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Receivables From, Payables To, and Deposits With Broker-Dealers and Clearing Organizations | 9 Months Ended
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Sep. 30, 2020
Due to and from Broker-Dealers and Clearing Organizations [Abstract] |
Receivables From, Payables To, and Deposits With Broker-Dealers and Clearing Organizations | 4. Receivables From, Payables To, and Deposits With Broker-Dealers and Clearing Organizations Amounts receivable from, payables to, and deposits with broker-dealers and clearing organizations consisted of the following as of the periods indicated:
|  | As of September 30, 2020 |  |  | As of December 31, 2019 |
Receivables from and deposits with broker-dealers and clearing organizations |  |  |  |  |  |
DTCC / OCC / NSCC |  | $ | 3,678,000 |  |  | $ | 3,059,000 |
Goldman Sachs |  |  | 2,105,000 |  |  |  | 2,841,000 |
Pershing Capital |  |  | 1,279,000 |  |  |  | 1,192,000 |
NFS |  |  | 1,113,000 |  |  |  | 1,328,000 |
Securities fail-to-deliver |  |  | 207,000 |  |  |  | 43,000 |
Globalshares |  |  | 24,000 |  |  |  | 2,000 |
ICBC |  |  | — |  |  |  | 10,000 |
Total Receivables from and deposits with broker-dealers and clearing organizations |  | $ | 8,406,000 |  |  | $ | 8,475,000 |
Payables to broker-dealers and clearing organizations |  |  |  |  |  |  |  |
Securities fail-to-receive |  | $ | 356,000 |  |  | $ | 523,000 |
Total Payables to broker-dealers and clearing organizations |  | $ | 356,000 |  |  | $ | 523,000 |

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- Definition The entire disclosure for Due to and from Broker-Dealers and Clearing Organizations, including data and tables. This may include amounts receivable from and payable to broker-dealers and clearing organizations, including securities failed to receive, deposits received for securities loaned, amounts payable to clearing organizations related to open transactions, floor brokerage payables and payables for commodities futures accounts liquidating to an equity balance on a broker-dealer's records. + References No definition available. + Details
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