<SEC-DOCUMENT>0001437749-21-006835-index.html : 20210323 <SEC-HEADER>0001437749-21-006835.hdr.sgml : 20210323 <ACCEPTANCE-DATETIME>20210323060123 ACCESSION NUMBER: 0001437749-21-006835 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 8 CONFORMED PERIOD OF REPORT: 20210322 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20210323 DATE AS OF CHANGE: 20210323 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATOSSA THERAPEUTICS, INC. CENTRAL INDEX KEY: 0001488039 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 264753208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35610 FILM NUMBER: 21763041 BUSINESS ADDRESS: STREET 1: 107 SPRING STREET CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: 206.588.0256 MAIL ADDRESS: STREET 1: 107 SPRING STREET CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: ATOSSA GENETICS INC DATE OF NAME CHANGE: 20100325 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>atos20210321_8k.htm <DESCRIPTION>FORM 8-K <TEXT> Document 1 - file: atos20210321_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.1 <SEQUENCE>2 <FILENAME>ex_235747.htm <DESCRIPTION>EXHIBIT 1.1 SECURITIES PURCHASE AGREEMENT <TEXT> Document 2 - file: ex_235747.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.2 <SEQUENCE>3 <FILENAME>ex_235748.htm <DESCRIPTION>EXHIBIT 1.2 PLACEMENT AGENCY AGREEMENT <TEXT> Document 3 - file: ex_235748.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.3 <SEQUENCE>4 <FILENAME>ex_235941.htm <DESCRIPTION>EXHIBIT 1.3 FORM OF LOCK-UP AND VOTING AGREEMENT <TEXT> Document 4 - file: ex_235941.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>5 <FILENAME>ex_235749.htm <DESCRIPTION>EXHIBIT 4.1 FORM OF COMMON STOCK PURCHASE WARRANT <TEXT> Document 5 - file: ex_235749.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>6 <FILENAME>ex_235750.htm <DESCRIPTION>EXHIBIT 5.1 OPINION OF GIBSON, DUNN & CRUTCHER LLP <TEXT> Document 6 - file: ex_235750.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>gibsonlogo01.jpg <TEXT> Document 7 - file: gibsonlogo01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>gobsonlogo02.jpg <TEXT> Document 8 - file: gobsonlogo02.jpg
</DOCUMENT> </SEC-DOCUMENT>