<SEC-DOCUMENT>0001553350-20-000979.txt : 20201110
<SEC-HEADER>0001553350-20-000979.hdr.sgml : 20201110
<ACCEPTANCE-DATETIME>20201110140950
ACCESSION NUMBER:		0001553350-20-000979
CONFORMED SUBMISSION TYPE:	144
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20201110
DATE AS OF CHANGE:		20201110

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			PRO DEX INC
		CENTRAL INDEX KEY:			0000788920
		STANDARD INDUSTRIAL CLASSIFICATION:	SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
		IRS NUMBER:				841261240
		FISCAL YEAR END:			0630

	FILING VALUES:
		FORM TYPE:		144
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	000-14942
		FILM NUMBER:		201300630

	BUSINESS ADDRESS:	
		STREET 1:		2361 MCGAW AVENUE
		CITY:			IRVINE
		STATE:			CA
		ZIP:			92614
		BUSINESS PHONE:		949-769-3231

	MAIL ADDRESS:	
		STREET 1:		2361 MCGAW AVENUE
		CITY:			IRVINE
		STATE:			CA
		ZIP:			92614

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	PRO-DEX, INC.
		DATE OF NAME CHANGE:	20151110

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	CONTEXT CAPITAL FUNDS
		DATE OF NAME CHANGE:	20151104

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	PRO DEX INC
		DATE OF NAME CHANGE:	19920703

REPORTING-OWNER:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Farrell William James III
		CENTRAL INDEX KEY:			0001568046
		RELATIONSHIP:				DIRECTOR

	FILING VALUES:
		FORM TYPE:		144

	MAIL ADDRESS:	
		STREET 1:		20200 COTTAGEWOOD RD
		CITY:			DEEPHAVEN
		STATE:			MN
		ZIP:			55331
</SEC-HEADER>
<DOCUMENT>
<TYPE>144
<SEQUENCE>1
<FILENAME>pdex_144.htm
<DESCRIPTION>NOTICE OF PROPOSED SALE OF SECURITIES
<TEXT>
<!doctype html public "-//IETF//DTD HTML//EN">
<HTML>
<HEAD>
<TITLE>FORM 144</TITLE>
<META NAME="author" CONTENT="Edgar">
<META NAME="date" CONTENT="09/21/2020">
</HEAD>
<BODY style="margin-top:0;font-family:Times New Roman; font-size:10pt; color:#000000">
<P style="margin:0px"><BR>
<BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 align=center><TR height=0 style="font-size:0"><TD width=71.467 /><TD width=278.867 /><TD width=25 /><TD width=78.933 /><TD width=17.467 /><TD width=101 /><TD width=3.267 /><TD width=86.4 /><TD width=103.533 /><TD width=1.933 /><TD width=19.6 /><TD width=55.133 /><TD width=20.333 /><TD width=97.4 /></TR>
<TR><TD style="margin-top:0px; border-right:1px solid #000000" valign=top width=787.467 colspan=11><P style="margin:0px; font-size:11pt" align=center><B>UNITED STATES</B></P>
</TD><TD style="margin-top:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=172.867 colspan=3><P style="margin:0px; font-size:9pt" align=center>OMB&nbsp;APPROVAL</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-right:1px solid #000000" valign=top width=787.467 colspan=11><P style="margin:0px; font-size:11pt" align=center><B>SECURITIES AND EXCHANGE COMMISSION</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000" valign=top width=172.867 colspan=3><P style="margin:0px; font-size:9pt">OMB&nbsp;Number: 3235-0101 </P>
</TD></TR>
<TR><TD style="margin-top:0px; border-right:1px solid #000000" valign=top width=787.467 colspan=11><P style="margin:0px; font-size:11pt" align=center><B>Washington, D.C. 20549</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000" valign=top width=172.867 colspan=3><P style="margin:0px; font-size:9pt">Expires: June 30, 2020</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-right:1px solid #000000" valign=top width=787.467 colspan=11><P style="margin:0px; padding:0px; font-size:11pt">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=172.867 colspan=3><P style="margin:0px; font-size:9pt">Estimated average burden <BR>
hours per response ........... 1.00</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-right:1px solid #000000" width=787.467 colspan=11 rowspan=2><P style="margin:0px; font-size:16pt" align=center><B>FORM 144</B></P>
</TD><TD style="margin-top:0px; background-color:#D9D9D9; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=172.867 colspan=3><P style="margin:0px; font-family:Arial; font-size:8pt" align=center>SEC USE ONLY</P>
</TD></TR>
<TR><TD style="margin-top:0px; background-color:#D9D9D9; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=172.867 colspan=3><P style="margin:0px; font-family:Arial; font-size:8pt">DOCUMENT&nbsp;SEQUENCE&nbsp;NO. </P>
<P style="margin:0px; font-family:Arial; font-size:8pt">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-right:1px solid #000000" valign=top width=787.467 colspan=11><P style="margin:0px; font-size:11pt" align=center><B>NOTICE OF PROPOSED SALE OF SECURITIES <BR>
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933</B></P>
</TD><TD style="margin-top:0px; background-color:#D9D9D9; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=172.867 colspan=3><P style="margin:0px; font-family:Arial; font-size:8pt">CUSIP NUMBER </P>
</TD></TR>
<TR><TD style="margin-top:0px; border-right:1px solid #000000" valign=top width=787.467 colspan=11><P style=margin-top:7.333px;margin-bottom:-1pt;font-size:1pt /><P style="margin-top:0px; margin-bottom:-2px; width:99.067px; font-size:11pt; float:left"><B>ATTENTION</B>:</P>
<P style="margin:0px; padding-left:99.067px; text-indent:-2px; font-size:11pt"><I>Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.</I></P>
</TD><TD style="margin-top:0px; background-color:#D9D9D9; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=172.867 colspan=3><P style="margin:0px; font-family:Arial; font-size:8pt">WORK LOCATION</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-top:1px solid #000000; border-right:1px solid #000000" valign=top width=576 colspan=7><P style="margin:0px; font-size:8pt">1 <I>(a)</I> NAME OF ISSUER <I>(Please type or print)</I></P>
</TD><TD style="margin-top:0px; border-top:1px solid #000000; border-right:1px solid #000000" valign=top width=191.867 colspan=3><P style="margin:0px; padding-left:14.333px; text-indent:-14.333px; font-size:8pt"><I>(b)</I> IRS IDENT. NO.</P>
</TD><TD style="margin-top:0px; border-top:1px solid #000000; border-right:1px solid #000000" valign=top width=192.467 colspan=4><P style="margin:0px; font-size:8pt"><I>(c)</I> S.E.C. FILE NO.</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=576 colspan=7><P style="margin:0px"><B>Pro-Dex, Inc.</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=191.867 colspan=3><P style="margin:0px; padding-left:14.333px; text-indent:-14.333px"><B>84-1261240</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=192.467 colspan=4><P style="margin:0px"><B>0-14942</B></P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000" valign=top width=767.867 colspan=10><P style="margin:0px; font-size:8pt">1 <I>(d)</I> ADDRESS OF ISSUER (<I>Street, City, State, Zip Code)</I></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=192.467 colspan=4><P style="margin:0px; font-size:8pt"><I>(e)</I> TELEPHONE NO.</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=767.867 colspan=10 rowspan=2><P style="margin:0px"><B>2361 McGaw Avenue, Irvine, California 92614</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000" valign=top width=74.733 colspan=2><P style="margin:0px; font-size:8pt" align=center>AREA CODE</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000" valign=top width=117.733 colspan=2><P style="margin:0px; font-size:8pt" align=center>NUMBER</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=74.733 colspan=2><P style="margin:0px" align=center>(949)</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=117.733 colspan=2><P style="margin:0px" align=center>769-3200</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000" valign=top width=350.333 colspan=2><P style="margin:0px; padding-left:21.133px; text-indent:-21.133px; font-size:8pt">2 <I>(a)</I> NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000" valign=top width=103.933 colspan=2><P style="margin:0px; padding:0px; font-size:8pt">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000" valign=top width=121.733 colspan=3><P style="margin:0px; padding-left:15.667px; text-indent:-15.667px; font-size:8pt"><I>(b)</I> RELATIONSHIP TO ISSUER</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000" valign=top width=384.333 colspan=7><P style="margin:0px; font-size:8pt"><I>(c)</I> ADDRESS (<I>Street. City, State, Zip Code)</I></P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=350.333 colspan=2><P style="margin:0px"><B>William J. Farrell III</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=103.933 colspan=2><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=121.733 colspan=3><P style="margin:0px"><B>Director</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=384.333 colspan=7><P style="margin:0px"><B>2361 McGaw Avenue, Irvine, CA 92614</B></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=960.333 colspan=14><P style="margin:0px; font-size:3pt" align=center><I>&nbsp;</I></P>
<P style="margin:0px; font-size:9pt" align=center><I>INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.</I></P>
<P style="margin:0px; font-size:3pt" align=center>&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px; border:1px solid #000000" valign=top width=71.467 rowspan=2><P style="margin:0px; font-size:8pt"><B>3&nbsp;<I>(a)</I></B></P>
<P style="margin:0px; font-size:8pt" align=center><B>Title&nbsp;of&nbsp;the<BR>
Class&nbsp;of<BR>
Securities<BR>
To&nbsp;be&nbsp;sold</B></P>
</TD><TD style="margin-top:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=303.867 colspan=2 rowspan=2><P style="margin:0px; font-size:8pt"><B><I>(b)</I></B></P>
<P style="margin:0px; font-size:8pt" align=center><B>Name&nbsp;and&nbsp;Address&nbsp;of&nbsp;Each&nbsp;Broker&nbsp;Through&nbsp;Whom&nbsp;the<BR>
Securities&nbsp;are&nbsp;to&nbsp;be&nbsp;Offered&nbsp;or&nbsp;Each&nbsp;Market&nbsp;Maker<BR>
who&nbsp;is&nbsp;Acquiring&nbsp;the&nbsp;Securities</B></P>
</TD><TD style="margin-top:0px; background-color:#D9D9D9; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=96.4 colspan=2><P style="margin:0px; font-size:8pt" align=center><B>SEC&nbsp;USE&nbsp;ONLY</B></P>
</TD><TD style="margin-top:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=101 rowspan=2><P style="margin:0px; font-size:8pt"><B><I>(c)</I></B></P>
<P style="margin:0px; font-size:8pt" align=center><B>Number&nbsp;of&nbsp;Shares<BR>
or&nbsp;Other&nbsp;Units<BR>
To&nbsp;Be&nbsp;Sold</B></P>
<P style="margin:0px; font-size:8pt" align=center><B>&nbsp;</B></P>
<P style="margin:0px; font-size:8pt" align=center><I>(See&nbsp;instr.&nbsp;3(c))</I></P>
</TD><TD style="margin-top:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=89.667 colspan=2 rowspan=2><P style="margin:0px; font-size:8pt"><B><I>(d)</I></B></P>
<P style="margin:0px; font-size:8pt" align=center><B>Aggregate</B></P>
<P style="margin:0px; font-size:8pt" align=center><B>Market</B></P>
<P style="margin:0px; font-size:8pt" align=center><B>Value</B></P>
<P style="margin:0px; font-size:8pt" align=center><B>&nbsp;</B></P>
<P style="margin:0px; font-size:8pt" align=center><I>(See&nbsp;instr.&nbsp;3(d))</I></P>
</TD><TD style="margin-top:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=103.533 rowspan=2><P style="margin:0px; font-size:8pt"><B><I>(e)</I></B></P>
<P style="margin:0px; font-size:8pt" align=center><B>Number&nbsp;of&nbsp;Shares<BR>
or&nbsp;Other&nbsp;Units<BR>
Outstanding</B></P>
<P style="margin:0px; font-size:8pt" align=center><B>&nbsp;</B></P>
<P style="margin:0px; font-size:8pt" align=center><I>(See&nbsp;instr.&nbsp;3(e))</I></P>
</TD><TD style="margin-top:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=97 colspan=4 rowspan=2><P style="margin:0px; font-size:8pt"><B><I>(f)</I></B></P>
<P style="margin:0px; font-size:8pt" align=center><B>Approximate</B></P>
<P style="margin:0px; font-size:8pt" align=center><B>Date&nbsp;of&nbsp;Sale</B></P>
<P style="margin:0px; font-size:8pt" align=center><B>&nbsp;</B></P>
<P style="margin:0px; font-size:8pt" align=center><I>(See&nbsp;instr.&nbsp;3(f))</I></P>
<P style="margin:0px; font-size:8pt" align=center>(MO.&nbsp;DAY&nbsp;YR.)</P>
</TD><TD style="margin-top:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=97.4 rowspan=2><P style="margin:0px; font-size:8pt"><B><I>(g)</I></B></P>
<P style="margin:0px; font-size:8pt" align=center><B>Name&nbsp;of&nbsp;Each<BR>
Securities<BR>
Exchange</B></P>
<P style="margin:0px; font-size:8pt" align=center><B>&nbsp;</B></P>
<P style="margin:0px; font-size:8pt" align=center><I>(See&nbsp;instr.&nbsp;3(g))</I></P>
</TD></TR>
<TR><TD style="margin-top:0px; background-color:#D9D9D9; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=96.4 colspan=2><P style="margin:0px" align=center><BR></P>
<P style="margin:0px; font-size:8pt" align=center><B>Broker-Dealer</B></P>
<P style="margin:0px; font-size:8pt" align=center><B>File Number</B></P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=71.467><P style="margin:0px" align=center><B>Common Stock</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=303.867 colspan=2><P style="margin:0px; padding-left:15.267px">TD Ameritrade Institutional <BR>
PO Box 2577<BR>
Omaha, NE 68103</P>
</TD><TD style="margin-top:0px; background-color:#D9D9D9; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=96.4 colspan=2><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=101><P style="margin:0px" align=center><B>2800</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=89.667 colspan=2><P style="margin:0px" align=center><B>107,940.00</B><FONT style="font-family:Times New Roman Bold,Times New Roman"><B><SUP>(1)</SUP></B></FONT></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=103.533><P style="margin:0px" align=center><B>3,858,251</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=97 colspan=4><P style="margin:0px" align=center><B>11/10/2020</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=97.4><P style="margin:0px" align=center><B>NASDAQ</B></P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=71.467><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=303.867 colspan=2><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; background-color:#D9D9D9; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=96.4 colspan=2><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=101><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=89.667 colspan=2><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=103.533><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=97 colspan=4><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=97.4><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=71.467><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=303.867 colspan=2><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; background-color:#D9D9D9; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=96.4 colspan=2><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=101><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=89.667 colspan=2><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=103.533><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=97 colspan=4><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=97.4><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=471.733 colspan=5><P style="margin:0px; padding-right:16px; font-size:8pt"><B>INSTRUCTIONS: </B></P>
<P style="margin-top:0px; margin-bottom:-2px; width:16.333px; font-size:8pt; float:left">1</P>
<P style="margin-top:0px; margin-bottom:-2px; width:30.8px; font-size:8pt; float:left">(a)</P>
<P style="margin:0px; padding-left:47.133px; padding-right:16px; text-indent:-2px; font-size:8pt">Name of issuer </P>
<P style="margin-top:0px; margin-bottom:-2px; text-indent:16.333px; width:47.133px; font-size:8pt; clear:left; float:left">(b) </P>
<P style="margin:0px; padding-left:47.133px; padding-right:16px; text-indent:-2px; font-size:8pt">Issuer&#146;s I.R.S. Identification Number </P>
<P style="margin-top:0px; margin-bottom:-2px; text-indent:16.333px; width:47.133px; font-size:8pt; clear:left; float:left">(c) </P>
<P style="margin:0px; padding-left:47.133px; padding-right:16px; text-indent:-2px; font-size:8pt">Issuer&#146;s S.E.C. file number, if any </P>
<P style="margin-top:0px; margin-bottom:-2px; text-indent:16.333px; width:47.133px; font-size:8pt; clear:left; float:left">(d) </P>
<P style="margin:0px; padding-left:47.133px; padding-right:16px; text-indent:-2px; font-size:8pt">Issuer&#146;s address, including zip code </P>
<P style="margin-top:0px; margin-bottom:-2px; text-indent:16.333px; width:47.133px; font-size:8pt; clear:left; float:left">(e) </P>
<P style="margin:0px; padding-left:47.133px; padding-right:16px; text-indent:-2px; font-size:8pt">Issuer&#146;s telephone number, including area code </P>
<P style=margin-top:5.333px;margin-bottom:-1pt;font-size:1pt /><P style="margin-top:0px; margin-bottom:-2px; width:16.333px; font-size:8pt; clear:left; float:left">2. </P>
<P style="margin-top:0px; margin-bottom:-2px; width:30.867px; font-size:8pt; float:left">(a) </P>
<P style="margin:0px; padding-left:47.2px; padding-right:16px; text-indent:-2px; font-size:8pt">Name of person for whose account the securities are to be sold </P>
<P style="margin-top:0px; margin-bottom:-2px; text-indent:16.333px; width:47.133px; font-size:8pt; clear:left; float:left">(b) </P>
<P style="margin:0px; padding-left:47.133px; padding-right:16px; text-indent:-2px; font-size:8pt">Such person&#146;s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)</P>
<P style="margin-top:0px; margin-bottom:-2px; text-indent:16.333px; width:47.133px; font-size:8pt; clear:left; float:left">(c) </P>
<P style="margin:0px; padding-left:47.133px; padding-right:16px; text-indent:-2px; font-size:8pt">Such person&#146;s address, including zip code </P>
</TD><TD style="margin-top:0px" valign=top width=488.6 colspan=9><P style="margin-top:0px; margin-bottom:-2px; width:13.333px; font-size:8pt; float:left">3. </P>
<P style="margin-top:0px; margin-bottom:-2px; width:26px; font-size:8pt; float:left">(a) </P>
<P style="margin:0px; padding-left:39.333px; text-indent:-2px; font-size:8pt">Title of the class of securities to be sold </P>
<P style="margin-top:0px; margin-bottom:-2px; text-indent:13.333px; width:39.333px; font-size:8pt; clear:left; float:left">(b) </P>
<P style="margin:0px; padding-left:39.333px; text-indent:-2px; font-size:8pt">Name and address of each broker through whom the securities are intended to be sold </P>
<P style="margin-top:0px; margin-bottom:-2px; text-indent:13.333px; width:39.333px; font-size:8pt; clear:left; float:left">(c) </P>
<P style="margin:0px; padding-left:39.333px; text-indent:-2px; font-size:8pt">Number of shares or other units to be sold (if debt securities, give the aggregate face amount) </P>
<P style="margin-top:0px; margin-bottom:-2px; text-indent:13.333px; width:39.333px; font-size:8pt; clear:left; float:left">(d) </P>
<P style="margin:0px; padding-left:39.333px; text-indent:-2px; font-size:8pt">Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice </P>
<P style="margin-top:0px; margin-bottom:-2px; text-indent:13.333px; width:39.333px; font-size:8pt; clear:left; float:left">(e) </P>
<P style="margin:0px; padding-left:39.333px; text-indent:-2px; font-size:8pt">Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer </P>
<P style="margin-top:0px; margin-bottom:-2px; text-indent:13.333px; width:39.333px; font-size:8pt; clear:left; float:left">(f) </P>
<P style="margin:0px; padding-left:39.333px; text-indent:-2px; font-size:8pt">Approximate date on which the securities are to be sold </P>
<P style="margin-top:0px; margin-bottom:-2px; text-indent:13.333px; width:39.333px; font-size:8pt; clear:left; float:left">(g) </P>
<P style="margin:0px; padding-left:39.333px; text-indent:-2px; font-size:8pt">Name of each securities exchange, if any, on which the securities are intended to be sold </P>
<P style="margin:0px; padding-left:39.333px; text-indent:-26px; font-size:8pt; clear:left">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=960.333 colspan=14><P style="margin:0px; padding-left:39.333px; font-size:8pt" align=center><B>Potential persons who are to respond to the collection of information contained in this form are not <BR>
required to respond unless the form displays a currently valid OMB control number.</B></P>
</TD></TR>
</TABLE>
<P style="margin:0px" align=right><BR></P>
<P style="margin:0px" align=center><BR>
<BR></P>
<HR style="margin-bottom:9.6px; padding-top:9.6px" noshade size=1.333>
<P style="margin:0px; font-size:11pt; page-break-before:always" align=center><B>TABLE I &#150;&#150; SECURITIES TO BE SOLD</B></P>
<P style="margin-top:3px; margin-bottom:3px; font-size:9pt" align=center><I>Furnish the following information with respect to the acquisition of the securities to be sold <BR>
and with respect to the payment of all or any part of the purchase price or other consideration therefor:</I></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 align=center><TR height=0 style="font-size:0"><TD width=63.467 /><TD width=64.733 /><TD width=232.067 /><TD width=270.667 /><TD width=137.6 /><TD width=60.933 /><TD width=131.2 /></TR>
<TR><TD style="margin-top:0px; border:1px solid #000000" valign=top width=63.467><P style="margin:0px; padding-left:4px; padding-right:4px; font-size:8pt" align=center><B>Title of</B></P>
<P style="margin:0px; padding-left:4px; padding-right:4px; font-size:8pt" align=center><B>the Class</B></P>
</TD><TD style="margin-top:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=64.733><P style="margin:0px; padding-left:4px; padding-right:4px; font-size:8pt" align=center><B>Date you</B></P>
<P style="margin:0px; padding-left:4px; padding-right:4px; font-size:8pt" align=center><B>Acquired</B></P>
</TD><TD style="margin-top:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=232.067><P style="margin:0px" align=center><BR></P>
<P style="margin:0px; padding-left:4px; padding-right:4px; font-size:8pt" align=center><B>Name of Acquisition Transaction</B></P>
</TD><TD style="margin-top:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=270.667><P style="margin:0px; padding-left:4px; padding-right:4px; font-size:8pt" align=center><B>Name of Person from Whom Acquired</B></P>
<P style="margin:0px; padding-left:4px; padding-right:4px; font-size:8pt" align=center><I>(If gift, also give date donor acquired)</I></P>
</TD><TD style="margin-top:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=137.6><P style="margin:0px; padding-left:4px; padding-right:4px; font-size:8pt" align=center><B>Amount of</B></P>
<P style="margin:0px; padding-left:4px; padding-right:4px; font-size:8pt" align=center><B>Securities Acquired</B></P>
</TD><TD style="margin-top:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=60.933><P style="margin:0px; padding-left:4px; padding-right:4px; font-size:8pt" align=center><B>Date of</B></P>
<P style="margin:0px; padding-left:4px; padding-right:4px; font-size:8pt" align=center><B>Payment</B></P>
</TD><TD style="margin-top:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=131.2><P style="margin:0px" align=center><BR></P>
<P style="margin:0px; padding-left:4px; padding-right:4px; font-size:8pt" align=center><B>Nature of Payment</B></P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=63.467><P style="margin:0px" align=center><B>Common Stock</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=64.733><P style="margin:0px" align=center><B>03/09/2016</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=232.067><P style="margin:0px" align=center><B>Open Market</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=270.667><P style="margin:0px" align=center><B>William J. Farrell IRA</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=137.6><P style="margin:0px" align=center><B>700</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=60.933><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=131.2><P style="margin:0px" align=center><B>Cash</B></P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=63.467><P style="margin:0px" align=center><B>Common Stock</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=64.733><P style="margin:0px" align=center><B>03/10/2016</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=232.067><P style="margin:0px" align=center><B>Open Market</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=270.667><P style="margin:0px" align=center><B>William J. Farrell IRA</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=137.6><P style="margin:0px" align=center><B>600</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=60.933><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=131.2><P style="margin:0px" align=center><B>Cash</B></P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=63.467><P style="margin:0px" align=center><B>Common Stock</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=64.733><P style="margin:0px" align=center><B>03/22/2016</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=232.067><P style="margin:0px" align=center><B>Open Market</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=270.667><P style="margin:0px" align=center><B>William J. Farrell IRA</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=137.6><P style="margin:0px" align=center><B>700</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=60.933><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=131.2><P style="margin:0px" align=center><B>Cash</B></P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=63.467><P style="margin:0px" align=center><B>Common Stock</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=64.733><P style="margin:0px" align=center><B>03/23/2016</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=232.067><P style="margin:0px" align=center><B>Open Market</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=270.667><P style="margin:0px" align=center><B>William J. Farrell IRA</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=137.6><P style="margin:0px" align=center><B>800</B></P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=60.933><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=131.2><P style="margin:0px" align=center><B>Cash</B></P>
</TD></TR>
</TABLE>
<P style="margin:3px" align=center><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 align=center><TR height=0 style="font-size:0"><TD width=98.933 /><TD width=273.6 /><TD width=107.6 /><TD width=105.867 /><TD width=268.2 /><TD width=106.467 /></TR>
<TR><TD style="margin-top:0px" valign=top width=960.667 colspan=6><P style="margin:0px; font-size:8pt"><B>REMARKS:</B></P>
<P style="margin:0px"><BR></P>
<P style="margin-top:0px; margin-bottom:-2px; width:32.333px; float:left">(1)</P>
<P style="margin:0px; padding-left:32.333px; text-indent:-2px">The aggregate value reported above is based on the closing market price of Pro-Dex, Inc. on November 9, 2020.</P>
<P style="margin:0px; font-size:11pt; clear:left">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=480.133 colspan=3><P style="margin:0px; padding-right:16px; font-size:8pt"><B>INSTRUCTIONS: </B></P>
<P style="margin:0px; padding-right:16px; font-size:8pt">See the definition of &#147;person&#148; in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.</P>
<P style="margin:0px; padding-right:16px; font-size:8pt">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=480.533 colspan=3><P style="margin:0px; font-size:8pt"><B>ATTENTION: &nbsp;</B><I>The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.</I></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=480.133 colspan=3><P style="margin:0px; padding-right:16px; font-size:8pt"><B>&nbsp;</B></P>
</TD><TD style="margin-top:0px" valign=top width=480.533 colspan=3><P style="margin:0px; padding:0px; font-size:8pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=98.933><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=top width=273.6><P style="margin:0px; font-family:Times New Roman Bold,Times New Roman" align=center>November 10, 2020</P>
</TD><TD style="margin-top:0px" valign=top width=107.6><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=105.867><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=top width=268.2><P style="margin:0px; font-family:Times New Roman Bold,Times New Roman" align=center><B>/s/ </B><FONT style="font-family:Times New Roman"><B>William J. Farrell</B></FONT></P>
</TD><TD style="margin-top:0px" valign=top width=106.467><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=98.933><P style="margin:0px; padding:0px; font-size:8pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=273.6><P style="margin:0px; font-size:8pt" align=center>DATE OF NOTICE</P>
</TD><TD style="margin-top:0px" valign=top width=107.6><P style="margin:0px; padding:0px; font-size:8pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=105.867><P style="margin:0px; padding:0px; font-size:8pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=268.2><P style="margin:0px; font-size:8pt" align=center>(SIGNATURE)</P>
</TD><TD style="margin-top:0px" valign=top width=106.467><P style="margin:0px; padding:0px; font-size:8pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=98.933><P style="margin:0px; font-size:8pt">&nbsp;</P>
</TD><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=top width=273.6><P style="margin:0px; padding:0px; font-size:8pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=107.6><P style="margin:0px; padding:0px; font-size:8pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=480.533 colspan=3 rowspan=2><P style="margin:0px; font-size:8pt" align=center><I>The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.</I></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=98.933><P style="margin:0px; padding:0px; font-size:8pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=273.6><P style="margin:0px; font-family:TimesNewRomanPSMT,Times New Roman; font-size:8pt" align=center>DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1</P>
</TD><TD style="margin-top:0px" valign=top width=107.6><P style="margin:0px; padding:0px; font-size:8pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=top width=960.667 colspan=6><P style="margin:0px; padding:0px; font-size:11pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" width=960.667 colspan=6><P style="margin:0px; font-family:Arial" align=center><B>ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)</B></P>
</TD></TR>
</TABLE>
<P style="margin:2.667px" align=right><BR></P>
<P style="margin:2.667px" align=right><BR>
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