Exhibit

EX-1.01 2 formsd_exhibit101version1.htm EXHIBIT 1.01 Exhibit

Exhibit 1.01

CSP, Inc.

Conflict Minerals Report

For the reporting period January 1, 2015 to December 31, 2015

This Conflict Minerals Report (the “Report”) of CSP, Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2015 to December 31, 2015.

In August 2012, the U.S. Securities and Exchange Commission (“SEC”) issued rules implementing the “conflict minerals” disclosure requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “SEC Conflict Minerals Reporting Rule” or the “Rule”). If an SEC registrant manufactures (or contracts to have manufactured) products containing columbite-tantalite (coltan), cassiterite, gold, wolframite or their derivatives, which are limited to tantalum, tin and tungsten (collectively, “3TG” or “Conflict Minerals”), and the 3TG is necessary to such products’ functionality or production, the Rule requires that registrant to undertake a reasonable country of origin inquiry. If, as a result of the reasonable country of origin inquiry, the company knows or has reason to believe that any 3TG originated in the Democratic Republic of Congo or an adjoining country as defined in the Rule (the “Covered Countries”), and are not from recycled or scrap sources, the registrant must exercise due diligence on the source and chain of custody of such minerals. Specifically, registrants must determine whether: (a) any 3TG is necessary to the functionality or production of a product manufactured or contracted to be manufactured originated in the Covered Countries; and (b) the minerals directly or indirectly finance or benefit armed groups in the Covered Countries.

Section 1 - Description of the Company’s Products Covered by this Report

This Report relates to products: (i) for which Conflict Minerals are necessary to the functionality or production of that product; (ii) that were manufactured, or contracted to be manufactured, by the Company; and (iii) for which the manufacture was completed during calendar year 2015.

These products, which are referred to in this Report collectively as the “Covered Products,” consist of substantially all of the products that are manufactured or contracted to be manufactured by the Company within its High Performance Products segment.

Section 2 - Reasonable Country of Origin Inquiry

The Company has conducted a reasonable country of origin inquiry regarding the Conflict Minerals that were necessary to the functionality or production of the Covered Products. This reasonable country of origin inquiry was reasonably designed to determine whether any of the Conflict Minerals originated in the Covered Countries and whether any of the Conflict Minerals came from recycled or scrap sources.

In conducting the reasonable country of origin inquiry, the Company utilized the conflict minerals reporting template developed by the Electronic Industry Citizenship Coalition (EICC) and the Global e-Sustainability Initiative (GeSI) Extractives Working Group (the “EICC/GeSI Reporting Template”).

The Company’s supply chain with respect to the Covered Products is complex, and there are many third parties in the supply chain between the ultimate manufacture of the Covered Products and the original sources of Conflict Minerals. In this regard, the Company does not purchase Conflict Minerals directly from mines, smelters or refiners. The Company must therefore rely on its suppliers to provide information regarding the origin of Conflict Minerals that are included in the Covered Products. Moreover, the Company believes that the smelters and refiners of the Conflict Minerals are best situated to identify the sources of Conflict Minerals, and therefore has taken steps to identify the applicable smelters and refiners of Conflict Minerals in the Company’s supply chain.

The Company has concluded that the responses obtained in its reasonable country of origin inquiry are insufficient to form the basis for a reasonable belief that none of the Conflict Minerals necessary to the functionality or production of the Company’s products originated in a Covered Country.

Section 3 - Due Diligence Measures Performed by the Company

1.Design of Our Due Diligence and Description of the Due Diligence Process

Our due diligence processes and efforts have been designed to conform with the framework set forth in the Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (OECD Guidance) and the related supplements for 3TG.

2.Management Systems

Our conflict minerals due diligence process included: the development of a Conflict Minerals Policy; the establishment of governance structures with cross-functional team members and senior

executives; communication to, and engagement of, suppliers; recordkeeping; and the development of escalation procedures.

These efforts included the development of a Conflict Minerals Task Force led by our Vice President and Chief Accounting Officer and Chief Financial Officer and a team of subject matter experts from relevant functions such as, purchasing, quality assurance and manufacturing. The team of subject matter experts is responsible for implementing our conflict minerals compliance strategy.

We periodically report to the Audit Committee of the Board of Directors with respect to our due diligence process and compliance obligations.

As stated above, the Company has adopted a company policy which is posted on our website at: http://www.cspi.com/compliance/. The policy states:

CSPI Conflict Minerals Policy

Conflict Mineral Disclosure Rules

On August 22, 2012, the United States Securities and Exchange Commission (“SEC”) adopted final rules pursuant to Section 1502 of the Dodd-Frank Act of 2010 regarding conflict minerals disclosure. These rules require public companies to report to the SEC whether tantalum, tin, tungsten or gold (“conflict minerals”) mined in the Democratic Republic of Congo or adjoining countries are used in the products they manufacture. If conflict minerals originate in these countries, publicly traded companies are required to use due diligence to trace the source and chain of custody of these minerals leading up to their receipt by the reporting company and to describe this due diligence effort and its results in reports filed annually.

CSP, Inc. (CSPI) Conflict Minerals Policy Statement

CSPI is committed to complying fully with the SEC’s new conflict minerals disclosure rules. It is our policy to work with our supply chain partners to take reasonable steps aimed at assuring that the identified “conflict minerals” are not sourced by CSPI or any of its supply chain partners.

In supporting the principles and objective of this legislation CSPI requests our suppliers, in the chain of custody, exercise reasonable due diligence to determine the country of origin of these minerals and act in accordance with the “Organization for Economic Co-operation and

Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas”.


3.	Report on Supply Chain Due Diligence and Results

a.We conducted a survey of the Company's active suppliers using the EICC/GeSI Reporting Template. The EICC/GeSI Reporting Template was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company’s supply chain. It includes questions regarding a company’s conflict-free policy, engagement with its direct suppliers, and a listing of the smelters that the company and its suppliers use. In addition, the template contains questions about the origin of conflict minerals included in their products, as well as supplier due diligence. The EICC/GeSI Reporting Template has been widely adopted by many companies in their due diligence processes related to conflict minerals.

b.Survey Responses - The Company surveyed its entire known component and outsourced manufacturing supply chain and identified 10 active suppliers for the period beginning January 1, 2015 and ending December 31, 2015. All 10 of those suppliers responded to our supplier survey for the period beginning January 1, 2015 and ending December 31, 2015. The Company also maintains a database of 34 survey responses that have been collected during the 36 month period beginning on January 1, 2013 and ending on December 31, 2015. The Company uses its database of 34 supplier responses to assess materials purchased in the current in the current reporting period as well material purchased in prior reporting periods used to manufacture goods shipped to customers in the current reporting period. A copy of the declared sources of material has been included as part of this filing. The declared sources represent a summary of all available information.


4.	Escalation Procedure

We have created follow-up processes to identify and escalate any identified issues associated with non-responsive or problematic responses provided by suppliers in connection with our due diligence efforts.


5.	Maintenance of Records

The Company has established our due diligence compliance process and set forth documentation and record maintenance mechanisms to ensure that relevant documentation is retained in a structured electronic database.


6.	Supply Chain Risk Identification and Assessment

Because of our size, the breath and complexity of our products, and the constant evolution of our supply chain, it is difficult to identify actors downstream from our direct suppliers. As referenced in section 3.b above, we have identified 34 direct suppliers for our products that are within the scope of our due diligence process. Of those 34 suppliers, we received 30 responses to our request for information. We have relied on these supplier’s responses to provide us with information about the source of conflict minerals suppliers contained in the components supplied to us. Our direct suppliers are similarly reliant upon information provided by their


7.	Designing and Implementing a Strategy To Identify and Respond to Supply Chain Risk

The Company has followed up with its suppliers in order to secure complete responses regarding both the use, and the supply and chain of custody, of any Conflict Minerals contained in the Covered Products. The Company has also initiated a process to review the reasonableness and reliability of its suppliers’ responses.


8.	Third Party Audits of Supply Chain

The Company does not have direct relationships with smelters and refiners, nor do we perform direct audits of these entities that provide our supply chain with these Conflict Minerals. We do rely upon industry efforts to influence smelters and refineries to get audited and certified through the Conflict-Free Sourcing Initiative’s Conflict Free Smelter Program.

Reporting

With the preparation and submission of this Conflict Minerals Report, the Company has provided a public report of its due diligence measures with regard to the sourcing of Conflict Minerals.

Section 4 - Product Categorization and Results of Due Diligence

After exercising the due diligence described above, the Company was unable to determine whether or not each of the Covered Products qualifies as “DRC conflict free,” as defined under the Rule.

Based on the information that was provided by the Company’s suppliers and otherwise obtained through the due diligence process, the Company believes that, to the extent reasonably determinable by the Company, the facilities that were used to process the Conflict Minerals contained in the Covered Products included the smelters and refiners listed below:



Metal		Smelter Name
Gold		Acade Noble Metal (Zhao Yuan) Corporation
Gold		Aida Chemical Industries Co. Ltd.
Gold		Allgemeine Gold-und Silberscheideanstalt A.G.
Gold		Almalyk Mining and Metallurgical Complex (AMMC)
Gold		AngloGold Ashanti Córrego do Sítio Minerção
Gold		Anhui Tongling non-ferrous Pioneer Metals Corporation
Gold		Argor-Heraeus SA
Gold		Asahi Pretec Corporation
Gold		Asaka Riken Co Ltd
Gold		Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
Gold		Aurubis AG
Gold		Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
Gold		Bauer Walser AG
Gold		Boliden AB
Gold		Caridad
Gold		CCR Refinery - Glencore Canada Corporation
Gold		Cendres & Métaux SA
Gold		Cheong Hing
Gold		Chimet S.p.A.
Gold		China Sino-Platinum Metals Co.,Ltd
Gold		Chugai Mining
Gold		Colt Refining
Gold		Daejin Indus Co. Ltd
Gold		Daye Non-Ferrous Metals Mining Ltd.
Gold		Do Sung Corporation
Gold		Doduco
Gold		Dong'guan Dong wu Violent-toxic Chemical Products Co., Ltd.
Gold		Dongguanshi Sutande Dianzi Cailiao Youxiangongsi
Gold		Dowa
Gold		Eco-System Recycling Co., Ltd
Gold		FSE Novosibirsk Refinery
Gold		Gansu-based Baiyin Nonferrous Metals Corporation (BNMC)
Gold		Geib Refining Corporation
Gold		Gold and Siver Refining Strokes Ltd.
Gold		Gold Trading Room
Gold		Gong an ju
Gold		Guangdong Grace Billion Kate Fine Chemical Co Ltd
Gold		Guangdong Jinding Gold Limited
Gold		Heesung Metal Ltd
Gold		Heimerle + Meule GmbH
Gold		Henan San Men Xia
Gold		Heraeus Ltd. Hong Kong
Gold		Heraeus Precious Metals GmbH & Co. KG
Gold		Heraeus Zhaoyuan (Changshu) Electronic Material Co., Ltd.
Gold		Heraeus Zhaoyuan Precious Metal Materials Co.,Ltd.
Gold		Hon Hai
Gold		Hon Shen Co. Ltd
Gold		HonHai Precision Co., Ltd.
Gold		Hwasung CJ Co. Ltd



Gold		Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
Gold		Ishifuku Metal Industry Co., Ltd.
Gold		Istanbul Gold Refinery
Gold		Japan Mint
Gold		Jia Lung Corp
Gold		Jiangxi Copper Company Limited
Gold		Jie sheng
Gold		Jin Jinyin refining company limited
Gold		Jinfeng Gold Mine Smelter
Gold		Jinlong Copper Co., Ltd.
Gold		Johnson Matthey Inc
Gold		Johnson Matthey Ltd
Gold		JSC Ekaterinburg Non-Ferrous Metal Processing Plant
Gold		JSC Uralectromed
Gold		JX Nippon Mining & Metals Co., Ltd.
Gold		Kazzinc Ltd
Gold		Kee Shing
Gold		Kennecott Utah Copper LLC
Gold		Kojima Chemicals Co., Ltd
Gold		Korea Metal Co. Ltd
Gold		Kunshan Jinli chemical industry reagents co.,Ltd.
Gold		KYOCERA
Gold		Kyrgyzaltyn JSC
Gold		L' azurde Company For Jewelry
Gold		LBMA
Gold		Lingbao Gold Company Limited
Gold		Lingbao Jinyuan Tonghui Refinery Co. Ltd.
Gold		LINXENS
Gold		LITTELFUSE
Gold		LS-NIKKO Copper Inc.
Gold		Materion
Gold		Matsuda Sangyo Co., Ltd.
Gold		Metalor Technologies (Hong Kong) Ltd
Gold		Metalor Technologies (Singapore)Pte, Ltd
Gold		Metalor Technologies SA
Gold		Metalor USA Refining Corporation
Gold		Met-Mex Peñoles, S.A.
Gold		Mitsui & Co. Precious Metals Inc. Hong Kong Branch
Gold		Mitsui Mining and Smelting Co., Ltd.
Gold		Morigin Company
Gold		Moscow Special Alloys Processing Plant
Gold		n/a
Gold		Nadir Metal Rafineri San. Ve Tic. A.ª.
Gold		Navoi Mining and Metallurgical Combinat
Gold		Nihon Material Co. LTD
Gold		Ohio Precious Metals, LLC
Gold		Ohura Precious Metal Industry Co., Ltd
Gold		OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)
Gold		OJSC Kolyma Refinery
Gold		PAMP SA



Gold		Prioksky Plant of Non-Ferrous Metals
Gold		PT Aneka Tambang (Persero) Tbk
Gold		PX Précinox SA
Gold		Rand Refinery (Pty) Ltd
Gold		Realized the enterprise co.,ltd.
Gold		Rohm & Haas Elec. Mat'ls
Gold		Royal Canadian Mint
Gold		Sabin Metal Corp.
Gold		Samduck Precious Metals
Gold		SAMWON METALS Corp.
Gold		Sanmenxia hang seng science and technology, research and development Co., LTD
Gold		Schone Edelmetaal
Gold		Scotia Mocatta
Gold		SEMPSA Joyería Platería SA
Gold		Sen Silver
Gold		Shandong Tiancheng Biological Gold Industrial Co.,Ltd.
Gold		Shandong Zhaojin Gold & Silver Refinery Co. Ltd
Gold		Shen Zhen Thousand Island Ltd.
Gold		Shenzhen fujun material technology co.,ltd
Gold		Shenzhen Heng Zhong Industry Co.,Ltd.
Gold		So Accurate Group, Inc.
Gold		SOE Shyolkovsky Factory of Secondary Precious Metals
Gold		Sojitz
Gold		Solar Applied Materials Technology Corp.
Gold		Soochow University's
Gold		Standard Bank
Gold		Strain DS Force Shop
Gold		Sumitomo Metal Mining Co., Ltd.
Gold		Tanaka Electronics
Gold		Tanaka Kikinzoku Kogyo K.K.
Gold		The Great Wall Gold and Silver Refinery of China
Gold		The Refinery of Shandong Gold Mining Co. Ltd
Gold		Tokuriki Honten Co., Ltd
Gold		Tongling nonferrous Metals Group Co.,Ltd
Gold		Torecom
Gold		UBS AG
Gold		Umicore Brasil Ltda
Gold		Umicore Galvanotechnik GmbH
Gold		Umicore Precious Metal Refining
Gold		Umicore SA Business Unit Precious Metals Refining
Gold		Uniforce Metal Industrial Corp
Gold		United Precious Metal Refining, Inc.
Gold		UYEMURA
Gold		Valcambi SA
Gold		Western Australian Mint trading as The Perth Mint
Gold		Wuxi Middle Treasure Materials
Gold		Yamamoto Precision Metals
Gold		Yantai the country large Safina high-tech environmental Refinery Co. Ltd.
Gold		Yantai Zhaojin Kanfort Precious Metals Co., Ltd.
Gold		Yokohama Metal Co Ltd



Gold		Zhaojin Kanfort Precious Metals Inc
Gold		Zhe Jiang Guang Yuan Noble Metal Smelting Factory
Gold		Zhongyuan Gold Smelter of Zhongjin Gold Corporation
Gold		Zijin Mining Group Co. Ltd
Tantalum		Changsha South Tantalum Niobium Co., Ltd.
Tantalum		China Shenzhen Morgan Sputtering Targets & Technology Co., Ltd.
Tantalum		Conghua Tantalum and Niobium Smeltry
Tantalum		Duoluoshan
Tantalum		Exotech Inc.
Tantalum		F&X Electro-Materials Ltd.
Tantalum		Global Advanced Metals Aizu
Tantalum		Global Advanced Metals Boyertown
Tantalum		Guangdong Zhiyuan New Material Co., Ltd.
Tantalum		H.C. Starck Co., Ltd.
Tantalum		H.C. Starck GmbH Goslar
Tantalum		H.C. Starck GmbH Laufenburg
Tantalum		H.C. Starck Hermsdorf GmbH
Tantalum		H.C. Starck Inc.
Tantalum		H.C. Starck Ltd.
Tantalum		H.C. Starck Smelting GmbH & Co.KG
Tantalum		Hengyang King Xing Lifeng New Materials Co., Ltd.
Tantalum		Hi-Temp
Tantalum		JiuJiang JinXin Nonferrous Metals Co., Ltd.
Tantalum		Jiujiang Tanbre Co., Ltd.
Tantalum		KEMET Blue Powder
Tantalum		King-Tan Tantalum Industry Ltd
Tantalum		LSM Brasil S.A.
Tantalum		Metallurgical Products India (Pvt.) Ltd.
Tantalum		Mitsui Mining & Smelting
Tantalum		Molycorp Silmet A.S.
Tantalum		Nantong Tongjie Electrical Co., Ltd.
Tantalum		Ningxia Orient Tantalum Industry Co., Ltd.
Tantalum		NTET, Thailand
Tantalum		Plansee SE Liezen
Tantalum		Plansee SE Reutte
Tantalum		QuantumClean
Tantalum		RFH Tantalum Smeltry Co., Ltd
Tantalum		Shanghai Jiangxi Metals Co. Ltd
Tantalum		Solikamsk Magnesium Works OAO
Tantalum		Taki Chemicals
Tantalum		Telex
Tantalum		Ulba
Tantalum		Yichun Jin Yang Rare Metal Co., Ltd
Tantalum		Zhuzhou Cement Carbide
Tin		5N PLUS
Tin		AcademyPreciousMetals(China)Co.,Ltd
Tin		AIM
Tin		Alpha Metals Taiwan
Tin		American Iron and Metal
Tin		Ami Bridge Enterprise Co., Ltd.



Tin		An Xin Xuan Xin Yue You Se Jin Shu Co. Ltd.
Tin		Asahi Solder Technology (Wuxi) Co., Ltd.
Tin		Atlantic Metals
Tin		Best Metals
Tin		China Huaxi Group Nandan
Tin		China Rare Metal Materials Company
Tin		China Tin Group Co., Ltd.
Tin		China Tin Lai Ben Smelter Co., Ltd.
Tin		CNMC (Guangxi) PGMA Co. Ltd.
Tin		Cooper Santa
Tin		CV Nurjanah
Tin		CV Serumpun Sebalai
Tin		CV United Smelting
Tin		DAE CHANG IND CO LTD
Tin		Dae Kil
Tin		DUKSAN HI-METAL
Tin		Electroloy Coroperation Sdn Bhd
Tin		Electroloy Metal Pte
Tin		EM Vinto
Tin		Estanho de Rondônia S.A.
Tin		Feinhütte Halsbrücke GmbH
Tin		Fenix Metals
Tin		Fuji Metal Mining
Tin		Full armor Industries (shares) Ltd.
Tin		Gejiu Kai Meng Industry and Trade LLC
Tin		Gejiu Non-Ferrous Metal Processing Co. Ltd.
Tin		Gejiu Yunxi Group Corp
Tin		Gejiu Zi-Li
Tin		Gibbs Wire & Steel Co
Tin		Gold Bell Group
Tin		Grant Manufacturing and Alloying
Tin		H.J.Enthoven & Sons is a division of H.J.Enthoven Ltd
Tin		Hana-High Metal
Tin		Hanbaek nonferrous metals
Tin		Heraeus Materials Singapore Pte, Ltd.
Tin		Heraeus Oriental Hitec Co., Ltd.
Tin		High-Power Surface Technology
Tin		High-Tech Co., Ltd. Taiwan
Tin		Hikaru Suites Ltd.
Tin		HUA ENG WIRE&CABLE CO.,LTD
Tin		Huichang Jinshunda Tin Co. Ltd
Tin		Increasingly and Chemical Co. (Suzhou) Ltd.
Tin		ISHIKAWA METAL CO.,LTD.
Tin		Jan Janq
Tin		JAU JANQ ENTERPRISE CO., LTD.
Tin		Jiangxi Nanshan
Tin		JU TAI INDUSTRIAL CO.,LTD.
Tin		Kewei Tin Co.,ltd
Tin		KOKI JAPAN
Tin		Levitra can, Shenzhen Electronic Technology Co., Ltd.



Tin		Linwu Xianggui Smelter Co
Tin		LUPON ENTERPRISE CO., LTD
Tin		Magnu's Minerais Metais e Ligas LTDA
Tin		Malaysia Smelting Corporation (MSC)
Tin		Matsuo nn da Ltd.
Tin		MCP Heck
Tin		MCP Mining & Chemical Products Ltd. UK
Tin		Meng neng
Tin		Metallo Chimique
Tin		Millard Wire
Tin		Mineração Taboca S.A.
Tin		Ming Li Jia smelt Metal Factory
Tin		Minmetals Ganzhou Tin Co. Ltd.
Tin		Minsur
Tin		Mitsubishi Materials Corporation
Tin		Nancang Metal Material Co.,Ltd
Tin		Nankang Nanshan Tin Manufactory Co., Ltd.
Tin		Nathan Trotter & Co INC.
Tin		NGHE TIN NON-FERROUS METAL
Tin		Nihon Genma MFG Co., Ltd.
Tin		Ningbo Jintian copper (Group ) Company Limited
Tin		Novosibirsk Integrated Tin Works
Tin		O.M. Manufacturing (Thailand) Co., Ltd.
Tin		OM Manufacturing Phils. Inc.
Tin		OMSA
Tin		Pro Wu Xianggui Mining Co., Ltd.
Tin		PT Artha Cipta Langgeng
Tin		PT ATD Makmur Mandiri Jaya
Tin		PT Babel Inti Perkasa
Tin		PT Bangka Kudai Tin
Tin		PT Bangka Putra Karya
Tin		PT Bangka Timah Utama Sejahtera
Tin		PT Bangka Tin Industry
Tin		PT Belitung Industri Sejahtera
Tin		PT BilliTin Makmur Lestari
Tin		PT Bukit Timah
Tin		PT DS Jaya Abadi
Tin		PT Eunindo Usaha Mandiri
Tin		PT HP Metals Indonesia
Tin		PT Inti Stania Prima
Tin		PT Karimun Mining
Tin		PT Koba Tin
Tin		PT Mitra Stania Prima
Tin		PT Panca Mega Persada
Tin		PT Prima Timah Utama
Tin		PT REFINED BANGKA TIN
Tin		PT Sariwiguna Binasentosa
Tin		PT Seirama Tin investment
Tin		PT Stanindo Inti Perkasa
Tin		PT Sumber Jaya Indah



Tin		PT Tambang Timah
Tin		PT Timah
Tin		PT Timah (Persero), Tbk
Tin		PT Tinindo Inter Nusa
Tin		PT. Supra Sukses Trinusa
Tin		PT. TAMBANG TIMAH
Tin		QianDao Co. ,ltd
Tin		Rohm & Hass
Tin		RST
Tin		Rui D Hung
Tin		SGS
Tin		Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co. Ltd.
Tin		Shen Mao Solder (M) Sdn. Bhd.
Tin		Shenzhen keaixin Technology
Tin		Shenzhen Yi Cheng Industrial
Tin		Sinitron, Shenmao Solder (M) Sdn. Bhd.
Tin		SMIC SENJU MALAYSIA
Tin		Soft Metais, Ltda.
Tin		SOLDER COAT CO.,LTD.
Tin		Stretti
Tin		SUN SURFACE TECHNOLOGY CO.,LTD
Tin		Suzhou Co. Ltd.
Tin		Taicang City Nancang Metal Meterial Co.,Ltd
Tin		Taicang Jiangsu
Tin		Talcang City Nankang Metal Materila Co., Ltd
Tin		TCC steel
Tin		TDK
Tin		Thaisarco
Tin		TIANSHUI LONGBO BUSINESS &TRADE CO.,LTD.
Tin		Tim Plating Gejiu
Tin		Traxys
Tin		Uniforce Metal Industrial Corp.
Tin		Vishay Intertechnology
Tin		Well-Lin Enterprise Co Ltd
Tin		Westfalenzinn J. Jost KG
Tin		Westmetall GmbH & Co. KG
Tin		White Solder Metalurgia e Mineração Ltda.
Tin		Wu Xi Shi Yi Zheng Ji Xie She Bei Company
Tin		Wuxi Lantronic Electronic Co Ltd
Tin		wuxi yunxi
Tin		Xia Yi Metal Industries (shares) Ltd.
Tin		Yifeng Tin Industry (Chenzhou) Co Ltd
Tin		Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.
Tin		Yunnan Tin Company Limited
Tin		Yunnan Tin Company, Ltd.
Tin		Yunnan, China Rare Metal Materials Company
Tin		Yun'xin Non-ferrous Electroanalysis Ltd.
Tin		Zhangzhou Macro Real Non-Ferrous Metals
Tin		Zhangzhou Xiangcheng Hongyu Building Co., Ltd.
Tin		Zhejiang Huangyan Xinqian Electrical Equipment Fittings Factory



Tin		ZhongShi
Tin		Zong Yang Industrial Co., Ltd.
Tungsten		A.L.M.T. Corp.
Tungsten		Altlantic Metals
Tungsten		Axis Material Limited
Tungsten		Chenzhou Diamond Tungsten Products Co., Ltd.
Tungsten		China Minmetals Corp., China Minmetals Nonferrous Metals Co Ltd
Tungsten		Chongyi Zhangyuan Tungsten Co., Ltd.
Tungsten		Dayu Weiliang Tungsten Co., Ltd.
Tungsten		Degutea
Tungsten		Fujian Jinxin Tungsten Co., Ltd.
Tungsten		Ganzhou Huaxing Tungsten Products Co., Ltd.
Tungsten		Ganzhou Jiangwu Ferrotungsten Co., Ltd.
Tungsten		Ganzhou Non-ferrous Metals Smelting Co., Ltd.
Tungsten		Ganzhou Seadragon W & Mo Co., Ltd.
Tungsten		Global Tungsten & Powders Corp.
Tungsten		Guangdong Xianglu Tungsten Co., Ltd.
Tungsten		H.C. Starck GmbH
Tungsten		Hunan Chenzhou Mining Group Co., Ltd.
Tungsten		Hunan Chunchang Nonferrous Metals Co., Ltd.
Tungsten		Japan New Metals Co., Ltd.
Tungsten		Jiangxi Richsea New Materials Co., Ltd.
Tungsten		Kennametal Fallon
Tungsten		Kennametal Huntsville
Tungsten		KYORITSU GOKIN CO., LTD.
Tungsten		Micro 100
Tungsten		Saganoseki Smelter & Refinery
Tungsten		Sandvik
Tungsten		Sendi (Japan): Kyocera Corporation
Tungsten		Sincemat Co, Ltd
Tungsten		Sumitomo
Tungsten		Sunaga Tungsten
Tungsten		Sylham
Tungsten		Tamano Smelter, Hibi Kyodo Smelting Co., Ltd
Tungsten		Tejing (Vietnam) Tungsten Co., Ltd.
Tungsten		Tosoh
Tungsten		ULVAC, Inc.
Tungsten		Vietnam Youngsun Tungsten Industry Co., Ltd
Tungsten		Voss Metals Company, Inc.
Tungsten		Wolfram Bergbau und Hütten AG
Tungsten		Wolfram Company CJSC
Tungsten		Xiamen Tungsten (H.C.) Co., Ltd.
Tungsten		Xiamen Tungsten Co., Ltd
Tungsten		Xinhai Rendan Shaoguan Tungsten Co., Ltd.
Tungsten		Zhuzhou Cemented Carbide Group Co Ltd

The Company does not have sufficient information to determine the country of origin of the Conflict Minerals in the Covered Products.

Section 5 - Future Risk Mitigation and Efforts to Enhance Due Diligence

As we move toward enhancing our due diligence program, we intend to take the following steps to continue to mitigate any possible risk that the necessary Conflict Minerals in the Covered Products could benefit armed groups in the Covered Countries:


i.	Enhance supplier communication, training and escalation process to improve due diligence data accuracy and completion.

ii.Continue to influence additional smelters to obtain Conflict Free status throughout our supply chain, where possible.

Where practicable, the Company will work with suppliers who are sourcing from non-Conflict Free smelters to move towards using Conflict Free smelters, within a reasonable time frame. The time frame will be dependent on the criticality of the specific part and the availability of alternative suppliers.