<SEC-DOCUMENT>0001089355-14-000003.txt : 20140806
<SEC-HEADER>0001089355-14-000003.hdr.sgml : 20140806
<ACCEPTANCE-DATETIME>20140806172407
ACCESSION NUMBER:		0001089355-14-000003
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20140804
ITEM INFORMATION:		Other Events
FILED AS OF DATE:		20140806
DATE AS OF CHANGE:		20140806

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			SIEBERT FINANCIAL CORP
		CENTRAL INDEX KEY:			0000065596
		STANDARD INDUSTRIAL CLASSIFICATION:	SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
		IRS NUMBER:				111796714
		STATE OF INCORPORATION:			NY
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-05703
		FILM NUMBER:		141020960

	BUSINESS ADDRESS:	
		STREET 1:		885 THIRD AVENUE
		STREET 2:		SUITE 1720
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10022
		BUSINESS PHONE:		2126442400

	MAIL ADDRESS:	
		STREET 1:		885 THIRD AVENUE
		STREET 2:		SUITE 1720
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10022

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	MICHAELS J INC
		DATE OF NAME CHANGE:	19950221
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>n14035.htm
<DESCRIPTION>FORM 8-K
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 <P ALIGN=CENTER><FONT SIZE=4><B>UNITED STATES</B></FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=4><B>SECURITIES AND EXCHANGE COMMISSION</B></FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=3>Washington, D.C. 20549</FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=1>&nbsp;</FONT></P>
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 <P ALIGN=CENTER><FONT SIZE="5"><B>FORM 8-K</B> </FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=1>&nbsp;</FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=3>CURRENT REPORT</FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=1>&nbsp;</FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=3>Pursuant to Section 13 or 15(d) of the<BR>Securities Exchange Act of
 1934</FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=1>&nbsp;</FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=3>Date of Report (Date of earliest event reported): August 4, 2014</FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=1>&nbsp;</FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=6><B>SIEBERT FINANCIAL CORP.</B></FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=2>(Exact name of registrant as specified in its charter)</FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=2><B>New York</B></FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=2><B>0-5703</B></FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=2><B>11-1796714</B></FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=2>(State or other jurisdiction of<BR>
 incorporation)</FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=2>(Commission File Number)</FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=2>(IRS Employer Identification<BR>
 Number)</FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=2><B>885 Third Avenue, New York, New York</B></FONT></P>
 </TD>
 <TD> </TD>
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 <P ALIGN=CENTER><FONT SIZE=2><B>10022</B></FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=2>(Address of principal executive offices)</FONT></P>
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 <P ALIGN=CENTER><FONT SIZE=2>(Zip Code)</FONT></P>
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<P ALIGN=CENTER><FONT SIZE=2>Registrant&#146;s telephone number, including area
code:&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<B>(212)
644-2400</B></FONT></P>

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 <P ALIGN=CENTER><FONT SIZE=2>(Former name or former address, if changed since last report.)</FONT></P>
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 </TR>
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<P><FONT SIZE=2>Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below): </FONT></P>

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 <P><FONT SIZE=2 FACE=WINGDINGS>o</FONT></P>
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 <P><FONT SIZE=2>Written
 communications pursuant to Rule 425 under the Securities Act </FONT></P>
 </TD>
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 <P><FONT SIZE=1>&nbsp;</FONT></P>
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 <P><FONT SIZE=2 FACE=WINGDINGS>o</FONT></P>
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 <P><FONT SIZE=2>Soliciting
 material pursuant to Rule 14a-12 under the Exchange Act </FONT></P>
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 <P><FONT SIZE=1>&nbsp;</FONT></P>
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 <P><FONT SIZE=2 FACE=WINGDINGS>o</FONT></P>
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 <P><FONT SIZE=2>Pre-commencement
 communications pursuant to Rule 14d-2(b) under the Exchange Act </FONT></P>
 </TD>
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 <P><FONT SIZE=1>&nbsp;</FONT></P>
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 <P><FONT SIZE=2 FACE=WINGDINGS>o</FONT></P>
 </TD>
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 <P><FONT SIZE=2>Pre-commencement
 communications pursuant to Rule 13e-4(c) under the Exchange Act </FONT></P>
 </TD>
 </TR>
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<P STYLE='PAGE-BREAK-BEFORE: ALWAYS'></P><PAGE>
<P><FONT SIZE=2><B>Item 8.01 Other Events. </B></FONT></P>

<P ALIGN=JUSTIFY><FONT SIZE=2>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The
Registrant has previously disclosed that it is party to an arbitration
proceeding commenced by a former employee following the termination of his
employment. A final settlement of this
proceeding was completed on August 4, 2014. </FONT></P>

<HR NOSHADE ALIGN=CENTER WIDTH="100%" SIZE=5><P STYLE='PAGE-BREAK-BEFORE: ALWAYS'></P><PAGE>
<P ALIGN=CENTER><FONT SIZE=2>SIGNATURES</FONT></P>

<P ALIGN=JUSTIFY><FONT SIZE=2>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized. </FONT></P>

<P ALIGN=JUSTIFY><FONT SIZE=2>Dated: August 6, 2014</FONT></P>

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 <P><FONT SIZE=2>By:</FONT></P>
 </TD>
 <TD VALIGN=TOP STYLE='BORDER:NONE;BORDER-BOTTOM:SOLID BLACK .5PT'>
 <P><FONT SIZE=2><I>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;/s/ Joseph M. Ramos, Jr.</I></FONT></P>
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 <P><FONT SIZE=1>&nbsp;</FONT></P>
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 <P><FONT SIZE=1>&nbsp;</FONT></P>
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 <P><FONT SIZE=2>Joseph M.
 Ramos, Jr.</FONT></P>
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 <P><FONT SIZE=1>&nbsp;</FONT></P>
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 <P><FONT SIZE=2>Executive
 Vice President, Chief Operating Officer,</FONT></P>
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 <P><FONT SIZE=1>&nbsp;</FONT></P>
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 <P><FONT SIZE=1>&nbsp;</FONT></P>
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 <P><FONT SIZE=2>Chief
 Financial Officer and Secretary</FONT></P>
 </TD>
 </TR>
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