<SEC-DOCUMENT>0001553350-20-001045.txt : 20201120
<SEC-HEADER>0001553350-20-001045.hdr.sgml : 20201120
<ACCEPTANCE-DATETIME>20201120160010
ACCESSION NUMBER:		0001553350-20-001045
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20201119
ITEM INFORMATION:		Submission of Matters to a Vote of Security Holders
FILED AS OF DATE:		20201120
DATE AS OF CHANGE:		20201120

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			PRO DEX INC
		CENTRAL INDEX KEY:			0000788920
		STANDARD INDUSTRIAL CLASSIFICATION:	SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
		IRS NUMBER:				841261240
		FISCAL YEAR END:			0630

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-14942
		FILM NUMBER:		201332391

	BUSINESS ADDRESS:	
		STREET 1:		2361 MCGAW AVENUE
		CITY:			IRVINE
		STATE:			CA
		ZIP:			92614
		BUSINESS PHONE:		949-769-3231

	MAIL ADDRESS:	
		STREET 1:		2361 MCGAW AVENUE
		CITY:			IRVINE
		STATE:			CA
		ZIP:			92614

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	PRO-DEX, INC.
		DATE OF NAME CHANGE:	20151110

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	CONTEXT CAPITAL FUNDS
		DATE OF NAME CHANGE:	20151104

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	PRO DEX INC
		DATE OF NAME CHANGE:	19920703
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>pdex_8k.htm
<DESCRIPTION>CURRENT REPORT
<TEXT>
<!doctype html public "-//IETF//DTD HTML//EN">
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<HEAD>
<TITLE>Current Report</TITLE>
<META NAME="date" CONTENT="02/28/2020">
</HEAD>
<BODY style="margin-top:0;font-family:Times New Roman; font-size:10pt; color:#000000">
<A NAME="eolPage1"></A><A NAME="V242690_8K_HTM"></A><A NAME="V242690_8K_HTM_EOLPAGE1"></A><A NAME="FIS_TOP_OF_DOCUMENT"></A><A NAME="V242690_8K_HTM_V241347_8K_HTM"></A><A NAME="FIS_FORM"></A><A NAME="FIS_UNIDENTIFIED_TABLE"></A><P style="margin:0px">&nbsp;</P>
<P style="margin:0px"><BR></P>
<P style="margin:0px"><BR></P>
<P style="margin-top:0px; margin-bottom:2.2px; padding-bottom:4px; border-bottom:4px solid #000000" align=right>&nbsp;</P>
<P style="margin:0px; padding-top:4px; border-top:1.333px solid #000000" align=right>&nbsp;</P>
<P style="margin:0px; font-size:12pt" align=center><B>UNITED STATES</B></P>
<P style="margin:0px; font-size:12pt" align=center><B>SECURITIES AND EXCHANGE COMMISSION</B></P>
<P style="margin:0px" align=center><B>Washington, D.C. 20549</B></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px; font-size:12pt" align=center><B>FORM 8-K</B></P>
<P style="margin:0px" align=center>&nbsp;</P>
<P style="margin:0px" align=center><B>CURRENT REPORT</B></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px" align=center><B>Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934</B></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px" align=center>Date of Report (Date of earliest event reported): <B>November 19, 2020</B></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px; font-size:16pt" align=center><B>PRO-DEX, INC.</B></P>
<P style="margin:0px; font-size:8pt" align=center><I>(Exact name of registrant as specified in charter)</I></P>
<P style="margin:0px"><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 align=center><TR height=0 style="font-size:0"><TD width=214.4 /><TD width=214.467 /><TD width=214.333 /></TR>
<TR><TD style="margin-top:0px" valign=top width=214.4><P style="margin:0px; padding-right:2.133px" align=center><B>COLORADO</B></P>
</TD><TD style="margin-top:0px" valign=top width=214.467><P style="margin:0px; padding-right:2.133px" align=center><B>0-14942</B></P>
</TD><TD style="margin-top:0px" valign=top width=214.333><P style="margin:0px; padding-right:2.133px" align=center><B>84-1261240</B></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=214.4><P style="margin:0px; padding-right:2.133px; font-size:8pt" align=center><I>(State or other jurisdiction of incorporation)</I></P>
</TD><TD style="margin-top:0px" valign=top width=214.467><P style="margin:0px; padding-right:2.133px; font-size:8pt" align=center><I>(Commission File Number)</I></P>
</TD><TD style="margin-top:0px" valign=top width=214.333><P style="margin:0px; padding-right:2.133px; font-size:8pt" align=center><I>(IRS Employer Identification Number)</I></P>
</TD></TR>
</TABLE>
<P style="margin:0px"><BR></P>
<P style="margin:0px; font-family:Times,Times New Roman" align=center><B>2361 McGaw Avenue</B></P>
<P style="margin:0px; font-family:Times,Times New Roman" align=center><B>Irvine, California 92614</B></P>
<P style="margin:0px; font-size:8pt" align=center><I>(Address of Principal Executive Offices, Zip Code)</I></P>
<P style="margin:0px" align=center><BR></P>
<P style="margin:0px" align=center><B>(949) 769-3200</B></P>
<P style="margin:0px; font-size:8pt" align=center><I>(Registrant&#146;s Telephone Number, Including Area Code)</I></P>
<P style="margin:0px" align=center>&nbsp;</P>
<P style="margin:0px"><BR></P>
<P style="margin:0px">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</P>
<P style="margin:0px">&nbsp;</P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=46.067 /><TD /></TR>
<TR><TD style="margin-top:0px" valign=top width=46.067><P style="margin:0px; padding-right:1.067px; font-family:Wingdings">&#168;</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px; padding-right:1.067px">Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</P>
</TD></TR>
</TABLE>
<P style="line-height:8pt; margin:0px"><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=46.067 /><TD /></TR>
<TR><TD style="margin-top:0px" valign=top width=46.067><P style="margin:0px; padding-right:1.067px; font-family:Wingdings">&#168;</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px; padding-right:1.067px">Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</P>
</TD></TR>
</TABLE>
<P style="line-height:8pt; margin:0px"><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=46.267 /><TD /></TR>
<TR><TD style="margin-top:0px" valign=top width=46.267><P style="margin:0px; padding-right:2.133px; font-family:Wingdings">&#168;</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px; padding-right:2.133px">Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</P>
</TD></TR>
</TABLE>
<P style="line-height:8pt; margin:0px"><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=46.267 /><TD /></TR>
<TR><TD style="margin-top:0px" valign=top width=46.267><P style="margin:0px; padding-right:2.133px; font-family:Wingdings">&#168;</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px; padding-right:2.133px">Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</P>
</TD></TR>
</TABLE>
<P style="line-height:8pt; margin:0px"><BR></P>
<P style="margin:0px" align=justify>Securities registered pursuant to Section 12(b) of the Act:</P>
<P style="line-height:8pt; margin:0px"><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 align=center><TR height=0 style="font-size:0"><TD width=254 /><TD width=164.8 /><TD width=253.867 /></TR>
<TR><TD style="margin-top:0px; border:1px solid #000000" valign=top width=254><P style="margin:0px; font-size:8pt" align=center><B>Title of each class</B></P>
</TD><TD style="margin-top:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=164.8><P style="margin:0px; font-size:8pt" align=center><B>Trading Symbol(s)</B></P>
</TD><TD style="margin-top:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=253.867><P style="margin:0px; font-size:8pt" align=center><B>Name of each exchange on which registered</B></P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=254><P style="margin:0px" align=center>Common Stock, no par value</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=164.8><P style="margin:0px" align=center>PDEX</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=253.867><P style="margin:0px" align=center>NASDAQ Capital Market</P>
</TD></TR>
</TABLE>
<P style="line-height:8pt; margin:0px"><BR></P>
<P style="margin:0px">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter).</P>
<P style="line-height:6pt; margin:0px" align=justify><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0><TR height=0 style="font-size:0"><TD width=319.067 /><TD width=319.333 /></TR>
<TR><TD style="margin-top:0px" valign=top width=319.067><P style="margin:0px" align=justify>Emerging growth company &nbsp;<FONT style="font-family:Wingdings">&#168;</FONT></P>
</TD><TD style="margin-top:0px" valign=top width=319.333><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
</TABLE>
<P style="line-height:6pt; margin:0px"><BR></P>
<P style="margin:0px">If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.&nbsp;<FONT style="font-family:Wingdings">&#168;</FONT></P>
<A NAME="V242690_8K_HTM_EOLPAGE2"></A><P style="margin-top:0px; margin-bottom:2.2px; padding-bottom:4px; border-bottom:1.333px solid #000000">&nbsp;</P>
<P style="margin:0px; padding-top:4px; border-top:4px solid #000000">&nbsp;</P>
<P style="margin:0px">&nbsp;</P>
<P style="margin:0px" align=center>&nbsp;</P>
<A NAME="eolPage2"></A><A NAME="FIS_SECTION_3_SECURITIES_AND_TRADING_MAR"></A><A NAME="FIS_SALE_OF_EQUITY"></A><A NAME="FIS_SECTION_5_CORPORATE_GOVERNANCE"></A><A NAME="FIS_CHANGE_IN_DIRECTORS_OR_PRINCIPAL_OFF"></A><P style="margin:0px" align=center><BR>
<BR></P>
<HR style="margin-bottom:9.6px; padding-top:9.6px" noshade size=1.333>
<P style="margin:0px; page-break-before:always">&nbsp;</P>
<P style="margin:0px"><BR></P>
<P style="margin:0px"><BR></P>
<P style="margin-top:0px; margin-bottom:-2px; width:62.4px; float:left"><B>Item 5.07</B></P>
<P style="margin:0px; text-indent:-2px"><B>Submission of Matters to a Vote of Security Holders </B></P>
<P style="margin:0px; clear:left" align=justify><BR></P>
<P style="margin:0px; text-indent:48px" align=justify>On November 20, 2020, Pro-Dex, Inc. (the <font style='font-family:Arial Unicode MS,Times New Roman'>&#8220;</font>Company<font style='font-family:Arial Unicode MS,Times New Roman'>&#8221;</font>) held its 2020 Annual Meeting of Shareholders (the <font style='font-family:Arial Unicode MS,Times New Roman'>&#8220;</font>Annual Meeting<font style='font-family:Arial Unicode MS,Times New Roman'>&#8221;</font>) virtually. At the Annual Meeting, the Company<font style='font-family:Arial Unicode MS,Times New Roman'>&#8217;</font>s shareholders voted on two proposals and one advisory vote set forth below. The proposals and advisory vote are described in detail in the Company&#146;s definitive proxy statement for the Annual Meeting filed with the Securities and Exchange Commission on October&nbsp;6, 2020 (the &#147;Proxy Statement&#148;).</P>
<P style="margin:0px" align=justify><BR></P>
<P style="margin-top:0px; margin-bottom:-2px; width:24px; float:left">1.</P>
<P style="margin:0px; padding-left:24px; text-indent:-2px" align=justify>To elect Raymond E. Cabillot, William J. Farrell III, David C. Hovda, Katina M.K. Philp, Nicholas J. Swenson and Richard L. Van Kirk (the &#147;Candidates&#148;) to serve as members of the board of directors (&#147;Board&#148;) of the Company until their successors are duly elected and qualified.</P>
<P style="margin:0px; clear:left" align=justify><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 align=center><TR height=0 style="font-size:0"><TD width=225.867 /><TD width=72.4 /><TD width=67.8 /><TD width=90.867 /></TR>
<TR><TD style="margin-top:0px; background-color:#D9D9D9; border:1px solid #000000" valign=bottom width=225.867><P style="margin:0px; padding-left:25.867px"><B>Candidate</B></P>
</TD><TD style="margin-top:0px; background-color:#D9D9D9; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=72.4><P style="margin:0px" align=center><B>Votes For</B></P>
</TD><TD style="margin-top:0px; background-color:#D9D9D9; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=67.8><P style="margin:0px" align=center><B>Withheld</B></P>
</TD><TD style="margin-top:0px; background-color:#D9D9D9; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=90.867><P style="margin:0px" align=center><B>Broker Non-Votes</B></P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=225.867><P style="margin:0px; padding-left:48px; text-indent:-24px">Raymond E. Cabillot</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=72.4><P style="margin:0px" align=right>1,833,110</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=67.8><P style="margin:0px" align=right>136,681</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=90.867><P style="margin:0px" align=right><BR></P>
<P style="margin:0px" align=right>1,382,984</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=225.867><P style="margin:0px; padding-left:48px; text-indent:-24px">William J. Farrell III</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=72.4><P style="margin:0px" align=right>1,952,271</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=67.8><P style="margin:0px" align=right>17,520</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=90.867><P style="margin:0px" align=right><BR></P>
<P style="margin:0px" align=right>1,382,984</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=225.867><P style="margin:0px; padding-left:48px; text-indent:-24px">David C. Hovda</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=72.4><P style="margin:0px" align=right>1,952,971</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=67.8><P style="margin:0px" align=right>16,820</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=90.867><P style="margin:0px" align=right><BR></P>
<P style="margin:0px" align=right>1,382,984</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=225.867><P style="margin:0px; padding-left:48px; text-indent:-24px">Katrina M.K. Philp</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=72.4><P style="margin:0px" align=right>1,963,031</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=67.8><P style="margin:0px" align=right>6,760</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=90.867><P style="margin:0px" align=right><BR></P>
<P style="margin:0px" align=right>1,382,984</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=225.867><P style="margin:0px; padding-left:48px; text-indent:-24px">Nicholas J. Swenson</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=72.4><P style="margin:0px" align=right>1,828,588</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=67.8><P style="margin:0px" align=right>141,203</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=90.867><P style="margin:0px" align=right><BR></P>
<P style="margin:0px" align=right>1,382,984</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=225.867><P style="margin:0px; padding-left:48px; text-indent:-24px">Richard L. Van Kirk</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=72.4><P style="margin:0px" align=right>1,964,070</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=67.8><P style="margin:0px" align=right>5,721</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=90.867><P style="margin:0px" align=right><BR></P>
<P style="margin:0px" align=right>1,382,984</P>
</TD></TR>
</TABLE>
<P style="margin:0px"><BR></P>
<P style="margin:0px; text-indent:48px">On the basis of the foregoing votes, each of the Candidates was elected.</P>
<P style="margin:0px"><BR></P>
<P style="margin-top:0px; margin-bottom:-2px; width:24px; float:left">2.</P>
<P style="margin:0px; padding-left:24px; text-indent:-2px">To ratify the appointment of Moss Adams, LLP as the Company&#146;s independent registered public accounting firm for the year ending June 30, 2021.</P>
<P style="margin:0px; clear:left"><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 align=center><TR height=0 style="font-size:0"><TD width=112.333 /><TD width=72.133 /><TD width=90 /><TD width=90 /></TR>
<TR><TD style="margin-top:0px; background-color:#D9D9D9; border:1px solid #000000" valign=bottom width=112.333><P style="margin:0px" align=center><B>For</B></P>
</TD><TD style="margin-top:0px; background-color:#D9D9D9; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=72.133><P style="margin:0px" align=center><B>Against</B></P>
</TD><TD style="margin-top:0px; background-color:#D9D9D9; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=90><P style="margin:0px" align=center><B>Abstain</B></P>
</TD><TD style="margin-top:0px; background-color:#D9D9D9; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=90><P style="margin:0px" align=center><B>Broker Non-Votes</B></P>
</TD></TR>
<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=112.333><P style="margin:0px" align=center>3,326,857</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=72.133><P style="margin:0px" align=center>8,608</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=90><P style="margin:0px" align=center>17,310</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=90><P style="margin:0px; font-family:CG Times,Times New Roman" align=center>&#151;</P>
</TD></TR>
</TABLE>
<P style="margin:0px"><BR></P>
<P style="margin:0px; text-indent:48px">On the basis of the foregoing votes, the proposal was ratified.</P>
<P style="margin:0px"><BR></P>
<P style="margin-top:0px; margin-bottom:-2px; width:24px; float:left">3.</P>
<P style="margin:0px; padding-left:24px; text-indent:-2px">To cast a non-binding advisory vote with regard to the compensation of the Company&#146;s Named Executive Officers (as defined in the Proxy Statement) as set forth in the Proxy Statement.</P>
<P style="margin:0px; clear:left"><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 align=center><TR height=0 style="font-size:0"><TD width=112.333 /><TD width=72.133 /><TD width=90 /><TD width=90 /></TR>
<TR><TD style="margin-top:0px; background-color:#D9D9D9; border:1px solid #000000" valign=bottom width=112.333><P style="margin:0px" align=center><B>For</B></P>
</TD><TD style="margin-top:0px; background-color:#D9D9D9; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=72.133><P style="margin:0px" align=center><B>Against</B></P>
</TD><TD style="margin-top:0px; background-color:#D9D9D9; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=90><P style="margin:0px" align=center><B>Abstain</B></P>
</TD><TD style="margin-top:0px; background-color:#D9D9D9; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=90><P style="margin:0px" align=center><B>Broker Non-Votes</B></P>
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<TR><TD style="margin-top:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=112.333><P style="margin:0px" align=center>1,955,523</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=72.133><P style="margin:0px" align=center>9,985</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=90><P style="margin:0px" align=center>4,283</P>
</TD><TD style="margin-top:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=90><P style="margin:0px" align=center>1,382,984</P>
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<P style="margin:0px; text-indent:48px">On the basis of the foregoing votes, the shareholders approved, on a non-binding advisory basis, the compensation of the Named Executive Officers.</P>
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<P style="margin:0px" align=center><B>SIGNATURES</B></P>
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<P style="margin:0px; text-indent:48px">Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</P>
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<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD /><TD width=36.133 /><TD width=243 /></TR>
<TR><TD style="margin-top:0px" valign=top><P style="margin:0px; padding-right:2.133px">Date:&nbsp;&nbsp;November 20, 2020</P>
</TD><TD style="margin-top:0px" valign=top width=279.133 colspan=2><P style="margin:0px; padding-right:4.8px"><B>Pro-Dex, Inc. </B></P>
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<TR><TD style="margin-top:0px" valign=top><P style="margin:0px; padding-right:1.067px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=279.133 colspan=2><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top><P style="margin:0px; padding-right:1.067px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=36.133><P style="margin:0px; padding-right:1.067px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=243><P style="margin:0px; padding-right:1.067px">&nbsp;</P>
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<TR><TD style="margin-top:0px" valign=top><P style="margin:0px; padding-right:1.067px">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=top width=36.133><P style="margin:0px; padding-right:2.133px">By:</P>
</TD><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=top width=243><P style="margin:0px; padding-right:3.133px">/s/ Alisha K. Charlton</P>
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<TR><TD style="margin-top:0px" valign=top><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=36.133><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=243><P style="margin:0px; padding-right:3.133px">Alisha K. Charlton</P>
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<TR><TD style="margin-top:0px" valign=top><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=36.133><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=243><P style="margin:0px; padding-right:4.8px">Chief Financial Officer </P>
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