<SEC-DOCUMENT>0001513162-14-000502.txt : 20140827
<SEC-HEADER>0001513162-14-000502.hdr.sgml : 20140827
<ACCEPTANCE-DATETIME>20140827171804
ACCESSION NUMBER:		0001513162-14-000502
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20140827
ITEM INFORMATION:		Other Events
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20140827
DATE AS OF CHANGE:		20140827

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			COPYTELE INC
		CENTRAL INDEX KEY:			0000715446
		STANDARD INDUSTRIAL CLASSIFICATION:	PATENT OWNERS & LESSORS [6794]
		IRS NUMBER:				112622630
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1031

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-11254
		FILM NUMBER:		141069121

	BUSINESS ADDRESS:	
		STREET 1:		900 WALT WHITMAN RD
		CITY:			MELVILLE
		STATE:			NY
		ZIP:			11747
		BUSINESS PHONE:		5165495900

	MAIL ADDRESS:	
		STREET 1:		900 WALT WHITMAN ROAD
		CITY:			MELVILLE
		STATE:			NY
		ZIP:			11747
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>form8k.htm
<DESCRIPTION>FORM 8-K
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<head><title>FORM 8-K</title> </head> <body style="FONT-SIZE:10pt; FONT-FAMILY:Times New Roman; COLOR:#000000; MARGIN-TOP:0px"> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b>UNITED STATES</b></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b>SECURITIES AND EXCHANGE COMMISSION</b></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b>Washington, D.C. 20549</b></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b><u>&nbsp;&nbsp;&nbsp;</u></b></p> <p style=MARGIN:0px align=center><br></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b>FORM 8-K</b></p> <p style=MARGIN:0px align=center><br></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b>CURRENT REPORT</b></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b>Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934</b></p> <p style=MARGIN:0px><br></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center>Date of Report (Date of earliest event reported): &nbsp;August 27, 2014</p> <p style=MARGIN:0px align=center><br></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b><u>COPYTELE, INC.</u></b></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center>(Exact name of registrant as specified in its charter)</p> <p style=MARGIN:0px align=center><br></p> <table style="FONT-SIZE:10pt; MARGIN-TOP:0px" cellpadding=0 cellspacing=0 align=center> <tr style=FONT-SIZE:0px> <td width=199> <td width=179> <td width=174 /> </tr><tr> <td width=199 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b>Delaware</b></p></td> <td width=179 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b>000-11254</b></p></td> <td width=174 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b>11-2622630</b></p></td></tr> <tr> <td width=199 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center>(State or other jurisdiction<br>of incorporation)</p></td> <td width=179 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center>(Commission<br>File Number)</p></td> <td width=174 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center>(IRS Employer</p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center>Identification No.)</p></td></tr></table> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <table style="FONT-SIZE:10pt; MARGIN-TOP:0px" cellpadding=0 cellspacing=0 align=center> <tr style=FONT-SIZE:0px> <td width=302> <td width=288 /> </tr><tr> <td width=302 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b>900 Walt Whitman Road, Melville, NY</b></p></td> <td width=288 style=MARGIN-TOP:0px valign=bottom> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b>11747</b></p></td></tr> <tr> <td width=302 style=MARGIN-TOP:0px> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center>(Address of principal executive offices)</p></td> <td width=288 style=MARGIN-TOP:0px> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center>(Zip Code)</p></td></tr></table> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <p style="FONT-SIZE:11pt; MARGIN:0px">Registrant&#146;s telephone number, including area code: &nbsp;<b>(631) 549-5900</b></p> <p style="FONT-SIZE:11pt; MARGIN:0px; TEXT-INDENT:336px">&nbsp;&nbsp;</p> <p style=MARGIN:0px><br></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b>Not Applicable</b></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center>&nbsp;(Former name or former address, if changed since last report)</p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b><u>&nbsp;&nbsp;&nbsp;</u></b></p> <p style=MARGIN:0px align=center><br></p><a name=up /> <p style="MARGIN-BOTTOM:6px; FONT-SIZE:11pt; MARGIN-TOP:6px" align=justify>Check the appropriate box below if the Form&nbsp;8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions: </p><a name=Check1 /> <p style="MARGIN-BOTTOM:-1pt; FONT-SIZE:1pt; MARGIN-TOP:6px" /> <p style="MARGIN-BOTTOM:-2px; FONT-SIZE:11pt; WIDTH:48px; FLOAT:left; MARGIN-TOP:0px"><font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#9744;</font></p> <p style="MARGIN-BOTTOM:6px; FONT-SIZE:11pt; PADDING-LEFT:48px; MARGIN-TOP:0px; TEXT-INDENT:-2px">Written communications pursuant to Rule&nbsp;425 under the Securities Act (17&nbsp;CFR&nbsp;230.425)</p><a name=Check2 /> <p style="MARGIN-BOTTOM:-1pt; FONT-SIZE:1pt; MARGIN-TOP:6px" /> <p style="MARGIN-BOTTOM:-2px; FONT-SIZE:11pt; WIDTH:48px; FLOAT:left; CLEAR:left; MARGIN-TOP:0px"><font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#9744;</font></p> <p style="MARGIN-BOTTOM:6px; FONT-SIZE:11pt; PADDING-LEFT:48px; MARGIN-TOP:0px; TEXT-INDENT:-2px">Soliciting material pursuant to Rule&nbsp;14a-12 under the Exchange Act (17&nbsp;CFR&nbsp;240.14a-12)</p><a name=Check3 /> <p style="MARGIN-BOTTOM:-1pt; FONT-SIZE:1pt; MARGIN-TOP:6px" /> <p style="MARGIN-BOTTOM:-2px; FONT-SIZE:11pt; WIDTH:48px; FLOAT:left; CLEAR:left; MARGIN-TOP:0px"><font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#9744;</font></p> <p style="MARGIN-BOTTOM:6px; FONT-SIZE:11pt; PADDING-LEFT:48px; MARGIN-TOP:0px; TEXT-INDENT:-2px">Pre-commencement communications pursuant to Rule&nbsp;14d-2(b) under the Exchange Act (17&nbsp;CFR&nbsp;240.14d-2(b))</p><a name=Check4 /> <p style="MARGIN-BOTTOM:-1pt; FONT-SIZE:1pt; MARGIN-TOP:6px" /> <p style="MARGIN-BOTTOM:-2px; FONT-SIZE:11pt; WIDTH:48px; FLOAT:left; CLEAR:left; MARGIN-TOP:0px"><font style="FONT-FAMILY:Arial Unicode MS,Times New Roman">&#9744;</font></p> <p style="MARGIN-BOTTOM:6px; FONT-SIZE:11pt; PADDING-LEFT:48px; MARGIN-TOP:0px; TEXT-INDENT:-2px">Pre-commencement communications pursuant to Rule&nbsp;13e-4(c) under the Exchange Act (17&nbsp;CFR&nbsp;240.13e-4(c))</p> <p style="CLEAR:left; MARGIN:6px"><br><br></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <hr size=1> <p style="PAGE-BREAK-BEFORE:always; MARGIN:0px"><br></p> <p style=MARGIN:0px><br></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=justify><font style=BACKGROUND-COLOR:#ffffff><b>Item 8.01 Other Events.</b></font></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=justify>&nbsp;</p> <p style="FONT-SIZE:11pt; MARGIN:0px; TEXT-INDENT:48px" align=justify><font style=BACKGROUND-COLOR:#ffffff>On August 27, 2014, CopyTele, Inc. (the &#147;Company&#148;) issued a press release announcing that effective on September 2, 2014, the Company will change its name to &#147;ITUS Corporation.&#148; The Company&#146;s common stock will continue to trade on the OTCQB marketplace under the new name and the new stock symbol will be &#147;ITUS.&#148;&nbsp;&nbsp;A copy of the press release is attached as Exhibit&nbsp;99.1 hereto and incorporated by reference herein.</font></p> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p> <p style="FONT-SIZE:11pt; MARGIN:0px"><font style=BACKGROUND-COLOR:#ffffff><b>Item 9.01 Financial Statements and Exhibits.</b></font></p> <p style="FONT-SIZE:11pt; MARGIN:0px">&nbsp;</p> <p style="FONT-SIZE:11pt; MARGIN:0px"><font style=BACKGROUND-COLOR:#ffffff><b>(d) Exhibits.</b></font></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=justify>&nbsp;</p> <table style="FONT-SIZE:10pt; MARGIN-TOP:0px" cellpadding=0 cellspacing=0> <tr style=FONT-SIZE:0px> <td width=30> <td width=530 /> </tr><tr> <td width=30 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">99.1</p></td> <td width=530 style=MARGIN-TOP:0px valign=top> <p style="FONT-SIZE:11pt; MARGIN:0px">Press Release dated August 27, 2014</p></td></tr></table> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br><br></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <hr size=1> <p style="PAGE-BREAK-BEFORE:always; MARGIN:0px"><br></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b>SIGNATURES</b></p> <p style=MARGIN:0px><br></p> <p style="FONT-SIZE:11pt; MARGIN:0px; TEXT-INDENT:48px">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. </p> <p style=MARGIN:0px><br></p> <p style="FONT-SIZE:11pt; MARGIN:0px">Dated: August 27, 2014</p> <p style=MARGIN:0px><br></p> <p style="FONT-SIZE:11pt; PADDING-LEFT:336px; MARGIN:0px">COPYTELE, INC.</p> <p style=MARGIN:0px><br></p> <p style="FONT-SIZE:11pt; PADDING-LEFT:336px; MARGIN:0px">By<u>:/s/ Robert A. Berman</u></p> <p style="FONT-SIZE:11pt; PADDING-LEFT:336px; MARGIN:0px">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Name: Robert A. Berman</p> <p style="FONT-SIZE:11pt; PADDING-LEFT:336px; MARGIN:0px">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Title: President and Chief Executive Officer</p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br><br></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <hr size=1> <p style="PAGE-BREAK-BEFORE:always; MARGIN:0px"><br></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b>EXHIBIT INDEX</b></p> <p style=MARGIN:0px align=center><br></p> <p style="MARGIN-BOTTOM:-2px; FONT-SIZE:11pt; WIDTH:96px; FLOAT:left; MARGIN-TOP:0px"><u>Exhibit No.</u></p> <p style="FONT-SIZE:11pt; MARGIN:0px; TEXT-INDENT:-2px" align=justify><u>Description</u></p> <p style="CLEAR:left; MARGIN:0px" align=justify><br></p> <p style="MARGIN-BOTTOM:-2px; FONT-SIZE:11pt; WIDTH:96px; FLOAT:left; MARGIN-TOP:0px; TEXT-INDENT:48px">99.1</p> <p style="FONT-SIZE:11pt; PADDING-LEFT:48px; MARGIN:0px; TEXT-INDENT:-2px" align=justify>Press Release dated August 27, 2014</p> <p style="CLEAR:left; MARGIN:0px"><br></p> <p style=MARGIN:0px><br><br></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p></body>
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<DOCUMENT>
<TYPE>EX-99.1
<SEQUENCE>2
<FILENAME>exhibit99_1.htm
<DESCRIPTION>EXHIBIT 99.1
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<head><title>EXHIBIT 99.1</title> </head> <body style="FONT-SIZE:10pt; FONT-FAMILY:Times New Roman; COLOR:#000000; MARGIN-TOP:0px"> <p style="MARGIN-BOTTOM:13px; FONT-SIZE:12pt; FONT-FAMILY:Arial; MARGIN-TOP:0px" align=right><b><u>Exhibit 99.1</u></b></p> <p style="MARGIN-BOTTOM:13px; FONT-SIZE:12pt; FONT-FAMILY:Arial; MARGIN-TOP:0px" align=center><b><u>CopyTele Changing Company Name and Stock Ticker Symbol to ITUS </u></b></p> <p style="MARGIN-BOTTOM:0px; FONT-SIZE:12pt; FONT-FAMILY:Arial; MARGIN-TOP:16px" align=justify>MELVILLE, NY &#150; August 27, 2014: CopyTele, Inc. (the &#147;Company&#148;) (OTCQB: COPY), a company that protects the rights of inventors through patent monetization and patent assertion, today announced that on September 2, 2014, the Company will officially change its name to ITUS Corporation. Effective at the start of trading on September 2, 2014, the Company&#146;s shares will trade on the OTCQB market under the new name, and the new stock symbol will be ITUS.</p> <p style="MARGIN-BOTTOM:0px; FONT-SIZE:12pt; FONT-FAMILY:Arial; MARGIN-TOP:16px" align=justify>Robert Berman, the Company&#146;s President and CEO stated, &#147;In Greek mythology, ITUS was the God of Protection. &nbsp;Since we build and protect patented technologies, the new name is appropriate for our business. &nbsp;Plus, it&#146;s time to re-brand the Company, as we enter the next phase in our continuing efforts to position the Company for long term success.&#148;</p> <p style="MARGIN-BOTTOM:0px; FONT-SIZE:12pt; FONT-FAMILY:Arial; MARGIN-TOP:16px" align=justify>On September 2, the Company&#146;s web site will be accessible at www.ITUScorp.com. Please visit our website often for the latest news and information on ITUS Corporation, and to follow our activities as we roll out the ITUS brand.</p> <p style="MARGIN-BOTTOM:11px; MARGIN-TOP:0px" align=justify><br></p> <p style="MARGIN-BOTTOM:11px; FONT-FAMILY:Arial; MARGIN-TOP:0px" align=justify><b>About CopyTele, Inc.</b></p> <p style="MARGIN-BOTTOM:11px; FONT-SIZE:11pt; FONT-FAMILY:Calibri,Times New Roman; MARGIN-TOP:0px" align=justify>CopyTele, Inc.<font style="FONT-SIZE:10pt; FONT-FAMILY:Arial"> develops and acquires patented technologies for the purposes of </font><font style="FONT-SIZE:10pt; FONT-FAMILY:Arial; COLOR:#0000ff"><u>patent monetization</u></font><font style="FONT-SIZE:10pt; FONT-FAMILY:Arial"> and </font><font style="FONT-SIZE:10pt; FONT-FAMILY:Arial; COLOR:#0000ff"><u>patent assertion.</u></font><font style="FONT-SIZE:10pt; FONT-FAMILY:Arial"> The company currently has 10 patent portfolios in the areas of Key Based Web Conferencing Encryption, Encrypted Cellular Communications, E-Paper&#174; Electrophoretic Display, Nano Field Emission Display (&#147;nFED&#148;), Micro Electro Mechanical Systems Display (&#147;MEMS&#148;), Loyalty Conversion Systems, J-Channel Window Frame Construction, VPN Multicast Communications, Internet Telephonic Gateway, and Enhanced Auction Technologies. &nbsp;Additional information is available at </font><font style="FONT-SIZE:10pt; FONT-FAMILY:Arial; COLOR:#0000ff"><u>www.CTIpatents.com</u></font><font style="FONT-SIZE:10pt; FONT-FAMILY:Arial">. </font></p> <p style="MARGIN-BOTTOM:11px; FONT-FAMILY:Calibri,Times New Roman; MARGIN-TOP:0px" align=justify># # #</p> <p style="MARGIN-BOTTOM:11px; FONT-SIZE:11pt; MARGIN-TOP:0px" align=justify><b>Forward-Looking Statements:</b> <font style=FONT-SIZE:10pt>Statements that are not historical fact may be considered forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements are not statements of historical facts, but rather reflect CopyTele&#146;s current expectations concerning future events and results. We generally use the words &#147;believes,&#148; &#147;expects,&#148; &#147;intends,&#148; &#147;plans,&#148; &#147;anticipates,&#148; &#147;likely,&#148; &#147;will&#148; and similar expressions to identify forward-looking statements. &nbsp;Such forward-looking statements, including those concerning our expectations, involve risks, uncertainties and other factors, some of which are beyond our control, which may cause our actual results, performance or achievements, or industry results, to be materially different from any future results, performance, or achievements expressed or implied by such forward-looking statements. &nbsp;These risks, uncertainties and factors include, but are not limited to, those factors set forth in &#147;Item 1A &#150; Risk Factors&#148; and other sections of our Annual Report on Form 10-K for the fiscal year ended October 31, 2013 as well as in our Quarterly Reports on Form 10-Q and Current Reports on Form 8-K. &nbsp;We undertake no obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events or otherwise, except </font>as required by law. &nbsp;You are cautioned not to unduly rely on such forward-looking statements when evaluating the information presented in this press release. </p> <p style="MARGIN-BOTTOM:12px; FONT-FAMILY:Arial; MARGIN-TOP:0px"><font style=BACKGROUND-COLOR:#ffffff>Contact:<br></font><font style=BACKGROUND-COLOR:#ffffff>Ron Tenio<br></font><font style=BACKGROUND-COLOR:#ffffff>631-549-5900<br></font><font style=BACKGROUND-COLOR:#ffffff><u>rtenio@CTIpatents.com</u></font> &nbsp;</p> <p style="MARGIN-BOTTOM:12px; MARGIN-TOP:0px"><br><br></p> <p style=MARGIN:0px><br></p> <p style="MARGIN-BOTTOM:12px; MARGIN-TOP:0px"><br></p></body>
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