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v3.23.1

Receivables From, Payables To, and Deposits With Broker-Dealers and Clearing Organizations (Tables) | 12 Months Ended
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Dec. 31, 2022
Due to and from Broker-Dealers and Clearing Organizations [Abstract] |
Schedule of amounts receivable from, payables to, and deposits with broker-dealers and clearing organizations |
|  | As of December 31, 2022 |  |  | As of December 31, 2021 |
Receivables from and deposits with broker-dealers and clearing organizations |  |  |  |  |  |  |
DTCC / OCC / NSCC (1) |  | $ | 8,187,000 |  |  | $ | 10,968,000 |
GSCO |  |  | 31,000 |  |  |  | 335,000 |
Pershing |  |  | 96,000 |  |  |  | 1,193,000 |
NFS |  |  | 2,006,000 |  |  |  | 974,000 |
Securities fail-to-deliver |  |  | 3,000 |  |  |  | 174,000 |
Globalshares |  |  | 82,000 |  |  |  | 55,000 |
Other receivables |  |  | — |  |  |  | 27,000 |
Total Receivables from and deposits with broker-dealers and clearing organizations |  | $ | 10,405,000 |  |  | $ | 13,726,000 |
Payables to broker-dealers and clearing organizations |  |  |  |  |  |  |  |
Securities fail-to-receive |  | $ | 396,000 |  |  | $ | 254,000 |
Payables to broker-dealers |  |  | 264,000 |  |  |  | — |
Total Payables to broker-dealers and clearing organizations |  | $ | 660,000 |  |  | $ | 254,000 |
(1) Depository Trust and Clearing Corporation is referred to as (“DTCC”), Options Clearing Corporation is referred to as (“OCC”), and National Securities Clearing Corporation is referred to as (“NSCC”).

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- Definition Tabular disclosure of amounts receivable from and payable to broker-dealers and clearing organizations, including securities failed to receive, deposits received for securities loaned, amounts payable to clearing organizations related to open transactions, floor brokerage payables and payables for commodities futures accounts liquidating to an equity balance on a broker-dealer's records. + References No definition available. + Details
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