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Consolidated Schedule of Investments In and Advances To Affiliates (Tables)

9 Months Ended

Sep. 30, 2023

Investments in and Advances to Affiliates [Abstract]

Consolidated Schedule of Investments In and Advances To Affiliates


		Nine Months Ended September 30, 2023
Name of Portfolio Company	Investment Type (1)	Net Realized Gain (Loss)		Net change in unrealized appreciation/(depreciation)		Interest		Dividends		Fees		Total Income (2)		December 31, 2022, Fair Value		Gross Additions (3)		Gross Reductions (4)		September 30, 2023, Fair Value (5)
Control Investment
Eblens Holdings, Inc.	Subordinated Loan (6)	$	(4,605)	$	3,501	$	—	$	—	$	—	$	—	$	1,104	$	—	$	(1,104)	$	—
	Subordinated Loan (6)	(4,605)		4,605		—		—		—		—		—		—		—		—
	Common Equity (6)	(1,306)		950		—		—		—		—		—		356		(356)		—
		(10,516)		9,056		—		—		—		—		1,104		356		(1,460)		—

Total Control Investment		(10,516)		9,056		—		—		—		—		1,104		356		(1,460)		—
Affiliate Investments
Contract Datascan Holdings, Inc.	Preferred Equity (7)	—		1,811		—		735		—		735		6,202		2,546		—		8,748
	Common Equity (6)	—		1,459		—		—		—		—		510		1,459		—		1,969
		—		3,270		—		735		—		735		6,712		4,005		—		10,717

DRS Imaging Services, LLC	Common Equity	—		(1,211)		—		34		—		34		1,569		—		(1,211)		358


Master Cutlery, LLC	Subordinated Loan (6)	—		(22)		—		—		—		—		122		—		(22)		100
	Preferred Equity (6)	—		—		—		—		—		—		—		—		—		—
	Common Equity (6)	—		—		—		—		—		—		—		—		—		—
		—		(22)		—		—		—		—		122		—		(22)		100

Pfanstiehl Holdings, Inc	Common Equity	—		(8,351)		—		547		—		547		85,456		—		(8,351)		77,105


TalentSmart Holdings, LLC	Common Equity (6)	—		(305)		—		—		—		—		953		—		(305)		648


TRS Services, Inc.	Preferred Equity (7)	—		579		—		118		—		118		1,890		647		—		2,537
	Common Equity (6)	—		—		—		—		—		—		—		—		—		—
		—		579		—		118		—		118		1,890		647		—		2,537

Total Affiliate Investments		—		(6,040)		—		1,434		—		1,434		96,701		4,652		(9,889)		91,465
Total Control and Affiliate Investments		$	(10,516)	$	3,016	$	—	$	1,434	$	—	$	1,434	$	97,805	$	5,008	$	(11,349)	$	91,465

(1)Principal balance, interest rate and maturity of debt investments, and ownership detail for equity investments are presented in the consolidated schedule of investments. The Company’s investments are generally classified as “restricted securities” as such term is defined under Regulation S-X Rule 6-03(f) or Securities Act Rule 144.

(2)Represents the total amount of interest, fees or dividends included in income for the nine months ended September 30, 2023, during which an investment was included in the Control Investment or Affiliate Investment categories.

(3)Gross additions include increases in cost basis of investments resulting from a new portfolio investment, PIK interest, fees and dividends; accretion of Net Loan Fees, and net increases in unrealized appreciation or decreases in net unrealized depreciation.

(4)Gross reductions include decreases in the cost basis of investments resulting from principal repayments and sales, if any, and net decreases in net unrealized appreciation or net increases in net unrealized depreciation.

(5)Fair value was determined using significant unobservable inputs. See Note 5 for further details.

(6)Non-income producing.

(7)Dividends recognized as income include PIK dividends contractually earned but not declared.