8-K 1 a8kcover-rightsclosing1116.htm 8-K

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 4, 2016
FULL HOUSE RESORTS, INC.
(Exact name of registrant as specified in its charter)

Delaware |  | 001-32583 |  | 13-3391527
(State or other jurisdiction of incorporation) |  | (Commission File Number) |  | (I.R.S. Employer Identification No.)

4670 S. Fort Apache Road, Suite 190 Las Vegas, Nevada |  | 89147
(Address of principal executive offices) |  | (Zip Code)

Registrant’s telephone number, including area code: (702) 221-7800

| N/A |
| (Former name or former address, if changed since last report) |

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 8.01 Other Events.
On November 4, 2016, Full House Resorts, Inc. (the “Company”) issued a press release announcing the conclusion of its rights offering. The Company will receive $5,000,000 in gross proceeds from the rights offering through the issuance of 3,846,154 shares of common stock at a price of $1.30 per share. Of that total, Daniel R. Lee, Chief Executive Officer, President and a director of the Company, and various family-related accounts will be issued approximately 50,000 shares upon exercise of their basic and oversubscription rights. Additionally, Mr. Lee purchased 1,000,000 shares in connection with the Standby Purchase Agreement that the Company entered into with Mr. Lee on October 7, 2016.
A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.

(d) | Exhibits |
| Exhibit 99.1 | Press Release of the Company dated November 4, 2016

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

|  | Full House Resorts, Inc.
Date: November 4, 2016 |  | /s/ Lewis A. Fanger
|  | Lewis A. Fanger, Senior Vice President, Chief Financial Officer & Treasurer

EXHIBIT INDEX

Exhibit No. |  | Description
99.1 |  | Press Release of the Company dated November 4, 2016