NPORT-EX 2 GB37_GB093021.htm
1
The
Gabelli
Global
Utility
&
Income
Trust
Schedule
of
Investments
—
September
30,
2021
(Unaudited)
Shares
Market
Value
COMMON
STOCKS
—
82.6%
ENERGY
AND
UTILITIES
 —
39.5%
Alternative
Energy
 —
3.2%
Non
U.S.
Companies
1,950‌
Brookfield
Renewable
Corp.,
Cl. A
........
$
75,679‌
68,000‌
Siemens
Gamesa
Renewable
Energy
SA†
.
1,734,467‌
8,500‌
Vestas
Wind
Systems
A/S
...............
340,927‌
U.S.
Companies
36,814‌
NextEra
Energy
Partners
LP
.............
2,774,303‌
7,500‌
Ormat
Technologies
Inc.
................
499,575‌
450‌
SolarEdge
Technologies
Inc.†
............
119,349‌
5,544,300‌
Diversified
Industrial
 —
1.7%
Non
U.S.
Companies
16,000‌
Bouygues
SA
..........................
665,356‌
18,000‌
Jardine
Matheson
Holdings
Ltd.
.........
954,720‌
U.S.
Companies
29,000‌
Flowserve
Corp.
........................
1,005,430‌
2,750‌
General
Electric
Co.
.....................
283,333‌
4,500‌
Mueller
Water
Products
Inc.,
Cl. A
........
68,490‌
2,977,329‌
Electric
Transmission
and
Distribution
 —
2.4%
Non
U.S.
Companies
8,500‌
Algonquin
Power
&
Utilities
Corp.
........
124,621‌
1,700‌
Boralex
Inc.,
Cl. A
......................
50,197‌
28,000‌
Enel
Chile
SA,
ADR
.....................
67,480‌
12,000‌
Fortis
Inc.
.............................
532,354‌
1,250‌
Fortis
Inc.
.............................
55,413‌
8,600‌
Landis+Gyr
Group
AG
...................
557,369‌
1,100‌
Orsted
AS
.............................
145,433‌
20,000‌
Red
Electrica
Corp.
SA
..................
401,021‌
U.S.
Companies
2,400‌
Consolidated
Edison
Inc.
................
174,216‌
350‌
Sempra
Energy
.........................
44,275‌
30,000‌
Twin
Disc
Inc.†
.........................
319,800‌
6,000‌
Unitil
Corp.
............................
256,680‌
16,300‌
WEC
Energy
Group
Inc.
.................
1,437,660‌
4,166,519‌
Energy
and
Utilities:
Integrated
 —
21.6%
Non
U.S.
Companies
140,000‌
A2A
SpA
..............................
287,931‌
10,000‌
Chubu
Electric
Power
Co.
Inc.
...........
118,738‌
152,000‌
Datang
International
Power
Generation
Co.
Ltd.,
Cl. H
...........................
29,288‌
2,000‌
E.ON
SE
...............................
24,483‌
14,000‌
E.ON
SE,
ADR
..........................
171,500‌
20,615‌
EDP
-
Energias
de
Portugal
SA
...........
108,293‌
9,000‌
EDP
-
Energias
de
Portugal
SA,
ADR
.....
473,445‌
15,000‌
Electric
Power
Development
Co.
Ltd.
.....
217,934‌
Shares
Market
Value
35,000‌
Emera
Inc.
.............................
$
1,585,031‌
8,500‌
Endesa
SA
.............................
171,517‌
28,000‌
Enel
Americas
SA,
ADR
.................
163,800‌
157,000‌
Enel
SpA
..............................
1,209,557‌
4,000‌
Eni
SpA
...............................
53,497‌
6,000‌
Eni
SpA,
ADR
..........................
160,500‌
230,000‌
Hera
SpA
..............................
942,063‌
12,000‌
Hokkaido
Electric
Power
Co.
Inc.
.........
57,685‌
18,000‌
Hokuriku
Electric
Power
Co.
.............
97,525‌
14,000‌
Huaneng
Power
International
Inc.,
ADR
...
294,420‌
216,600‌
Iberdrola
SA
...........................
2,178,804‌
1,800‌
Innergex
Renewable
Energy
Inc.
.........
28,849‌
36,000‌
Korea
Electric
Power
Corp.,
ADR
.........
355,320‌
25,000‌
Kyushu
Electric
Power
Co.
Inc.
..........
190,709‌
12,000‌
Shikoku
Electric
Power
Co.
Inc.
..........
83,669‌
15,000‌
The
Chugoku
Electric
Power
Co.
Inc.
.....
137,338‌
14,000‌
The
Kansai
Electric
Power
Co.
Inc.
.......
136,547‌
7,000‌
Tohoku
Electric
Power
Co.
Inc.
...........
51,700‌
100‌
Uniper
SE
.............................
4,176‌
2,000‌
Verbund
AG
............................
203,175‌
U.S.
Companies
2,000‌
ALLETE
Inc.
...........................
119,040‌
900‌
Alliant
Energy
Corp.
....................
50,382‌
18,500‌
Ameren
Corp.
..........................
1,498,500‌
25,000‌
American
Electric
Power
Co.
Inc.
.........
2,029,500‌
17,600‌
Avangrid
Inc.
..........................
855,360‌
18,000‌
Avista
Corp.
...........................
704,160‌
600‌
Black
Hills
Corp.
........................
37,656‌
500‌
CMS
Energy
Corp.
......................
29,865‌
10,500‌
Dominion
Energy
Inc.
...................
766,710‌
1,000‌
DTE
Energy
Co.
........................
111,710‌
10,700‌
Duke
Energy
Corp.
.....................
1,044,213‌
500‌
Entergy
Corp.
..........................
49,655‌
2,000‌
Eos
Energy
Enterprises
Inc.†
............
28,060‌
17,000‌
Evergy
Inc.
............................
1,057,400‌
20,700‌
Eversource
Energy
......................
1,692,432‌
380,000‌
Gulf
Coast
Ultra
Deep
Royalty
Trust
......
9,044‌
16,000‌
Hawaiian
Electric
Industries
Inc.
.........
653,280‌
10,000‌
MGE
Energy
Inc.
.......................
735,000‌
21,200‌
NextEra
Energy
Inc.
.....................
1,664,624‌
36,000‌
NiSource
Inc.
..........................
872,280‌
11,000‌
NorthWestern
Corp.
....................
630,300‌
35,000‌
OGE
Energy
Corp.
......................
1,153,600‌
14,000‌
Otter
Tail
Corp.
.........................
783,580‌
13,500‌
PG&E
Corp.†
..........................
129,600‌
14,000‌
Pinnacle
West
Capital
Corp.
.............
1,013,040‌
35,000‌
PNM
Resources
Inc.
....................
1,731,800‌
40,000‌
Portland
General
Electric
Co.
............
1,879,600‌
9,900‌
PPL
Corp.
.............................
276,012‌
15,000‌
Public
Service
Enterprise
Group
Inc.
.....
913,500‌
121,500‌
The
AES
Corp.
.........................
2,773,845‌
2
The
Gabelli
Global
Utility
&
Income
Trust
Schedule
of
Investments
(Continued)
—
September
30,
2021
(Unaudited)
Shares
Market
Value
COMMON
STOCKS
(Continued)
ENERGY
AND
UTILITIES
(Continued)
Energy
and
Utilities:
Integrated
(Continued)
U.S.
Companies
(Continued)
19,000‌
The
Southern
Co.
.......................
$
1,177,430‌
18,500‌
Xcel
Energy
Inc.
........................
1,156,250‌
37,164,922‌
Environmental
Services
 —
0.3%
Non
U.S.
Companies
2,500‌
Cia
de
Saneamento
Basico
do
Estado
de
Sao
Paulo,
ADR
......................
17,700‌
2,500‌
Suez
SA
...............................
57,006‌
13,000‌
Veolia
Environnement
SA
................
398,449‌
473,155‌
Independent
Power
Producers
and
Energy
Traders
 —
0.1%
Non
U.S.
Companies
3,000‌
Atlantica
Sustainable
Infrastructure
plc
...
103,530‌
Natural
Gas
Integrated
 —
2.6%
Non
U.S.
Companies
80,000‌
Snam
SpA
.............................
444,436‌
1,100‌
TC
Energy
Corp.
........................
52,899‌
U.S.
Companies
500‌
DT
Midstream
Inc.
......................
23,120‌
30,000‌
Kinder
Morgan
Inc.
.....................
501,900‌
61,000‌
National
Fuel
Gas
Co.
...................
3,203,720‌
4,000‌
ONEOK
Inc.
............................
231,960‌
4,458,035‌
Natural
Gas
Utilities
 —
2.3%
Non
U.S.
Companies
1,500‌
Enagas
SA
.............................
33,369‌
1,000‌
Engie
SA
..............................
13,138‌
9,800‌
Engie
SA,
ADR
.........................
129,557‌
16,000‌
Italgas
SpA
............................
102,676‌
101,000‌
National
Grid
plc
.......................
1,203,829‌
15,700‌
National
Grid
plc,
ADR
..................
936,191‌
U.S.
Companies
6,000‌
Atmos
Energy
Corp.
....................
529,200‌
1,700‌
Chesapeake
Utilities
Corp.
...............
204,085‌
1,300‌
ONE
Gas
Inc.
..........................
82,381‌
10,000‌
Southwest
Gas
Holdings
Inc.
............
668,800‌
2,000‌
Spire
Inc.
..............................
122,360‌
4,025,586‌
Natural
Resources
 —
0.4%
Non
U.S.
Companies
12,000‌
Cameco
Corp.
..........................
260,760‌
250‌
Linde
plc
..............................
73,345‌
Shares
Market
Value
U.S.
Companies
4,000‌
APA
Corp.
.............................
$
85,720‌
2,000‌
Diamondback
Energy
Inc.
...............
189,340‌
609,165‌
Oil
 —
0.6%
Non
U.S.
Companies
14,000‌
BP
plc,
ADR
...........................
382,620‌
3,000‌
PetroChina
Co.
Ltd.,
ADR
...............
140,340‌
10,000‌
Petroleo
Brasileiro
SA,
ADR
.............
103,400‌
8,000‌
Royal
Dutch
Shell
plc,
Cl. A,
ADR
........
356,560‌
U.S.
Companies
1,000‌
ConocoPhillips
.........................
67,770‌
1,050,690‌
Services
 —
2.6%
Non
U.S.
Companies
1,000‌
ABB
Ltd.
...............................
33,682‌
35,000‌
ABB
Ltd.,
ADR
.........................
1,167,600‌
23,000‌
Enbridge
Inc.
..........................
915,400‌
5,726‌
First
Sensor
AG
........................
287,860‌
U.S.
Companies
29,500‌
AZZ
Inc.
...............................
1,569,400‌
1,500‌
Dril-Quip
Inc.†
.........................
37,770‌
20,000‌
Halliburton
Co.
.........................
432,400‌
4,444,112‌
Water
 —
1.7%
Non
U.S.
Companies
5,000‌
Consolidated
Water
Co.
Ltd.
.............
57,000‌
40,000‌
Fluence
Corp.
Ltd.†
.....................
5,205‌
2,000‌
Fluidra
SA
.............................
79,810‌
34,000‌
Severn
Trent
plc
........................
1,192,934‌
35,000‌
United
Utilities
Group
plc
................
456,688‌
U.S.
Companies
500‌
Artesian
Resources
Corp.,
Cl. A
..........
19,085‌
5,400‌
California
Water
Service
Group
..........
318,222‌
6,500‌
Essential
Utilities
Inc.
...................
299,520‌
1,000‌
Middlesex
Water
Co.
....................
102,780‌
7,000‌
SJW
Group
............................
462,420‌
2,993,664‌
TOTAL
ENERGY
AND
UTILITIES
.......
68,011,007‌
..............................................................................
OTHER
 —
26.0%
Aerospace
 —
0.3%
Non
U.S.
Companies
50,000‌
Rolls-Royce
Holdings
plc†
..............
94,412‌
U.S.
Companies
12,000‌
AAR
Corp.†
............................
389,160‌
483,572‌
3
The
Gabelli
Global
Utility
&
Income
Trust
Schedule
of
Investments
(Continued)
—
September
30,
2021
(Unaudited)
Shares
Market
Value
COMMON
STOCKS
(Continued)
OTHER
(Continued)
Automotive
 —
0.2%
Non
U.S.
Companies
350‌
Ferrari
NV
.............................
$
73,192‌
8,000‌
Traton
SE
..............................
205,723‌
U.S.
Companies
500‌
General
Motors
Co.†
....................
26,355‌
305,270‌
Building
and
Construction
 —
1.0%
Non
U.S.
Companies
500‌
Acciona
SA
............................
82,938‌
1,700‌
Sika
AG
...............................
541,402‌
27,000‌
Vantage
Towers
AG
.....................
916,996‌
U.S.
Companies
5,000‌
Arcosa
Inc.
............................
250,850‌
1,792,186‌
Business
Services
 —
1.5%
Non
U.S.
Companies
45,000‌
JCDecaux
SA†
.........................
1,195,765‌
140,000‌
Sistema
PJSC
FC,
GDR
.................
1,034,600‌
U.S.
Companies
10,000‌
Diebold
Nixdorf
Inc.†
...................
101,100‌
7,500‌
Macquarie
Infrastructure
Holdings
LLC
...
304,200‌
2,635,665‌
Computer
Hardware
 —
0.0%
U.S.
Companies
300‌
Dell
Technologies
Inc.,
Cl. C†
............
31,212‌
Computer
Software
and
Services
 —
0.6%
Non
U.S.
Companies
400‌
Check
Point
Software
Technologies
Ltd.†
.
45,216‌
3,600‌
Prosus
NV
.............................
287,692‌
2,000‌
Tencent
Holdings
Ltd.
...................
118,541‌
U.S.
Companies
2,400‌
FireEye
Inc.†
...........................
42,720‌
2,200‌
Global
Payments
Inc.
...................
346,676‌
1,900‌
N-Able
Inc.†
...........................
23,579‌
2,700‌
SolarWinds
Corp.
......................
45,171‌
550‌
VMware
Inc.,
Cl. A†
....................
81,785‌
991,380‌
Consumer
Products
 —
2.6%
Non
U.S.
Companies
16,000‌
Essity
AB,
Cl. B
.........................
497,122‌
500‌
Ferguson
plc
...........................
69,627‌
1,500‌
Salvatore
Ferragamo
SpA†
..............
30,754‌
4,000‌
Scandinavian
Tobacco
Group
A/S
........
79,065‌
Shares
Market
Value
430,000‌
Swedish
Match
AB
.....................
$
3,765,398‌
4,441,966‌
Consumer
Services
 —
0.5%
U.S.
Companies
26,000‌
Matthews
International
Corp.,
Cl. A
.......
901,940‌
Diversified
Industrial
 —
1.1%
Non
U.S.
Companies
46,000‌
Ardagh
Group
SA
.......................
1,172,540‌
U.S.
Companies
500‌
Corning
Inc.
...........................
18,245‌
23,000‌
Trinity
Industries
Inc.
...................
624,910‌
1,815,695‌
Electronics
 —
1.9%
Non
U.S.
Companies
7,000‌
Kyocera
Corp.
..........................
440,271‌
1,000‌
Signify
NV
.............................
49,983‌
24,000‌
Sony
Group
Corp.,
ADR
.................
2,653,920‌
U.S.
Companies
800‌
Axcelis
Technologies
Inc.†
..............
37,624‌
1,500‌
Kimball
Electronics
Inc.†
................
38,655‌
500‌
Proto
Labs
Inc.†
.......................
33,300‌
100‌
Universal
Display
Corp.
.................
17,096‌
3,270,849‌
Entertainment
 —
1.4%
Non
U.S.
Companies
95,000‌
Grupo
Televisa
SAB,
ADR
...............
1,043,100‌
24,000‌
Manchester
United
plc,
Cl. A
.............
464,880‌
1,500‌
Naspers
Ltd.,
Cl. N
.....................
248,288‌
U.S.
Companies
16,000‌
Fox
Corp.,
Cl. B
........................
593,920‌
2,350,188‌
Financial
Services
 —
4.2%
Non
U.S.
Companies
4,500‌
Brookfield
Asset
Management
Inc.,
Cl. A
..
240,795‌
31‌
Brookfield
Asset
Management
Reinsurance
Partners
Ltd.,
Cl. A
...................
1,722‌
55,000‌
Commerzbank
AG†
.....................
366,647‌
50,000‌
Credit
Suisse
Group
AG
.................
498,632‌
20,000‌
Credit
Suisse
Group
AG,
ADR
............
197,200‌
65,000‌
GAM
Holding
AG†
......................
118,569‌
15,000‌
Janus
Henderson
Group
plc
.............
619,950‌
10,000‌
Kinnevik
AB,
Cl. A†
.....................
392,945‌
135,000‌
Orascom
Financial
Holding
SAE†
.........
2,130‌
100,000‌
Resona
Holdings
Inc.
...................
403,253‌
30,000‌
UBS
Group
AG
.........................
482,858‌
30,000‌
UBS
Group
AG
.........................
478,200‌
4
The
Gabelli
Global
Utility
&
Income
Trust
Schedule
of
Investments
(Continued)
—
September
30,
2021
(Unaudited)
Shares
Market
Value
COMMON
STOCKS
(Continued)
OTHER
(Continued)
Financial
Services
(Continued)
U.S.
Companies
7,500‌
AllianceBernstein
Holding
LP
............
$
371,850‌
20,000‌
Bank
of
America
Corp.
..................
849,000‌
500‌
M&T
Bank
Corp.
.......................
74,670‌
15,000‌
The
Bank
of
New
York
Mellon
Corp.
......
777,600‌
1,200‌
The
Goldman
Sachs
Group
Inc.
..........
453,636‌
17,700‌
UGI
Corp.
..............................
754,374‌
4,000‌
Wells
Fargo
&
Co.
......................
185,640‌
7,269,671‌
Food
and
Beverage
 —
5.3%
Non
U.S.
Companies
110‌
Chocoladefabriken
Lindt
&
Spruengli
AG
..
1,229,894‌
3,000‌
Chr.
Hansen
Holding
A/S
................
245,047‌
45,000‌
Davide
Campari-Milano
NV
..............
634,892‌
7,500‌
Diageo
plc,
ADR
........................
1,447,500‌
6,000‌
Fomento
Economico
Mexicano
SAB
de
CV,
ADR
................................
520,320‌
6,500‌
Heineken
NV
...........................
679,141‌
700‌
Kerry
Group
plc,
Cl. A
...................
93,936‌
3,000‌
Kikkoman
Corp.
........................
245,024‌
55,000‌
Maple
Leaf
Foods
Inc.
..................
1,117,717‌
10,000‌
Nestlé
SA
..............................
1,209,292‌
2,000‌
Pernod
Ricard
SA
......................
441,795‌
2,000‌
Remy
Cointreau
SA
.....................
388,047‌
1,000‌
Yakult
Honsha
Co.
Ltd.
..................
50,856‌
U.S.
Companies
10,000‌
McCormick
&
Co.
Inc.,
Non-Voting
.......
810,300‌
9,113,761‌
Health
Care
 —
0.5%
U.S.
Companies
16,700‌
Pfizer
Inc.
.............................
718,267‌
2,000‌
PPD
Inc.†
.............................
93,580‌
811,847‌
Hotels
and
Gaming
 —
1.0%
Non
U.S.
Companies
150,000‌
Genting
Singapore
Ltd.
.................
79,540‌
400,000‌
Mandarin
Oriental
International
Ltd.†
.....
836,000‌
370,000‌
The
Hongkong
&
Shanghai
Hotels
Ltd.†
..
346,490‌
U.S.
Companies
1,500‌
Churchill
Downs
Inc.
....................
360,120‌
1,622,150‌
Machinery
 —
2.0%
Non
U.S.
Companies
185,000‌
CNH
Industrial
NV
......................
3,072,850‌
Shares
Market
Value
U.S.
Companies
3,000‌
Xylem
Inc.
.............................
$
371,040‌
3,443,890‌
Specialty
Chemicals
 —
1.7%
Non
U.S.
Companies
6,000‌
Axalta
Coating
Systems
Ltd.†
............
175,140‌
600‌
Givaudan
SA
...........................
2,743,924‌
U.S.
Companies
300‌
Air
Products
and
Chemicals
Inc.
.........
76,833‌
2,995,897‌
Transportation
 —
0.2%
U.S.
Companies
4,500‌
GATX
Corp.
............................
403,020‌
TOTAL
OTHER
....................
44,680,159‌
..............................................................................
COMMUNICATIONS
 —
17.0%
Cable
and
Satellite
 —
6.0%
Non
U.S.
Companies
11,000‌
Cogeco
Inc.
............................
783,357‌
100,000‌
ITV
plc†
...............................
143,633‌
27,100‌
Liberty
Global
plc,
Cl. A†
................
807,580‌
44,000‌
Liberty
Global
plc,
Cl. C†
................
1,296,240‌
30,000‌
Liberty
Latin
America
Ltd.,
Cl. A†
........
392,400‌
3,632‌
Liberty
Latin
America
Ltd.,
Cl. C†
........
47,652‌
45,000‌
Rogers
Communications
Inc.,
Cl. B
.......
2,098,800‌
6,000‌
Shaw
Communications
Inc.,
Cl. B
........
174,420‌
U.S.
Companies
200‌
Charter
Communications
Inc.,
Cl. A†
.....
145,512‌
16,000‌
Comcast
Corp.,
Cl. A
....................
894,880‌
37,000‌
DISH
Network
Corp.,
Cl. A†
.............
1,608,020‌
6,000‌
EchoStar
Corp.,
Cl. A†
..................
153,060‌
168‌
Liberty
Broadband
Corp.,
Cl. B†
..........
28,841‌
85,000‌
WideOpenWest
Inc.†
...................
1,670,250‌
10,244,645‌
Telecommunications
 —
9.4%
Non
U.S.
Companies
37,000‌
BCE
Inc.
...............................
1,852,220‌
140,000‌
BT
Group
plc,
Cl. A†
....................
301,440‌
44,000‌
Deutsche
Telekom
AG
...................
886,629‌
56,000‌
Deutsche
Telekom
AG,
ADR
.............
1,128,400‌
12,000‌
Itissalat
Al-Maghrib
.....................
189,043‌
465,000‌
Koninklijke
KPN
NV
.....................
1,462,388‌
95,000‌
Orange
Belgium
SA
.....................
2,137,040‌
5,000‌
Orange
SA,
ADR
........................
54,150‌
27,000‌
Orascom
Investment
Holding,
GDR
......
702‌
60,000‌
Pharol
SGPS
SA†
......................
6,366‌
8,000‌
Proximus
SA
...........................
158,833‌
1,200‌
Swisscom
AG
..........................
691,968‌
2,000‌
Swisscom
AG,
ADR
.....................
115,020‌
5
The
Gabelli
Global
Utility
&
Income
Trust
Schedule
of
Investments
(Continued)
—
September
30,
2021
(Unaudited)
Shares
Market
Value
COMMON
STOCKS
(Continued)
COMMUNICATIONS
(Continued)
Telecommunications
(Continued)
Non
U.S.
Companies
(Continued)
40,000‌
Telecom
Italia
SpA
......................
$
15,726‌
13,500‌
Telefonica
Brasil
SA,
ADR
...............
104,760‌
200,000‌
Telefonica
Deutschland
Holding
AG
.......
569,445‌
72,791‌
Telefonica
SA,
ADR
.....................
342,846‌
70,000‌
Telekom
Austria
AG
.....................
604,890‌
25,000‌
Telenet
Group
Holding
NV
...............
954,480‌
5,000‌
TELUS
Corp.
...........................
109,901‌
300,000‌
VEON
Ltd.,
ADR†
.......................
624,000‌
U.S.
Companies
7,000‌
AT&T
Inc.
..............................
189,070‌
15,165‌
Loral
Space
&
Communications
Inc.
......
652,247‌
60,000‌
Lumen
Technologies
Inc.
................
743,400‌
100‌
Motorola
Solutions
Inc.
.................
23,232‌
10,000‌
Shenandoah
Telecommunications
Co.
....
315,800‌
15,000‌
Telephone
and
Data
Systems
Inc.
........
292,500‌
1,000‌
T-Mobile
US
Inc.†
......................
127,760‌
30,000‌
Verizon
Communications
Inc.
............
1,620,300‌
16,274,556‌
Wireless
Communications
 —
1.6%
Non
U.S.
Companies
3,000‌
America
Movil
SAB
de
CV,
Cl. L,
ADR
.....
53,010‌
5,000‌
Infrastrutture
Wireless
Italiane
SpA
.......
55,809‌
20,000‌
Millicom
International
Cellular
SA,
SDR†
..
726,720‌
6,000‌
Mobile
TeleSystems
PJSC,
ADR
..........
57,840‌
6,000‌
SK
Telecom
Co.
Ltd.,
ADR†
..............
180,600‌
20,000‌
Turkcell
Iletisim
Hizmetleri
A/S,
ADR
.....
87,000‌
75,000‌
Vodafone
Group
plc,
ADR
...............
1,158,750‌
U.S.
Companies
4,000‌
Anterix
Inc.†
...........................
242,800‌
8,000‌
United
States
Cellular
Corp.†
............
255,120‌
2,817,649‌
TOTAL
COMMUNICATIONS
...........
29,336,850‌
..............................................................................
INDEPENDENT
POWER
PRODUCERS
AND
ENERGY
TRADERS
 —
0.1%
Independent
Power
Producers
and
Energy
Traders
 —
0.1%
U.S.
Companies
3,000‌
NRG
Energy
Inc.
.......................
122,490‌
..............................................................................
ENVIRONMENTAL
SERVICES
 —
0.0%
Water
 —
0.0%
U.S.
Companies
1,500‌
Evoqua
Water
Technologies
Corp.†
.......
56,340‌
..............................................................................
Shares
Market
Value
DIVERSIFIED
INDUSTRIAL
 —
0.0%
Electronics
 —
0.0%
U.S.
Companies
100‌
Roper
Technologies
Inc.
................
$
44,613‌
..............................................................................
TOTAL
COMMON
STOCKS
...........
142,251,459‌
CLOSED-END
FUNDS
—
0.0%
10,000‌
Altaba
Inc.,
Escrow†
....................
65,750‌
..............................................................................
RIGHTS
—
0.0%
ENERGY
AND
UTILITIES
 —
0.0%
Environmental
Services
 —
0.0%
Non
U.S.
Companies
13,000‌
Veolia
Environnement
SA,
expire
10/01/21†
...........................
10,812‌
..............................................................................
OTHER
 —
0.0%
Health
Care
 —
0.0%
Non
U.S.
Companies
17,029‌
Ipsen
SA/Clementia,
CVR†(a)
............
0‌
..............................................................................
TOTAL
RIGHTS
....................
10,812‌
WARRANTS
—
0.0%
ENERGY
AND
UTILITIES
 —
0.0%
Natural
Resources
 —
0.0%
U.S.
Companies
1,500‌
Occidental
Petroleum
Corp.,
expire
08/03/27†
...........................
17,775‌
Services
 —
0.0%
Non
U.S.
Companies
2,850‌
Weatherford
International
plc,
expire
12/13/23†
...........................
998‌
TOTAL
ENERGY
AND
UTILITIES
.......
18,773‌
..............................................................................
TOTAL
WARRANTS
.................
18,773‌
Principal
Amount
CONVERTIBLE
CORPORATE
BONDS
—
0.0%
OTHER
 —
0.0%
Financial
Services
 —
0.0%
Non
U.S.
Companies
$
25,000‌
Credit
Suisse
Group
Guernsey
VII
Ltd.,
3.000%,
11/12/21(b)
.................
28,905‌
..............................................................................
6
The
Gabelli
Global
Utility
&
Income
Trust
Schedule
of
Investments
(Continued)
—
September
30,
2021
(Unaudited)
Principal
Amount
Market
Value
U.S.
GOVERNMENT
OBLIGATIONS
—
17.4%
$
123,000‌
U.S.
Cash
Management
Bill,
0.031%††,
11/01/21
..................
$
122,994‌
29,795,000‌
U.S.
Treasury
Bills,
0.035%
to
0.059%††,
10/07/21
to
03/31/22(c)
..........................
29,793,063‌
..............................................................................
TOTAL
U.S.
GOVERNMENT
OBLIGATIONS
29,916,057‌
TOTAL
INVESTMENTS
—
100.0%
(Cost
$133,652,088)
....................
$
172,291,756‌
(a)
Security
is
valued
using
significant
unobservable
inputs
and
is
classified
as
Level
3
in
the
fair
value
hierarchy.
(b)
Security
exempt
from
registration
under
Rule
144A
of
the
Securities
Act
of
1933,
as
amended.
This
security
may
be
resold
in
transactions
exempt
from
registration,
normally
to
qualified
institutional
buyers.
(c)
At
September
30,
2021,
$900,000
of
the
principal
amount
was
pledged
as
collateral
for
current
or
potential
holdings.
†
Non-income
producing
security.
††
Represents
annualized
yield(s)
at
date(s)
of
purchase.
ADR
American
Depositary
Receipt
CVR
Contingent
Value
Right
GDR
Global
Depositary
Receipt
SDR
Swedish
Depositary
Receipt
Geographic
Diversification
%
of
Total
Investments
Market
Value
United
States
........................
54.4‌
%
$
93,734,462‌
Europe
..............................
33.5‌
57,781,677‌
Canada
..............................
5.8‌
9,984,455‌
Japan
...............................
2.8‌
4,885,170‌
Asia/Pacific
.........................
1.9‌
3,335,259‌
Latin
America
.......................
1.3‌
2,130,570‌
South
Africa
.........................
0.2‌
248,288‌
Africa/Middle
East
...................
0.1‌
191,875‌
Total
Investments
...................
100.0‌%
$
172,291,756‌