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CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION - USD ($)
Sep. 30, 2019
Dec. 31, 2018
ASSETS    
Cash and cash equivalents $ 4,231,000 $ 7,229,000
Receivables from clearing and other brokers 2,436,000 2,030,000
Escrow deposit 2,000,000
Receivable from related party 1,000,000 1,000,000
Receivable from lessors 171,000
Other receivables 103,000 96,000
Prepaid expenses and other assets 302,000 470,000
Furniture, equipment and leasehold improvements, net 1,000,000 468,000
Software, net 1,806,000 1,137,000
Lease right-of-use assets 2,501,000
Equity method investment in related party 3,509,000
Deferred tax assets 5,105,000 5,576,000
Total assets 23,993,000 18,177,000
Liabilities:    
Accounts payable and accrued liabilities 744,000 699,000
Due to clearing brokers and related parties 27,000 133,000
Income taxes payable 38,000
Lease incentive obligation 171,000
Lease liabilities 2,817,000
Other liabilities 91,000
Total liabilities 3,717,000 1,003,000
Commitments and Contingencies
Stockholders' equity:    
Common stock, $.01 par value; 49,000,000 shares authorized, 27,157,188 shares issued and outstanding as of September 30, 2019 and December 31, 2018 271,000 271,000
Additional paid-in capital 7,641,000 7,641,000
Retained earnings 12,364,000 9,262,000
Total stockholders' equity 20,276,000 17,174,000
Total liabilities and stockholders' equity $ 23,993,000 $ 18,177,000