<SEC-DOCUMENT>0001513162-13-000774.txt : 20131016
<SEC-HEADER>0001513162-13-000774.hdr.sgml : 20131016
<ACCEPTANCE-DATETIME>20131016161043
ACCESSION NUMBER:		0001513162-13-000774
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20131011
ITEM INFORMATION:		Submission of Matters to a Vote of Security Holders
FILED AS OF DATE:		20131016
DATE AS OF CHANGE:		20131016

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			COPYTELE INC
		CENTRAL INDEX KEY:			0000715446
		STANDARD INDUSTRIAL CLASSIFICATION:	COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
		IRS NUMBER:				112622630
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1031

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-11254
		FILM NUMBER:		131154342

	BUSINESS ADDRESS:	
		STREET 1:		900 WALT WHITMAN RD
		CITY:			MELVILLE
		STATE:			NY
		ZIP:			11747
		BUSINESS PHONE:		5165495900

	MAIL ADDRESS:	
		STREET 1:		900 WALT WHITMAN ROAD
		CITY:			MELVILLE
		STATE:			NY
		ZIP:			11747
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>form8k.htm
<DESCRIPTION>FORM 8-K
<TEXT>
<HTML>
<head><title>EAI: &#160;8-K, Completion of Sunrise Merger</title> </head> <body style="FONT-SIZE:10pt; FONT-FAMILY:Times New Roman; COLOR:#000000; MARGIN-TOP:0px"> <p style=MARGIN:0px align=center><b>UNITED STATES</b></p> <p style=MARGIN:0px align=center><b>SECURITIES AND EXCHANGE COMMISSION</b></p> <p style=MARGIN:0px align=center><b>WASHINGTON, DC 20549</b></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=center><b>FORM 8-K</b></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=center><b>CURRENT REPORT PURSUANT</b></p> <p style=MARGIN:0px align=center><b>TO SECTION 13 OR 15(D) OF THE</b></p> <p style=MARGIN:0px align=center><b>SECURITIES EXCHANGE ACT OF 1934</b></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style="MARGIN:0px; TEXT-INDENT:24px" align=justify>Date of Report (Date of earliest event reported): &nbsp;&nbsp;October 11, 2013</p> <p style=MARGIN:0px align=justify><br></p> <p style="BORDER-BOTTOM:#000000 1px solid; PADDING-BOTTOM:4px; MARGIN:0px" align=center>CopyTele, Inc.</p> <p style=MARGIN:0px align=center>(Exact Name of Registrant as Specified in Its Charter)</p> <p style=MARGIN:0px align=justify><br></p> <p style="BORDER-BOTTOM:#000000 1px solid; PADDING-BOTTOM:4px; MARGIN:0px" align=center>Delaware</p> <p style=MARGIN:0px align=center>(State or Other Jurisdiction of Incorporation)</p> <p style=MARGIN:0px align=justify><br></p> <p style="BORDER-BOTTOM:#000000 1px solid; PADDING-BOTTOM:4px; MARGIN:0px; TEXT-INDENT:-2px" align=center>1-11254&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; &nbsp;11-2622630</p> <p style="MARGIN:0px; TEXT-INDENT:-2px" align=center>(Commission File Number)&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; &nbsp; (IRS Employer Identification No.)</p> <p style="CLEAR:left; MARGIN:0px" align=center><br></p> <p style=MARGIN:0px align=center><br></p> <p style="BORDER-BOTTOM:#000000 1px solid; PADDING-BOTTOM:4px; MARGIN:0px; TEXT-INDENT:-2px" align=center>900 Walt Whitman Road, Melville, NY&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; &nbsp;&nbsp; 11747</p> <p style="MARGIN:0px; TEXT-INDENT:-2px" align=center>(Address of Principal Executive Offices)&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; &nbsp;&nbsp; (Zip Code)</p> <p style="CLEAR:left; MARGIN:0px" align=justify><br></p> <p style="BORDER-BOTTOM:#000000 1px solid; PADDING-BOTTOM:4px; MARGIN:0px" align=center>(631) 549-5900</p> <p style=MARGIN:0px align=center>(Registrant&#146;s Telephone Number, Including Area Code)</p> <p style=MARGIN:0px align=justify><br></p> <p style="BORDER-BOTTOM:#000000 1px solid; PADDING-BOTTOM:4px; MARGIN:0px" align=center><br></p> <p style=MARGIN:0px align=center>(Former Name or Former Address, if Changed Since Last Report)</p> <p style=MARGIN:0px align=justify><br></p> <p style="MARGIN:0px; LINE-HEIGHT:13pt; TEXT-INDENT:24px" align=justify>Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (<i>see </i>General Instruction A.2. below):</p> <p style="MARGIN:0px; LINE-HEIGHT:13pt" align=justify><br></p> <p style="MARGIN-BOTTOM:-2px; FONT-FAMILY:Wingdings; FLOAT:left; MARGIN-TOP:0px; LINE-HEIGHT:13pt; WIDTH:48px; TEXT-INDENT:24px">o</p> <p style="MARGIN:0px; LINE-HEIGHT:13pt; TEXT-INDENT:-2px" align=justify>Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</p> <p style="CLEAR:left; MARGIN:0px; LINE-HEIGHT:13pt" align=justify><br></p> <p style="MARGIN-BOTTOM:-2px; FONT-FAMILY:Wingdings; FLOAT:left; MARGIN-TOP:0px; LINE-HEIGHT:13pt; WIDTH:48px; TEXT-INDENT:24px">o</p> <p style="MARGIN:0px; LINE-HEIGHT:13pt; TEXT-INDENT:-2px" align=justify>Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</p> <p style="CLEAR:left; MARGIN:0px; LINE-HEIGHT:13pt" align=justify><br></p> <p style="MARGIN-BOTTOM:-2px; FONT-FAMILY:Wingdings; FLOAT:left; MARGIN-TOP:0px; LINE-HEIGHT:13pt; WIDTH:48px; TEXT-INDENT:24px">o</p> <p style="MARGIN:0px; LINE-HEIGHT:13pt; TEXT-INDENT:-2px" align=justify>Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</p> <p style="CLEAR:left; MARGIN:0px; LINE-HEIGHT:13pt" align=justify><br></p> <p style="MARGIN-BOTTOM:-2px; FONT-FAMILY:Wingdings; FLOAT:left; MARGIN-TOP:0px; LINE-HEIGHT:13pt; WIDTH:48px; TEXT-INDENT:24px">o</p> <p style="MARGIN:0px; LINE-HEIGHT:13pt; TEXT-INDENT:-2px" align=justify>Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</p> <p style="MARGIN-BOTTOM:13px; CLEAR:left; MARGIN-TOP:0px"><br><br></p> <p style="FONT-FAMILY:CG Times,Times New Roman; MARGIN:0px" align=center>1</p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <hr size=1 noshade style="MARGIN-BOTTOM:9px; PADDING-TOP:9px"> <p style="MARGIN-BOTTOM:16px; FONT-SIZE:12pt; PAGE-BREAK-BEFORE:always; MARGIN-TOP:0px"><b>Section 5 &#150; Corporate Governance and Management</b></p> <p style="MARGIN-BOTTOM:16px; FONT-SIZE:12pt; MARGIN-TOP:0px"><b>Item 5.07 Submission of Matters to a Vote of Security Holders.</b></p> <p style="MARGIN-BOTTOM:14px; FONT-SIZE:11pt; MARGIN-TOP:0px; TEXT-INDENT:48px">The Annual Meeting of Stockholders (the &#147;<b>Annual Meeting</b>&#148;) of CopyTele, Inc., a Delaware corporation (the &#147;<b>Company</b>&#148;), was held on Friday, October 11, 2013 at the Fox Hollow, Woodbury, New York. &nbsp;Stockholders of record at the close of business on August 16, 2013 were entitled to one vote for each share of common stock held. &nbsp;On August 16, 2013, there were 206,376,189 shares of common stock issued and outstanding.</p> <p style="FONT-SIZE:11pt; MARGIN:0px; TEXT-INDENT:48px">At the Annual Meeting, the stockholders of the Company voted on the following proposals:</p> <p style=MARGIN:0px><br></p> <p style="FONT-SIZE:11pt; MARGIN:0px">1. To elect six directors nominated by the Board of Directors (the &#147;<b>Board</b>&#148;) to serve until the next annual meeting of stockholders. &nbsp;Each nominee for director was elected by a vote of the stockholders as follows:</p> <table bordercolor=transparent style="FONT-SIZE:10pt; MARGIN-TOP:0px" cellpadding=0 cellspacing=0 align=center> <tr style=FONT-SIZE:0px> <td width=284> <td width=18> <td width=144> <td width=144 /> </tr><tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Proposal</b></p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Vote Type</b></p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Voted</b></p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>(1)<i> Election of Directors</i></b></p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Bruce F. Johnson</b></p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">For</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">68,109,075</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Withheld</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;375,551</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Broker Non-Votes &nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">87,374,925</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Henry P. Herms</b></p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">For</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">66,474,970</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Withheld</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;&nbsp;2,009,656</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Broker Non-Votes</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">87,374,925</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Kent B. Williams</b></p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">For</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">68,109,075</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Withheld &nbsp;&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;375,551</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Broker Non-Votes</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">87,374,925</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Lewis H. Titterton Jr.</b></p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">For</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">68,069,075</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Withheld</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;415,551</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Broker Non-Votes</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">87,374,925</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Robert A. Berman</b></p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">For</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">67,528,592</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Withheld</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;956,034</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Broker Non-Votes</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">87,374,925</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Dr. Amit Kumar</b></p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">For</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">67,488,173</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Withheld</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;996,453</p></td></tr> <tr> <td width=284 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Broker Non-Votes</p></td> <td width=144 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">87,374,925</p></td></tr></table> <p style=MARGIN:0px><br></p> <p style="MARGIN-BOTTOM:-2px; FONT-SIZE:11pt; FLOAT:left; MARGIN-TOP:0px; WIDTH:48px">2. </p> <p style="FONT-SIZE:11pt; MARGIN:0px; TEXT-INDENT:-2px">To approve, on a non-binding advisory basis, the compensation of the Company&#146;s named executive officers. &nbsp;The proposal was approved, on a non-binding advisory basis, by a vote of stockholders as follows:</p> <p style="CLEAR:left; MARGIN:0px"><br></p> <table bordercolor=transparent style="FONT-SIZE:10pt; MARGIN-TOP:0px" cellpadding=0 cellspacing=0 align=center> <tr style=FONT-SIZE:0px> <td width=331> <td width=18> <td width=135> <td width=135 /> </tr><tr> <td width=331 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Proposal</b></p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Vote Type</b></p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Voted</b></p></td></tr> <tr> <td width=331 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>(2)<i> Advisory Vote on Executive Compensation</i></b></p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td></tr> <tr> <td width=331 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">For</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">65,954,083</p></td></tr> <tr> <td width=331 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Against</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;774,314</p></td></tr> <tr> <td width=331 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Abstention &nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;&nbsp;1,756,229</p></td></tr> <tr> <td width=331 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Broker Non-Votes</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">87,374,925</p></td></tr></table> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br><br></p> <p style="FONT-FAMILY:CG Times,Times New Roman; MARGIN:0px" align=center>2</p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <hr size=1 noshade style="MARGIN-BOTTOM:9px; PADDING-TOP:9px"> <p style="MARGIN-BOTTOM:-4pt; FONT-SIZE:4pt; PAGE-BREAK-BEFORE:always; MARGIN-TOP:0px" /> <p style="MARGIN-BOTTOM:-2px; FONT-SIZE:11pt; FLOAT:left; MARGIN-TOP:0px; WIDTH:48px">3. </p> <p style="FONT-SIZE:11pt; MARGIN:0px; TEXT-INDENT:-2px">To approve, on a non-binding advisory basis, the frequency for the advisory vote to approve the compensation of the Company&#146;s named executive officers. &nbsp;The frequency of &#147;3 years&#148; was approved, on a non-binding advisory basis, by a vote of stockholders as follows:</p> <p style="CLEAR:left; MARGIN:0px"><br></p> <table bordercolor=transparent style="FONT-SIZE:10pt; MARGIN-TOP:0px" cellpadding=0 cellspacing=0 align=center> <tr style=FONT-SIZE:0px> <td width=331> <td width=18> <td width=135> <td width=135 /> </tr><tr> <td width=331 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Proposal</b></p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Vote Type</b></p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Voted</b></p></td></tr> <tr> <td width=331 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>(3)<i> Advisory Vote on the Frequency</i></b></p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td></tr> <tr> <td width=331 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-LEFT:24px; MARGIN:0px"><b><i>of the Vote on Executive Compensation</i></b></p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">1 Year</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">16,768,616</p></td></tr> <tr> <td width=331 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">2 Years</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;&nbsp;3,987,567</p></td></tr> <tr> <td width=331 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">3 Years</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">47,310,371</p></td></tr> <tr> <td width=331 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Abstention</p> <p style="FONT-SIZE:11pt; MARGIN:0px">Broker Non-Votes</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;418,072</p> <p style="FONT-SIZE:11pt; MARGIN:0px">87,374,925</p></td></tr></table> <p style=MARGIN:0px><br></p> <p style="FONT-SIZE:11pt; MARGIN:0px">Based on the results of Proposal No. 3, the Board has determined that the Company will hold a non-binding, advisory vote on the compensation of its named executive officers once every three years, until the next required vote on the frequency of the advisory vote on executive compensation occurs, or until the Board determines that holding such vote with a different frequency is in the best interests of the Company.</p> <p style=MARGIN:0px><br></p> <p style="MARGIN-BOTTOM:-2px; FONT-SIZE:11pt; FLOAT:left; MARGIN-TOP:0px; WIDTH:48px">4. </p> <p style="FONT-SIZE:11pt; MARGIN:0px; TEXT-INDENT:-2px">Ratification of the appointment of Haskell &amp; White LLP, an independent registered public accounting firm, as the Company&#146;s independent auditors for fiscal year 2013. &nbsp;The proposal was approved by a vote of stockholders as follows:</p> <p style="CLEAR:left; MARGIN:0px"><br></p> <table bordercolor=transparent style="FONT-SIZE:10pt; MARGIN-TOP:0px" cellpadding=0 cellspacing=0 align=center> <tr style=FONT-SIZE:0px> <td width=342> <td width=12> <td width=130> <td width=135 /> </tr><tr> <td width=342 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Proposal</b></p></td> <td width=12 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=130 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Vote Type</b></p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Voted</b></p></td></tr> <tr> <td width=342 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>(4)<i> Ratification of Appointment of Haskell &amp; White LLP</i></b></p></td> <td width=12 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=130 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td></tr> <tr> <td width=342 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=12 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=130 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">For</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">151,657,407</p></td></tr> <tr> <td width=342 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=12 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=130 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Against</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;74,749</p></td></tr> <tr> <td width=342 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=12 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=130 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Abstention </p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;&nbsp;&nbsp;&nbsp;4,127,395</p></td></tr> <tr> <td width=342 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=12 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=130 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td></tr></table> <p style=MARGIN:0px><br></p> <p style="MARGIN-BOTTOM:-2px; FONT-SIZE:11pt; FLOAT:left; MARGIN-TOP:0px; WIDTH:48px">5.</p> <p style="FONT-SIZE:11pt; MARGIN:0px; TEXT-INDENT:-2px">Approval of the amendment to the certificate of incorporation to increase the authorized number of shares of common stock from 300,000,000 shares to 600,000,000 shares. &nbsp;The proposal was approved by a vote of stockholders as follows:</p> <p style="CLEAR:left; MARGIN:0px"><br></p> <table bordercolor=transparent style="FONT-SIZE:10pt; MARGIN-TOP:0px" cellpadding=0 cellspacing=0 align=center> <tr style=FONT-SIZE:0px> <td width=331> <td width=18> <td width=135> <td width=135 /> </tr><tr> <td width=331 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Proposal</b></p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Vote Type</b></p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>Voted</b></p></td></tr> <tr> <td width=331 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px"><b>(5) <i>Approval of &nbsp;amendment to the certificate of incorporation</i></b></p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td></tr> <tr> <td width=331 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">For</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">137,916,875</p></td></tr> <tr> <td width=331 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Against</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;&nbsp;17,007,445</p></td></tr> <tr> <td width=331 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Abstention</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;935,221</p></td></tr> <tr> <td width=331 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td></tr> <tr> <td width=331 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=18 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td> <td width=135 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:0px; MARGIN:0px; PADDING-RIGHT:0px">&nbsp;</p></td></tr></table> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br><br></p> <p style="FONT-FAMILY:CG Times,Times New Roman; MARGIN:0px" align=center>3</p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <hr size=1 noshade style="MARGIN-BOTTOM:9px; PADDING-TOP:9px"> <p style="PAGE-BREAK-BEFORE:always; MARGIN:0px"><br></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px align=center><b>SIGNATURES</b></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify>Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</p> <p style=MARGIN:0px><br></p> <p style="MARGIN-BOTTOM:13px; PADDING-LEFT:336px; MARGIN-TOP:0px"><b>COPYTELE, INC.</b></p> <p style="MARGIN-BOTTOM:-2px; FLOAT:left; MARGIN-TOP:0px; WIDTH:288px">Date: October 16, 2013</p> <p style="MARGIN:0px; TEXT-INDENT:-2px" align=justify>By: <u>/s/ Robert A. Berman</u></p> <p style="CLEAR:left; MARGIN:0px; TEXT-INDENT:288px" align=justify>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Robert A. Berman</p> <p style="MARGIN:0px; TEXT-INDENT:288px">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;President and </p> <p style="MARGIN:0px; TEXT-INDENT:288px">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Chief Executive Officer</p> <p style=MARGIN:0px align=center><br></p> <p style=MARGIN:0px align=center><br></p> <p style=MARGIN:0px align=center><br><br></p> <p style="FONT-FAMILY:CG Times,Times New Roman; MARGIN:0px" align=center>4</p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p></body>
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