<SEC-DOCUMENT>0000939057-21-000053.txt : 20210210
<SEC-HEADER>0000939057-21-000053.hdr.sgml : 20210210
<ACCEPTANCE-DATETIME>20210210124001
ACCESSION NUMBER:		0000939057-21-000053
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20210208
ITEM INFORMATION:		Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
FILED AS OF DATE:		20210210
DATE AS OF CHANGE:		20210210

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			RIVERVIEW BANCORP INC
		CENTRAL INDEX KEY:			0001041368
		STANDARD INDUSTRIAL CLASSIFICATION:	SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
		IRS NUMBER:				911838969
		STATE OF INCORPORATION:			WA
		FISCAL YEAR END:			0331

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-22957
		FILM NUMBER:		21612625

	BUSINESS ADDRESS:	
		STREET 1:		900 WASHINGTON STREET
		STREET 2:		SUITE 900
		CITY:			VANCOUVER
		STATE:			WA
		ZIP:			98660
		BUSINESS PHONE:		360-693-6650

	MAIL ADDRESS:	
		STREET 1:		900 WASHINGTON STREET
		STREET 2:		SUITE 900
		CITY:			VANCOUVER
		STATE:			WA
		ZIP:			98660
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>8k282021riv.htm
<TEXT>
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  <div style="text-align: center; font-weight: bold;">UNITED STATES</div>
  <div style="text-align: center; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION</div>
  <div style="text-align: center; font-weight: bold;">Washington, D.C. 20549</div>
  <div><br>
  </div>
  <div style="text-align: center; font-size: 14pt; font-weight: bold;">FORM 8-K</div>
  <div><br>
  </div>
  <div style="text-align: center; font-weight: bold;">CURRENT REPORT</div>
  <div style="text-align: center; font-weight: bold;">Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934</div>
  <div><br>
  </div>
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  </div>
  <div style="text-align: center;">Date of Report (Date of earliest event reported): <font style="font-weight: bold;">February 8,
      2021</font></div>
  <div><br>
  </div>
  <div style="text-align: center; font-size: 14pt; font-weight: bold;">RIVERVIEW BANCORP, INC.</div>
  <div style="text-align: center;">(Exact name of registrant as specified in its charter)</div>
  <div><br>
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  <table cellspacing="0" cellpadding="0" border="0" id="z9e251d34b3d145e4bc89080b3d96167f" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%; text-align: left; color: #000000;">

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          <div style="text-align: center; font-weight: bold;">Washington</div>
        </td>
        <td style="width: 2.47%; vertical-align: top;">&#160;</td>
        <td style="width: 35%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
          <div style="text-align: center; font-weight: bold;">000-22957</div>
        </td>
        <td style="width: 2.82%; vertical-align: top;">&#160;</td>
        <td style="width: 30%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
          <div style="text-align: center; font-weight: bold;">91-1838969</div>
        </td>
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        <td style="width: 2.47%; vertical-align: top;">&#160;</td>
        <td style="width: 28%; vertical-align: top;">
          <div style="text-align: center;">(State or other jurisdiction</div>
          <div style="text-align: center;">of incorporation)</div>
        </td>
        <td style="width: 2.47%; vertical-align: top;">&#160;</td>
        <td style="width: 35%; vertical-align: top;">
          <div style="text-align: center;">(Commission</div>
          <div style="text-align: center;">File Number)</div>
        </td>
        <td style="width: 2.82%; vertical-align: top;">&#160;</td>
        <td style="width: 30%; vertical-align: top;">
          <div style="text-align: center;">(I.R.S. Employer</div>
          <div style="text-align: center;">Identification No.)</div>
        </td>
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        <td style="width: 2.47%; vertical-align: top;">&#160;</td>
        <td style="width: 65%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
          <div style="text-align: center; font-weight: bold;">900 Washington Street, Suite 900, Vancouver, Washington</div>
        </td>
        <td style="width: 3.18%; vertical-align: top;">&#160;</td>
        <td style="width: 30%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
          <div style="text-align: center; font-weight: bold;">98660</div>
        </td>
      </tr>
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        <td style="width: 2.47%; vertical-align: top;">&#160;</td>
        <td style="width: 65%; vertical-align: top;">
          <div style="text-align: center;">(Address of principal executive offices)</div>
        </td>
        <td style="width: 3.18%; vertical-align: top;">&#160;</td>
        <td style="width: 30%; vertical-align: top;">
          <div style="text-align: center;">(Zip Code)</div>
        </td>
      </tr>

  </table>
  <div><br>
  </div>
  <div style="text-align: center;">Registrant&#8217;s telephone number, including area code:&#160; <font style="font-weight: bold;">(360)
      693-6650</font></div>
  <div><br>
  </div>
  <table cellspacing="0" cellpadding="0" id="zaf11dd7f2b5540f2bce1fccf7d3307c4" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%; text-align: left; color: #000000;">

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        <td style="width: 100%; vertical-align: top;">
          <div style="text-align: justify;">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
            following provisions.</div>
        </td>
      </tr>
      <tr>
        <td style="width: 100%; vertical-align: top;">&#160;</td>
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        <td style="width: 100%; vertical-align: top;">
          <div style="text-align: justify; text-indent: -18pt; margin-left: 18pt;">[ ]&#160;&#160;&#160;&#160; Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</div>
        </td>
      </tr>
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        <td style="width: 100%; vertical-align: top;">&#160;</td>
      </tr>
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        <td style="width: 100%; vertical-align: top;">
          <div style="text-align: justify; text-indent: -18pt; margin-left: 18pt;">[ ]&#160;&#160;&#160;&#160;&#160; Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</div>
        </td>
      </tr>
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        <td style="width: 100%; vertical-align: top;">&#160;</td>
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        <td style="width: 100%; vertical-align: top;">
          <div style="text-align: justify; text-indent: -18pt; margin-left: 18pt;">[ ]&#160;&#160;&#160;&#160;&#160; Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act</div>
          <div style="text-align: justify; text-indent: -18pt; margin-left: 18pt;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; (17 CFR 240.14d-2(b))</div>
        </td>
      </tr>
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        <td style="width: 100%; vertical-align: top;">&#160;</td>
      </tr>
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        <td style="width: 100%; vertical-align: top;">
          <div style="text-align: justify; text-indent: -18pt; margin-left: 18pt;">[ ]&#160;&#160;&#160;&#160;&#160; Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act</div>
          <div style="text-align: justify; margin-left: 18pt;">&#160; (17 CFR 240.13e-4(c))</div>
        </td>
      </tr>

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  </div>
  <div>Securities registered pursuant to Section 12(b) of the Act:</div>
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  </div>
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            <div style="text-align: center;"><font style="font-family: 'Times New Roman',Times,serif;">Title of each class</font><font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; font-size: 1px; width: 12pt;"><br>
              </font></div>
          </td>
          <td style="width: 2%; padding-bottom: 2px;" colspan="1">&#160;</td>
          <td style="width: 33.33%; border-bottom: 2px solid rgb(0, 0, 0);">
            <div style="text-align: center;">&#160;<font style="font-family: 'Times New Roman',Times,serif;">Trading Symbol(s)</font><font style="display: inline-block; text-indent: 0px; font-size: 1px; width: 12pt;"> <br>
              </font></div>
          </td>
          <td style="width: 2%; padding-bottom: 2px;" colspan="1">&#160;</td>
          <td style="width: 33.33%; border-bottom: 2px solid rgb(0, 0, 0);">
            <div style="text-align: center;">&#160;<font style="font-family: 'Times New Roman',Times,serif;">Name of each exchange on which registered</font></div>
          </td>
        </tr>
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          <td style="width: 33.33%;">
            <div style="text-align: center;">Common Stock, Par Value $0.01 per share</div>
          </td>
          <td style="width: 2%;" colspan="1">&#160;</td>
          <td style="width: 33.33%;">
            <div style="text-align: center;">&#160;RVSB<font style="display: inline-block; text-indent: 0px; font-size: 1px; width: 12pt;"> <br>
              </font></div>
          </td>
          <td style="width: 2%;" colspan="1">&#160;</td>
          <td style="width: 33.33%;">
            <div style="text-align: center;">&#160;The NASDAQ Stock Market LLC</div>
          </td>
        </tr>

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  </div>
  <div>&#160;<font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; font-size: 1px; width: 12pt">&#160;</font><u> <br>
      </u></div>
  <div>&#160; &#160;&#160; <font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; font-size: 1px; width: 12pt"></font><font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; font-size: 1px; width: 12pt"></font><br>
  </div>
  <div style="text-align: justify;">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of this chapter)
    or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter).</div>
  <div><br>
  </div>
  <div style="text-align: justify;">Emerging growth company [ ]</div>
  <div><br>
  </div>
  <div style="text-align: justify;">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
    revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]</div>
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  <div><font style="font-weight: bold;"><u>Item 5.02</u></font><u>&#160; </u><font style="font-weight: bold;"><u>Departure of Directors or Certain Officers; Election of Directors; Appointment of
        Certain Officers; Compensatory Arrangements of Certain Officers</u></font></div>
  <div><br>
  </div>
  <div><br>
  </div>
  <div style="text-align: justify;">On February 8, 2021, Director David Nierenberg announced that he was resigning from the Boards of Directors of Riverview Bancorp, Inc. (the &#8220;Company&#8221;), and
    its financial institution subsidiary, Riverview Community Bank (the &#8220;Bank&#8221;), effective February 8, 2021. In connection with his announcement of retirement, Mr. Nierenberg did not cite any disagreements with the Company pertaining to the Company&#8217;s
    operations, policies or practices. Mr. Nierenberg served as a Director of the Company and the Bank since 2016 and as a member of the Nominating and Governance, Compensation and Risk Management Committees. The Company&#8217;s Board of Directors has not yet
    determined if it will fill the vacancy created by&#160; Mr. Nierenberg&#8217;s retirement or reduce the size of the Board. </div>
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  <div style="text-align: center; font-weight: bold;">SIGNATURES</div>
  <div><br>
  </div>
  <div style="text-align: justify; text-indent: 36pt;">Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
    by the undersigned hereunto duly authorized.</div>
  <div style="text-align: justify; text-indent: 36pt;"> <br>
  </div>
  <div style="text-align: justify; text-indent: 36pt;">
    <table cellspacing="0" cellpadding="0" border="0" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; color: #000000; width: 100%;" id="za537eaf034f14678a253b46f4c90a8ed">

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            <div>&#160;</div>
          </td>
          <td style="width: 50.00%;">
            <div>RIVERVIEW BANCORP, INC.</div>
          </td>
        </tr>
        <tr>
          <td style="width: 50.00%;">
            <div>&#160;</div>
          </td>
          <td style="width: 50.00%;">
            <div>&#160;</div>
          </td>
        </tr>
        <tr>
          <td style="width: 50.00%;" rowspan="1">&#160;</td>
          <td style="width: 50.00%;" rowspan="1">&#160;</td>
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            <div>Date:&#160; February 8, 2021<font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; font-size: 1px; width: 12pt"> <br>
              </font></div>
          </td>
          <td style="width: 50.00%;">
            <div>/<u>s/ Kevin Lycklama&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; <br>
                </u></div>
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          <td style="width: 50.00%;">
            <div>&#160;</div>
          </td>
          <td style="width: 50.00%;">
            <div>&#160;Kevin Lycklama</div>
          </td>
        </tr>
        <tr>
          <td style="width: 50.00%;">
            <div>&#160;</div>
          </td>
          <td style="width: 50.00%;">
            <div>&#160;Chief Executive Officer</div>
            <div> (Principal Executive Officer)</div>
          </td>
        </tr>

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