="font-size: 10pt;">&#160;</font></td><td width="2%"><font style="font-size: 10pt;">&#160;</font></td><td width="49%"><font style="font-size: 10pt;">&#160;</font></td></tr><tr valign="top"><td width="49%"><font style="font-size: 10pt;">&#160;</font></td><td width="2%"><font style="font-size: 10pt;">&#160;</font></td><td width="49%"><font style="font-size: 10pt;"></font></td></tr><tr valign="top"><td width="49%"><font style="font-size: 10pt;">Date: February 19, 2021</font></td><td width="2%"><font style="font-size: 10pt;">By:&#160;</font></td><td style="text-decoration: underline;" width="49%"><font style="font-size: 10pt;">/s/ Robert G. Russell, Jr.&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font></td></tr><tr valign="top"><td width="49%"><font style="font-size: 10pt;">&#160;</font></td><td width="2%"><font style="font-size: 10pt;">&#160;</font></td><td width="49%"><font style="font-size: 10pt;">Robert G. Russell, Jr.</font></td></tr><tr valign="top"><td width="49%"><font style="font-size: 10pt;">&#160;</font></td><td width="2%"><font style="font-size: 10pt;">&#160;</font></td><td width="49%"><font style="font-size: 10pt;">President and Chief Executive Officer</font></td></tr><tr valign="top"><td width="49%"><font style="font-size: 10pt;">&#160;</font></td><td width="2%"><font style="font-size: 10pt;">&#160;</font></td><td width="49%"><font style="font-size: 10pt;"></font></td></tr></table><p /></body></html>
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<DOCUMENT>
<TYPE>EX-99.1
<SEQUENCE>2
<FILENAME>exh_991.htm
<DESCRIPTION>PRESS RELEASE
<TEXT>
<!DOCTYPE HTML PUBLIC "-//W3C//DTD HTML 4.0 Transitional//EN"><html lang="en-US"><head><title>EdgarFiling</title><meta content="text/html; charset=windows-1252" ><meta name="GENERATOR" content="MSHTML 8.00.7601.18094" ></head><body bgcolor="#ffffff"><p style="text-align: right;"><strong>EXHIBIT 99.1</strong></p><p style="text-align: center;"><font style="font-size: 14pt;"><strong>Patriot Bank Announces Significant Upgrade to SBA Team</strong></font></p><p style="text-align: center;"><strong></strong></p><p>
   <p align="justify">STAMFORD, Conn., Feb.  19, 2021  (GLOBE NEWSWIRE) -- Patriot National Bancorp, Inc. (&#8220;Patriot&#8221;) (NASDAQ:PNBK), the parent company of Patriot Bank, N.A. (the &#8220;Bank&#8221;), today announced the reorganization of the SBA team to strengthen its nationwide SBA Business Lending Unit platform. The Bank believes this will assist more Small Businesses in obtaining needed capital.<br ></p>    <p align="justify">Mr. Gary Griffin has been hired as the National SBA Sales Manager. Mr. Griffin brings over 30 years of extensive SBA and leadership experience. Mr. Griffin holds degrees in Finance from University of Denver and Accounting from Georgia State University.</p>    <p align="justify">Mr. Michael Green to serve as Vice President, Business Development Officer working out of Georgia. Mr. Green brings over 25 years of experience in the SBA industry. Mr. Green holds a degree in Accounting from Howard University.</p>    <p align="justify">Mr. Ty Barksdale to serve as Vice President, Business Development Officer working out of Ohio. Mr. Barksdale comes to Patriot with over 15-years of experience in SBA and USDA lending. Mr. Barksdale holds degrees in Economics and Mathematics from Hampden-Sydney College.</p>    <p align="justify">Mr. Skip Canavan to serve as Vice President, Business Development Officer working out of Florida. Mr. Canavan has over 20 years of experience in SBA and USDA lending. Mr. Canavan has a degree in Business Management from El Camino College and a degree in Lied Institute of Commercial Real Estate Studies from University of Las Vegas.</p>    <p align="justify">Ms. Rebecca Puglia to serve as Vice President, Senior Portfolio Manager and Underwriter. Ms. Puglia brings over 17 years of extensive experience in underwriting, portfolio management in the SBA and commercial lending fields. Ms. Puglia has a degree in Business Administration from Rowan College.</p>    <p align="justify">Ms. Susan Raizer to serve as Vice President, Senior Underwriter. Ms. Raizer brings over 23 years of extensive underwriting and portfolio management experience in SBA and commercial Lending. Ms. Raizer holds a Master of Arts Degree from Hunter College, a Master of Science Degree in Business Administration from Fordham University, and a Master of Science Degree from the University of North Dakota.</p>    <p align="justify">&#8220;I&#8217;m excited to welcome our new SBA team to Patriot and I look forward to the benefit they will bring to the Small Business community and Patriot&#8221;, commented <strong>President and CEO Robert Russell</strong>. &#8220;These individuals have been successful in developing new business opportunities and are very skilled in Small Business Lending.</p>    <p align="justify"><strong><u>About the Company&#160;</u></strong>&#160;</p>    <p align="justify">Founded in 1994, Patriot National Bancorp, Inc. (&#8220;Patriot&#8221; or &#8220;Bancorp&#8221;) is the parent holding company of Patriot Bank N.A. (&#8220;Patriot&#8221;), a nationally chartered bank&#160;headquartered in Stamford, CT.&#160; Patriot operates with&#160;full-service branches in Connecticut and New York and provides lending products and services nationally. Patriot&#8217;s mission is to serve&#160;its&#160;local community and nationwide customer base by providing a growing array of banking solutions to meet the needs of individuals and small&#160;businesses owners. Patriot places great value in the integrity of its people and how it conducts business.&#160; An emphasis on building strong client relationships and community involvement are cornerstones of our philosophy as we seek to maximize shareholder value.</p>  <table style="width:100%; border-collapse:collapse !important;;border-collapse: collapse; "><tr><td colspan="3" style="vertical-align: bottom ; "><strong>Contact:</strong></td></tr><tr><td style="max-width:33%; width:33%; min-width:33%;;vertical-align: top ; ">Patriot Bank, N.A.<br >900 Bedford Street<br >Stamford, CT 06901<br >www.BankPatriot.com</td><td style="max-width:33%; width:33%; min-width:33%;;text-align: center ;  vertical-align: middle; vertical-align: top ; ">Frederick K. Staudmyer<br >EVP &amp; Chief Administrative Officer<br >203-252-5921<br ></td><td style="max-width:34%; width:34%; min-width:34%;;text-align: center ;  vertical-align: middle; vertical-align: top ; ">Robert G. Russell, Jr.<br >President &amp; Chief Executive Officer<br >203-252-5939<br ></td></tr></table></p><p ></p></body></html>
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</SEC-DOCUMENT>
