<SEC-DOCUMENT>0001513162-13-000078.txt : 20130128
<SEC-HEADER>0001513162-13-000078.hdr.sgml : 20130128
<ACCEPTANCE-DATETIME>20130128113653
ACCESSION NUMBER:		0001513162-13-000078
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20130125
ITEM INFORMATION:		Entry into a Material Definitive Agreement
ITEM INFORMATION:		Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
ITEM INFORMATION:		Unregistered Sales of Equity Securities
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20130128
DATE AS OF CHANGE:		20130128

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			COPYTELE INC
		CENTRAL INDEX KEY:			0000715446
		STANDARD INDUSTRIAL CLASSIFICATION:	COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
		IRS NUMBER:				112622630
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1031

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-11254
		FILM NUMBER:		13550593

	BUSINESS ADDRESS:	
		STREET 1:		900 WALT WHITMAN RD
		CITY:			MELVILLE
		STATE:			NY
		ZIP:			11747
		BUSINESS PHONE:		5165495900

	MAIL ADDRESS:	
		STREET 1:		900 WALT WHITMAN ROAD
		CITY:			MELVILLE
		STATE:			NY
		ZIP:			11747
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>form8k.htm
<DESCRIPTION>FORM 8-K
<TEXT>
<HTML>
<head><title>Copytele_Form_8-K</title> </head> <body vlink=purple link=blue style=tab-interval:.5in lang=EN-US> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'Times New Roman','serif'; FONT-SIZE:12.5pt; page:WordSection1"><b><font style=FONT-SIZE:10pt><font style=FONT-SIZE:14pt>UNITED STATES</font></font></b></p> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><b><font style="FONT-FAMILY:'Times New Roman','serif'"><font style=FONT-SIZE:14pt>SECURITIES AND EXCHANGE COMMISSION</font></font></b></p> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><b><font style="TEXT-TRANSFORM:uppercase; FONT-FAMILY:'Times New Roman','serif'"><font style=FONT-SIZE:14pt>Washington, DC 20549</font></font></b></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt; FONT-SIZE:14pt">&nbsp;</font></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;</font></p> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><b><font style="FONT-FAMILY:'Times New Roman','serif'; FONT-SIZE:14pt">FORM 8-K</font></b></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;</font></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;</font></p> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><b><font style="TEXT-TRANSFORM:uppercase; FONT-FAMILY:'Times New Roman','serif'"><font style=FONT-SIZE:12pt>CURRENT REPORT Pursuant</font></font></b></p> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><b><font style="TEXT-TRANSFORM:uppercase; FONT-FAMILY:'Times New Roman','serif'"><font style=FONT-SIZE:12pt>to Section 13 or 15(d) of the</font></font></b></p> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><b><font style="TEXT-TRANSFORM:uppercase; FONT-FAMILY:'Times New Roman','serif'; FONT-SIZE:12pt">Securities Exchange Act of 1934</font></b></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;</font></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;</font></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in .25in 6.5in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Date of Report (Date of earliest event reported):&nbsp;&nbsp; January 25, 2013</font></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;</font></p> <div style="BORDER-BOTTOM:windowtext 1pt solid; BORDER-LEFT:0px; PADDING-BOTTOM:1pt; PADDING-LEFT:0in; PADDING-RIGHT:0in; BORDER-TOP:0px; BORDER-RIGHT:0px; PADDING-TOP:0in; page:WordSection1"> <p style="BORDER-BOTTOM:0px; TEXT-ALIGN:center; BORDER-LEFT:0px; PADDING-BOTTOM:0in; MARGIN:0in 0in 0pt; PADDING-LEFT:0in; PADDING-RIGHT:0in; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; BORDER-TOP:0px; BORDER-RIGHT:0px; PADDING-TOP:0in; tab-stops:-.5in" align=center><font style="FONT-FAMILY:'Times New Roman','serif'">CopyTele, Inc.</font></p></div> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><font style="FONT-FAMILY:'Times New Roman','serif'">(Exact Name of Registrant as Specified in Its Charter)</font></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;</font></p> <div style="BORDER-BOTTOM:windowtext 1pt solid; BORDER-LEFT:0px; PADDING-BOTTOM:1pt; PADDING-LEFT:0in; PADDING-RIGHT:0in; BORDER-TOP:0px; BORDER-RIGHT:0px; PADDING-TOP:0in; page:WordSection1"> <p style="BORDER-BOTTOM:0px; TEXT-ALIGN:center; BORDER-LEFT:0px; PADDING-BOTTOM:0in; MARGIN:0in 0in 0pt; PADDING-LEFT:0in; PADDING-RIGHT:0in; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; BORDER-TOP:0px; BORDER-RIGHT:0px; PADDING-TOP:0in; tab-stops:-.5in" align=center><font style="FONT-FAMILY:'Times New Roman','serif'">Delaware</font></p></div> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">(State or Other Jurisdiction</font><font style="FONT-FAMILY:'Times New Roman','serif'"><font style=LETTER-SPACING:-0.15pt>of Incorporation)</font></font></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;</font></p> <div style="BORDER-BOTTOM:windowtext 1pt solid; BORDER-LEFT:0px; PADDING-BOTTOM:1pt; PADDING-LEFT:0in; PADDING-RIGHT:0in; BORDER-TOP:0px; BORDER-RIGHT:0px; PADDING-TOP:0in; page:WordSection1"> <p style="BORDER-BOTTOM:0px; TEXT-ALIGN:center; BORDER-LEFT:0px; PADDING-BOTTOM:0in; MARGIN:0in 0in 0pt; PADDING-LEFT:0in; PADDING-RIGHT:0in; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; BORDER-TOP:0px; BORDER-RIGHT:0px; PADDING-TOP:0in; tab-stops:-.5in center 117.0pt 351.0pt right 6.5in" align=center><font style="FONT-FAMILY:'Times New Roman','serif'">1-11254&nbsp;<b><font style=LETTER-SPACING:-0.15pt>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; </font></b>11-2622630</font></p></div> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:center 117.0pt 351.0pt" align=center><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">(Commission File Number) &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; &nbsp;<font size=+0>(IRS Employer Identification No.)</font></font></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;</font></p> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in center 117.0pt 405.0pt"><b><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; </font></b></p> <div style="BORDER-BOTTOM:windowtext 1pt solid; BORDER-LEFT:0px; PADDING-BOTTOM:1pt; PADDING-LEFT:0in; PADDING-RIGHT:0in; BORDER-TOP:0px; BORDER-RIGHT:0px; PADDING-TOP:0in; page:WordSection1"> <p style="BORDER-BOTTOM:0px; TEXT-ALIGN:center; BORDER-LEFT:0px; PADDING-BOTTOM:0in; MARGIN:0in 0in 0pt; PADDING-LEFT:0in; PADDING-RIGHT:0in; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; BORDER-TOP:0px; BORDER-RIGHT:0px; PADDING-TOP:0in; tab-stops:-.5in center 117.0pt 405.0pt right 6.5in" align=center><font style="FONT-FAMILY:'Times New Roman','serif'">900 Walt Whitman Road, Melville, NY<b><font style=LETTER-SPACING:-0.15pt>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; </font></b>11747</font></p></div> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:center 117.0pt 405.0pt right 6.5in" align=center><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">(Address of Principal Executive Offices)&nbsp;&nbsp;&nbsp;&nbsp; &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (Zip Code)</font></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;</font></p> <div style="BORDER-BOTTOM:windowtext 1pt solid; BORDER-LEFT:0px; PADDING-BOTTOM:1pt; PADDING-LEFT:0in; PADDING-RIGHT:0in; BORDER-TOP:0px; BORDER-RIGHT:0px; PADDING-TOP:0in; page:WordSection1"> <p style="BORDER-BOTTOM:0px; TEXT-ALIGN:center; BORDER-LEFT:0px; PADDING-BOTTOM:0in; MARGIN:0in 0in 0pt; PADDING-LEFT:0in; PADDING-RIGHT:0in; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; BORDER-TOP:0px; BORDER-RIGHT:0px; PADDING-TOP:0in; tab-stops:-.5in right 6.5in" align=center><font style="FONT-FAMILY:'Times New Roman','serif'">(631) 549-5900</font></p></div> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:right 6.5in" align=center><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">(</font><font style="FONT-FAMILY:'Times New Roman','serif'">Registrant&#146;s Telephone Number, Including Area Code)</font></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;</font></p> <div style="BORDER-BOTTOM:windowtext 1pt solid; BORDER-LEFT:0px; PADDING-BOTTOM:1pt; PADDING-LEFT:0in; PADDING-RIGHT:0in; BORDER-TOP:0px; BORDER-RIGHT:0px; PADDING-TOP:0in; page:WordSection1"> <p style="BORDER-BOTTOM:0px; TEXT-ALIGN:center; BORDER-LEFT:0px; PADDING-BOTTOM:0in; MARGIN:0in 0in 0pt; PADDING-LEFT:0in; PADDING-RIGHT:0in; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; BORDER-TOP:0px; BORDER-RIGHT:0px; PADDING-TOP:0in; tab-stops:-.5in right 6.5in" align=center><font style="FONT-FAMILY:'Times New Roman','serif'">&nbsp;</font></p></div> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:right 6.5in" align=center><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">(Former Name or Former Address, if Changed Since Last Report)</font></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;</font></p> <p style="TEXT-ALIGN:justify; LINE-HEIGHT:13pt; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in .25in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (<i>see </i>General Instruction A.2. below):</font></p> <p style="TEXT-ALIGN:justify; LINE-HEIGHT:13pt; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in .25in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;</font></p> <p style="TEXT-ALIGN:justify; LINE-HEIGHT:13pt; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in .25in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; </font><font style="FONT-FAMILY:Wingdings; LETTER-SPACING:-0.15pt">o</font><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;&nbsp;&nbsp; Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</font></p> <p style="TEXT-ALIGN:justify; LINE-HEIGHT:13pt; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in .25in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;</font></p> <p style="TEXT-ALIGN:justify; LINE-HEIGHT:13pt; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in .25in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; </font><font style="FONT-FAMILY:Wingdings; LETTER-SPACING:-0.15pt">o</font><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;&nbsp;&nbsp; Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</font></p> <p style="TEXT-ALIGN:justify; LINE-HEIGHT:13pt; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in .25in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;</font></p> <p style="TEXT-ALIGN:justify; LINE-HEIGHT:13pt; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in .25in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; </font><font style="FONT-FAMILY:Wingdings; LETTER-SPACING:-0.15pt">o</font><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;&nbsp;&nbsp; Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</font></p> <p style="TEXT-ALIGN:justify; LINE-HEIGHT:13pt; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in .25in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;</font></p> <p style="TEXT-ALIGN:justify; LINE-HEIGHT:13pt; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in .25in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; </font><font style="FONT-FAMILY:Wingdings; LETTER-SPACING:-0.15pt">o</font><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;&nbsp;&nbsp; Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</font></p> <p style="MARGIN:0in 0in 12pt; FONT-FAMILY:'Times New Roman','serif'; FONT-SIZE:12pt; page:WordSection1"> <div style=page:WordSection1> <hr> </div> <p><font style="FONT-FAMILY:'Times New Roman','serif'; FONT-SIZE:12pt"><br clear=all style=PAGE-BREAK-BEFORE:always></font></p> <p style=page:WordSection1> <p style="MARGIN:0in 0in 12pt; FONT-FAMILY:'Times New Roman','serif'; FONT-SIZE:12pt; page:WordSection1"><b><font style="LETTER-SPACING:-0.15pt; FONT-SIZE:10pt"><br>Section 1 &#150; Registrant&#146;s Business and Operations</font></b></p> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1"><font face="Times New Roman"><b><font style=LETTER-SPACING:-0.15pt>Item 1.01 <font size=+0>Entry</font> Into a Material Definitive Agreement.<br></font></b><b><font style="FONT-FAMILY:'Times New Roman','serif'">Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant</font></b></font></p> <p style="PAGE-BREAK-AFTER:avoid; MARGIN:0in 0in 12pt; FONT-FAMILY:'Times New Roman','serif'; FONT-SIZE:12pt; page:WordSection1"><b><font style="LETTER-SPACING:-0.15pt; FONT-SIZE:10pt">Item 3.02 Unregistered Sales of Equity Securities.</font></b></p> <p style="MARGIN:0in 0in 12pt; FONT-FAMILY:'Times New Roman','serif'; FONT-SIZE:12pt; page:WordSection1"><font style="LETTER-SPACING:-0.15pt; FONT-SIZE:10pt">On January 25, 2013, CopyTele, Inc. (the &#147;Company&#148;) completed an offering of $1,765,000 principal amount of 8% Convertible Debentures due 2015 </font><font style=FONT-SIZE:10pt>and three-year warrants to purchase <font style=LETTER-SPACING:-0.15pt>5,882,745 shares of its common stock.&nbsp;&nbsp; Additional information with respect to the offering will be contained in the Company&#146;s Annual Report on Form 10-K for the fiscal year ended October 31, 2012.</font></font></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1"><font style="FONT-FAMILY:'Times New Roman','serif'">A press release announcing the offering is furnished as Exhibit 99.1 to this Current Report.</font></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1"><font style="FONT-FAMILY:'Times New Roman','serif'">&nbsp;</font></p> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1"><b><font style="FONT-FAMILY:'Times New Roman','serif'">Section 9 &#150; Financial Statements and Exhibits</font></b></p> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1"><b><font style="FONT-FAMILY:'Times New Roman','serif'">&nbsp;</font></b></p> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1"><b><font style="FONT-FAMILY:'Times New Roman','serif'">Item <font size=+0>9.01&nbsp; Financial</font> Statements and Exhibits. </font></b></p> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1"><font style="FONT-FAMILY:'Times New Roman','serif'">&nbsp;</font></p> <div style=page:WordSection1> <table style=BORDER-COLLAPSE:collapse cellpadding=0 cellspacing=0> <tr> <td width=638 colspan=3 style="PADDING-BOTTOM:0in; PADDING-LEFT:5.4pt; WIDTH:6.65in; PADDING-RIGHT:5.4pt; PADDING-TOP:0in" valign=top> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt"><font style="FONT-FAMILY:'Times New Roman','serif'">(d) Exhibits.</font></p> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt"><font style="FONT-FAMILY:'Times New Roman','serif'">&nbsp;</font></p></td></tr> <tr> <td width=49 style="PADDING-BOTTOM:0in; PADDING-LEFT:5.4pt; WIDTH:36.9pt; PADDING-RIGHT:5.4pt; PADDING-TOP:0in" valign=top> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt"><font style="FONT-FAMILY:'Times New Roman','serif'">99.1</font></p></td> <td width=18 style="PADDING-BOTTOM:0in; PADDING-LEFT:5.4pt; WIDTH:13.5pt; PADDING-RIGHT:5.4pt; PADDING-TOP:0in" valign=top> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt"><font style="FONT-FAMILY:'Times New Roman','serif'">&nbsp;</font></p></td> <td width=571 style="PADDING-BOTTOM:0in; PADDING-LEFT:5.4pt; WIDTH:5.95in; PADDING-RIGHT:5.4pt; PADDING-TOP:0in" valign=top> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt"><font style="FONT-FAMILY:'Times New Roman','serif'">Press Release, dated January </font><font style=LETTER-SPACING:-0.15pt>25, 2013</font></p></td></tr></table></div> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1"><font style="FONT-FAMILY:'Times New Roman','serif'">&nbsp;</font></p> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1"><font style="FONT-FAMILY:'Times New Roman','serif'">&nbsp;</font></p> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1"><font style="FONT-FAMILY:'Times New Roman','serif'">&nbsp;</font></p> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in .25in" align=center><b><font style="FONT-FAMILY:'Times New Roman','serif'; FONT-SIZE:12pt">SIGNATURES</font></b></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:-.5in .25in"><b><font style="FONT-FAMILY:'Times New Roman','serif'">&nbsp;</font></b></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1"><font style="FONT-FAMILY:'Times New Roman','serif'">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</font></p> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1"><font style="FONT-FAMILY:'Times New Roman','serif'; FONT-SIZE:12pt">&nbsp;</font></p> <p style="MARGIN:0in 0in 12pt 3in; FONT-FAMILY:'Times New Roman','serif'; FONT-SIZE:12pt; page:WordSection1"><b><font style=FONT-SIZE:10pt>COPYTELE, INC.</font></b></p> <p style="TEXT-ALIGN:justify; LINE-HEIGHT:90%; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:.3in 1.0in 1.5in 2.0in 2.5in 3.0in 3.5in right 6.5in"><font style="FONT-FAMILY:'Times New Roman','serif'">Date: January 28, 2013&nbsp;&nbsp;&nbsp;&nbsp; <font style=LETTER-SPACING:-0.15pt>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; By: <u>/s/ Robert A. Berman</u></font></font></p> <p style="TEXT-ALIGN:justify; LINE-HEIGHT:90%; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:.3in 1.0in 1.5in 2.0in 2.5in 3.0in 3.5in right 6.5in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Robert A. Berman</font></p> <p style="LINE-HEIGHT:90%; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:.3in 1.0in 1.5in 2.0in 2.5in 3.0in right 6.5in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; President and </font></p> <p style="LINE-HEIGHT:90%; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1; tab-stops:.3in 1.0in 1.5in 2.0in 2.5in 3.0in right 6.5in"><font style="FONT-FAMILY:'Times New Roman','serif'; LETTER-SPACING:-0.15pt">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Chief Executive Officer</font></p> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><font style="FONT-FAMILY:'Times New Roman','serif'; FONT-SIZE:12pt">&nbsp;</font></p> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><font style="FONT-FAMILY:'Times New Roman','serif'">2<br></font></p> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><font style="FONT-FAMILY:'Times New Roman','serif'"> <div style=page:WordSection1> <hr> </div></font> <p style=page:WordSection1><font style="FONT-FAMILY:'Times New Roman','serif'; FONT-SIZE:12pt"><br clear=all style=PAGE-BREAK-BEFORE:always></font> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><b><font style="FONT-FAMILY:'Times New Roman','serif'; FONT-SIZE:11pt">EXHIBIT INDEX</font></b></p> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><font style="FONT-FAMILY:'Times New Roman','serif'; FONT-SIZE:11pt">&nbsp;</font></p> <div style=page:WordSection1> <table width=624 style=WIDTH:6.5in cellpadding=0 cellspacing=0> <tr> <td width=18% colspan=2 style="PADDING-BOTTOM:0in; PADDING-LEFT:0in; WIDTH:18.26%; PADDING-RIGHT:0in; PADDING-TOP:0in" valign=top> <p style="MARGIN:0in 0in 12pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt"><u><font style="FONT-FAMILY:'Times New Roman','serif'; FONT-SIZE:11pt">Exhibit Number</font></u></p></td> <td width=81% style="PADDING-BOTTOM:0in; PADDING-LEFT:0in; WIDTH:81.74%; PADDING-RIGHT:0in; PADDING-TOP:0in" valign=top> <p style="MARGIN:0in 0in 12pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt"><u><font style="FONT-FAMILY:'Times New Roman','serif'; FONT-SIZE:11pt">Description</font></u></p></td></tr> <tr> <td width=16% style="PADDING-BOTTOM:0in; PADDING-LEFT:0in; WIDTH:16.6%; PADDING-RIGHT:0in; PADDING-TOP:0in" valign=top> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt"><font style="FONT-FAMILY:'Times New Roman','serif'">99.1</font></p></td> <td width=1% style="PADDING-BOTTOM:0in; PADDING-LEFT:0in; WIDTH:1.66%; PADDING-RIGHT:0in; PADDING-TOP:0in" valign=top> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt"><font style="FONT-FAMILY:'Times New Roman','serif'">&nbsp;</font></p></td> <td width=81% style="PADDING-BOTTOM:0in; PADDING-LEFT:0in; WIDTH:81.74%; PADDING-RIGHT:0in; PADDING-TOP:0in" valign=top> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt"><font style="FONT-FAMILY:'Times New Roman','serif'">Press Release, dated January </font><font style=LETTER-SPACING:-0.15pt>25, 2013</font></p></td></tr> <tr height=0> <td width=104 style="BORDER-BOTTOM:0px; BORDER-LEFT:0px; BORDER-TOP:0px; BORDER-RIGHT:0px"> <td width=10 style="BORDER-BOTTOM:0px; BORDER-LEFT:0px; BORDER-TOP:0px; BORDER-RIGHT:0px"> <td width=510 style="BORDER-BOTTOM:0px; BORDER-LEFT:0px; BORDER-TOP:0px; BORDER-RIGHT:0px" /></tr></table></div> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><b><font style="FONT-FAMILY:'Times New Roman','serif'">&nbsp;</font></b></p> <p style="TEXT-ALIGN:center; MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><font style="FONT-FAMILY:'Times New Roman','serif'">3<br><br> <div style=page:WordSection1> <hr> </div></font> <p style=page:WordSection1 /></body>
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<DESCRIPTION>EXHIBIT 99.1
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<head> </head> <body vlink=purple link=blue style=tab-interval:.5in lang=EN-US> <p style="TEXT-ALIGN:justify; MARGIN:0in 0.2in 0pt 0in; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1"><a name=Verdatum>&nbsp;</p> <p style="TEXT-ALIGN:right; MARGIN:0in 0.2in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=right><font style=FONT-SIZE:12pt face="Times New Roman">EXHIBIT 99.1</font></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0.2in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1">&nbsp;</p> <p style="TEXT-ALIGN:center; MARGIN:0in 0.2in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><b><font style="FONT-FAMILY:'Arial','sans-serif'; FONT-SIZE:14pt"><br>CopyTele</font></b><b><font style="FONT-FAMILY:'Arial','sans-serif'; FONT-SIZE:14pt">Announces Private Placement</font></b></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0.2in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1"><b><u></u></b>&nbsp;</p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0.2in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1"><font style=FONT-SIZE:10pt><b><font style="FONT-FAMILY:'Arial','sans-serif'">MELVILLE, NY &#150; January 25, 2013:</font></b><font style="FONT-FAMILY:'Arial','sans-serif'">&nbsp; </font><font size=+0><font style="FONT-FAMILY:'Arial','sans-serif'">CopyTele</font></font><font style="FONT-FAMILY:'Arial','sans-serif'">, Inc.</font><font style="FONT-FAMILY:'Arial','sans-serif'">(OTCBB:</font><font style="FONT-FAMILY:'Arial','sans-serif'">COPY</font><font style="FONT-FAMILY:'Arial','sans-serif'">) announced today that it has completed the private placement of $1,765,000 of 8% convertible debentures, due January 25, 2015 to accredited investors, including our Chief Executive Officer and two other members of our Board of Directors.&nbsp; The debentures pay interest quarterly and are convertible into shares of our common stock at a conversion price of $0.15 per share on or before January 25, 2015.&nbsp; The Company may prepay the debentures at any time without penalty if certain conditions are met.&nbsp; The private placement also includes the issuance to the investors of three-year warrants to purchase a total of 5,882,745<a name=_GoBack> common shares at an exercise price of $0.30 per share. Gross proceeds to the Company from the private placement were $1,765,000, which will be used for general working capital purposes. Additional information with respect to this private placement will be available in the Company&#146;s Form 10-K to be filed with the Securities and Exchange Commission.&nbsp; </font></font></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0.2in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1"><font style="FONT-FAMILY:'Arial','sans-serif'; FONT-SIZE:10pt">&nbsp;</font></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0.2in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1"><font style="FONT-FAMILY:'Arial','sans-serif'; FONT-SIZE:10pt">The <font size=+0 style=FONT-SIZE:10pt>CopyTele</font> securities being sold have not been registered under the Securities Act of <font size=+0>1933,</font> or any state securities laws and may not be offered or sold in the United States absent registration or an exemption from the registration requirements of the Securities Act and applicable state laws. </font></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0.2in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1"><font style="FONT-FAMILY:'Arial','sans-serif'; FONT-SIZE:10pt">&nbsp;</font></p> <p style="TEXT-ALIGN:center; MARGIN:0in 0.2in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><font style="FONT-FAMILY:'Arial','sans-serif'; FONT-SIZE:10pt"># # #</font></p> <p style="TEXT-ALIGN:center; MARGIN:0in 0.2in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><font style="FONT-FAMILY:'Arial','sans-serif'; FONT-SIZE:10pt">&nbsp;</font></p> <p style="TEXT-ALIGN:justify; MARGIN:0in 0.2in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1"><b><font style="FONT-FAMILY:'Arial','sans-serif'; FONT-SIZE:10pt">Forward-Looking Statements:</font></b><font style="FONT-FAMILY:'Arial','sans-serif'"><font style=FONT-SIZE:10pt>Statements that are not historical fact may be considered forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements are not statements of historical facts, but rather reflect <font size=+0>CopyTele's</font> current expectations concerning future events and results. We generally use the words &#147;believes,&#148; &#147;expects,&#148; &#147;intends,&#148; &#147;plans,&#148; &#147;anticipates,&#148; &#147;likely,&#148; &#147;will&#148; and similar expressions to identify forward-looking statements.&nbsp; Such forward-looking statements, including those concerning our expectations, involve risks, uncertainties and other factors, some of which are beyond our control, which may cause our actual results, performance or achievements, or industry results, to be materially different from any future results, performance, or achievements expressed or implied by such forward-looking statements.&nbsp; </font><a name=_DV_M295><font style=FONT-SIZE:10pt>These risks, uncertainties and factors include, but are not limited to, those factors set forth in &#147;Item 1A &#150; &#147;Risk Factors and other sections of our Annual Report on Form 10-K for the fiscal year ended October 31, 2011 as well as in our Quarterly Reports on Form 10-Q and Current Reports on Form 8-K.&nbsp; We undertake no obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events or otherwise, except as required by law.&nbsp; You are cautioned not to unduly rely on such forward-looking statements when evaluating the information presented in this press release.</font> </font></p> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1">&nbsp;</p> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><br><font face=Arial>1</font></p> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center><font face=Arial>&nbsp;</p> <p style="MARGIN:0in 0in 0pt; FONT-FAMILY:'CG Times','serif'; FONT-SIZE:10pt; page:WordSection1" align=center> <hr> <p /></font></a></body>
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