<SEC-DOCUMENT>0001193125-15-286474.txt : 20150811
<SEC-HEADER>0001193125-15-286474.hdr.sgml : 20150811
<ACCEPTANCE-DATETIME>20150811163033
ACCESSION NUMBER:		0001193125-15-286474
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		3
CONFORMED PERIOD OF REPORT:	20150811
ITEM INFORMATION:		Other Events
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20150811
DATE AS OF CHANGE:		20150811

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			AUBURN NATIONAL BANCORPORATION, INC
		CENTRAL INDEX KEY:			0000750574
		STANDARD INDUSTRIAL CLASSIFICATION:	STATE COMMERCIAL BANKS [6022]
		IRS NUMBER:				630885779
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-26486
		FILM NUMBER:		151044214

	BUSINESS ADDRESS:	
		STREET 1:		100 N GAY ST
		STREET 2:		P O DRAWER 3110
		CITY:			AUBURN
		STATE:			AL
		ZIP:			36831-3110
		BUSINESS PHONE:		3348219200

	MAIL ADDRESS:	
		STREET 1:		100 NORTH GAY STREET
		STREET 2:		P O DRAWER 3110
		CITY:			AUBURN
		STATE:			AL
		ZIP:			36831

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	AUBURN NATIONAL BANCORPORATION INC
		DATE OF NAME CHANGE:	19950124
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>d30598d8k.htm
<DESCRIPTION>8-K
<TEXT>
<HTML><HEAD>
<TITLE>8-K</TITLE>
</HEAD>
 <BODY BGCOLOR="WHITE">

 <P STYLE="line-height:4.5pt;margin-top:0pt;margin-bottom:2pt;border-bottom:2.00pt solid #000000">&nbsp;</P>
<P STYLE="margin-top:8pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>UNITED STATES </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>SECURITIES
AND EXCHANGE COMMISSION </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>Washington, D.C. 20549 </B></P>
<P STYLE="font-size:20pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:15%">&nbsp;</P></center>
<P STYLE="margin-top:16pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>FORM 8-K </B></P> <P STYLE="font-size:22pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:15%">&nbsp;</P></center> <P STYLE="margin-top:14pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>CURRENT
REPORT </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>PURSUANT TO SECTION&nbsp;13 OR 15(d) OF THE </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>SECURITIES EXCHANGE ACT OF 1934 </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Date of Report: August&nbsp;11, 2015 </B></P> <P STYLE="font-size:20pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:15%">&nbsp;</P></center> <P STYLE="margin-top:20pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>Auburn
National Bancorporation, Inc. </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:7.5pt; font-family:Times New Roman" ALIGN="center"><B>(Exact Name of Registrant as Specified in Charter) </B></P>
<P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:15%">&nbsp;</P></center>
<P STYLE="font-size:26pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:7.5pt" ALIGN="center">


<TR>
<TD WIDTH="6%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="30%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="27%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="27%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="6%"></TD></TR>


<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B>Delaware</B></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B>0-26486</B></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B>63-0885779</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:7.5pt">
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:7.5pt; font-family:Times New Roman" ALIGN="center"><B>(State or Other Jurisdiction</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:7.5pt; font-family:Times New Roman" ALIGN="center"><B>of Incorporation)</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="middle" ALIGN="center"><B>(Commission File Number)</B></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:7.5pt; font-family:Times New Roman" ALIGN="center"><B>(IRS Employer</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:7.5pt; font-family:Times New Roman" ALIGN="center"><B>Identification No.)</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"></TD></TR>
</TABLE> <P STYLE="margin-top:16pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>100 North Gay Street, P.O. Drawer 3110, Auburn, Alabama 36831-3110 </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:7.5pt; font-family:Times New Roman" ALIGN="center"><B>(Addresses of Principal Executive Offices, including Zip Code) </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>(334) 821-9200 </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:7.5pt; font-family:Times New Roman" ALIGN="center"><B>(Registrant&#146;s Telephone Number, including Area Code) </B></P>
<P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:15%">&nbsp;</P></center>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions: </P> <P STYLE="font-size:14pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="4%" VALIGN="top" ALIGN="left"><FONT STYLE="FONT-FAMILY:WINGDINGS">&#168;</FONT></TD>
<TD ALIGN="left" VALIGN="top">Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) </TD></TR></TABLE> <P STYLE="font-size:14pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="4%" VALIGN="top" ALIGN="left"><FONT STYLE="FONT-FAMILY:WINGDINGS">&#168;</FONT></TD>
<TD ALIGN="left" VALIGN="top">Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) </TD></TR></TABLE> <P STYLE="font-size:14pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="4%" VALIGN="top" ALIGN="left"><FONT STYLE="FONT-FAMILY:WINGDINGS">&#168;</FONT></TD>
<TD ALIGN="left" VALIGN="top">Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) </TD></TR></TABLE> <P STYLE="font-size:14pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="4%" VALIGN="top" ALIGN="left"><FONT STYLE="FONT-FAMILY:WINGDINGS">&#168;</FONT></TD>
<TD ALIGN="left" VALIGN="top">Pre commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) </TD></TR></TABLE> <P STYLE="font-size:14pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<P STYLE="line-height:4.5pt;margin-top:0pt;margin-bottom:2pt;border-bottom:2.00pt solid #000000">&nbsp;</P>

<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">


<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:12pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="14%" VALIGN="top" ALIGN="left"><B>Item&nbsp;8.01.</B></TD>
<TD ALIGN="left" VALIGN="top"><B>Other Events </B></TD></TR></TABLE> <P STYLE="margin-top:18pt; margin-bottom:0pt; text-indent:7%; font-size:12pt; font-family:Times New Roman">On August&nbsp;11, 2015, Auburn National Bancorporation, Inc. issued a
press release announcing the declaration of its quarterly dividend. Attached and incorporated herein by reference as Exhibit 99.1 is a copy of the press release. </P> <P STYLE="font-size:26pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:12pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="14%" VALIGN="top" ALIGN="left"><B>Item&nbsp;9.01.</B></TD>
<TD ALIGN="left" VALIGN="top"><B>Financial Statements, Pro Forma Financial Information and Exhibits. </B></TD></TR></TABLE> <P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:12pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="14%">&nbsp;</TD>
<TD WIDTH="7%" VALIGN="top" ALIGN="left">(c)</TD>
<TD ALIGN="left" VALIGN="top"><U>Exhibits</U>.&nbsp;&nbsp;The following exhibit is furnished herewith: </TD></TR></TABLE> <P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="58%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:12pt" ALIGN="center">


<TR>
<TD WIDTH="51%"></TD>
<TD VALIGN="bottom" WIDTH="2%"></TD>
<TD WIDTH="47%"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:12pt">
<TD VALIGN="bottom" NOWRAP> <P STYLE="border-bottom:1.00pt solid #000000; width:58.65pt; font-size:12pt; font-family:Times New Roman"><B>Exhibit No.</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" NOWRAP> <P STYLE="border-bottom:1.00pt solid #000000; width:100.35pt; font-size:12pt; font-family:Times New Roman"><B>Exhibit Description</B></P></TD></TR>


<TR STYLE="font-size:1pt">
<TD HEIGHT="21"></TD>
<TD HEIGHT="21" COLSPAN="2"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:12pt">
<TD VALIGN="top">99.1</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Press&nbsp;Release,&nbsp;dated&nbsp;August&nbsp;11,&nbsp;2015</TD></TR>
</TABLE>

<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">

 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:11pt; font-family:Times New Roman" ALIGN="center"><B>SIGNATURE </B></P>
<P STYLE="margin-top:16pt; margin-bottom:0pt; text-indent:7%; font-size:11pt; font-family:Times New Roman" ALIGN="justify">Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed
on its behalf by the undersigned hereunto duly authorized. </P> <P STYLE="font-size:20pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P> <P STYLE="font-size:20pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:11pt">


<TR>
<TD WIDTH="42%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="57%"></TD></TR>


<TR STYLE="font-family:Times New Roman; font-size:11pt">
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"><B>Auburn National Bancorporation, Inc.</B></TD></TR>
<TR STYLE="font-size:1pt">
<TD HEIGHT="21"></TD>
<TD HEIGHT="21" COLSPAN="2"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:11pt">
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"><B><I>(Registrant)</I></B></TD></TR>
<TR STYLE="font-size:1pt">
<TD HEIGHT="54"></TD>
<TD HEIGHT="54" COLSPAN="2"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:11pt">
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top"><U>/s/ E.L. Spencer, Jr.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</U></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:11pt">
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">E.L. Spencer, Jr.</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:11pt">
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top">Chairman, President and Chief Executive Officer</TD></TR>
</TABLE> <P STYLE="margin-top:30pt; margin-bottom:0pt; font-size:11pt; font-family:Times New Roman" ALIGN="justify">Date:&nbsp;&nbsp;August&nbsp;11, 2015 </P>

<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">

 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:11pt; font-family:Times New Roman" ALIGN="center"><B>EXHIBIT INDEX </B></P> <P STYLE="font-size:20pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<P STYLE="font-size:20pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="84%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:11pt" ALIGN="center">


<TR>
<TD></TD>
<TD VALIGN="bottom" WIDTH="10%"></TD>
<TD WIDTH="87%"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:11pt">
<TD VALIGN="bottom" NOWRAP ALIGN="center"> <P STYLE="border-bottom:1.00pt solid #000000; width:53.75pt; font-size:11pt; font-family:Times New Roman" ALIGN="center"><B>Exhibit&nbsp;No.</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" NOWRAP ALIGN="center"> <P STYLE="border-bottom:1.00pt solid #000000; width:91.95pt; font-size:11pt; font-family:Times New Roman" ALIGN="center"><B>Exhibit Description</B></P></TD></TR>


<TR STYLE="font-size:1pt">
<TD HEIGHT="19"></TD>
<TD HEIGHT="19" COLSPAN="2"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:11pt">
<TD VALIGN="top" ALIGN="center">99.1</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top" ALIGN="center">Press Release, dated August 11, 2015</TD></TR>
</TABLE>
</BODY></HTML>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.1
<SEQUENCE>2
<FILENAME>d30598dex991.htm
<DESCRIPTION>EX-99.1
<TEXT>
<HTML><HEAD>
<TITLE>EX-99.1</TITLE>
</HEAD>
 <BODY BGCOLOR="WHITE">

 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:11pt; font-family:Times New Roman" ALIGN="right"><B>Exhibit 99.1 </B></P> <P STYLE="font-size:22pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" ALIGN="center">


<TR>
<TD WIDTH="72%"></TD>
<TD VALIGN="bottom" WIDTH="2%"></TD>
<TD WIDTH="26%"></TD></TR>


<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top">


<IMG SRC="g30598ex99_1logo.jpg" ALT="LOGO">
</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">For&nbsp;additional&nbsp;information,&nbsp;contact: E.L. Spencer, Jr.</P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">President, CEO and</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Chairman of the Board</P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:10pt; font-family:Times New Roman">(334) 821-9200</P></TD></TR>
</TABLE> <P STYLE="margin-top:16pt; margin-bottom:0pt; font-size:11pt; font-family:Times New Roman"><B>Press Release &#150; August&nbsp;11, 2015 </B></P>
<P STYLE="margin-top:20pt; margin-bottom:0pt; font-size:14pt; font-family:Times New Roman" ALIGN="center"><B>AUBURN NATIONAL BANCORPORATION, INC. </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:14pt; font-family:Times New Roman" ALIGN="center"><B>DECLARES QUARTERLY DIVIDEND </B></P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:11pt; font-family:Times New Roman" ALIGN="justify">AUBURN, Alabama &#150; On August&nbsp;11, 2015, the Board of Directors of Auburn National Bancorporation, Inc. (Nasdaq: AUBN) declared a
second quarter $0.22 per share cash dividend, payable September&nbsp;25, 2015 to shareholders of record as of September&nbsp;10, 2015. </P> <P STYLE="margin-top:16pt; margin-bottom:0pt; font-size:11pt; font-family:Times New Roman"><B>About Auburn
National Bancorporation, Inc. </B></P> <P STYLE="margin-top:16pt; margin-bottom:0pt; font-size:11pt; font-family:Times New Roman">Auburn National Bancorporation, Inc. (the &#147;Company&#148;) is the parent company of AuburnBank (the
&#147;Bank&#148;), with total assets of approximately $806 million. The Bank is an Alabama state-chartered bank that is a member of the Federal Reserve System and has operated continuously since 1907. Both the Company and the Bank are headquartered
in Auburn, Alabama. The Bank conducts its business in East Alabama, including Lee County and surrounding areas. The Bank operates full-service branches in Auburn, Opelika, Valley, Hurtsboro and Notasulga, Alabama. In-store branches are located in
the Walmart SuperCenter stores in Auburn and Opelika and the Kroger in Opelika. The Bank also operates a commercial loan production office in Phenix City, Alabama. Additional information about the Company and the Bank may be found by visiting
<U>www.auburnbank.com</U>. </P>
</BODY></HTML>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>GRAPHIC
<SEQUENCE>3
<FILENAME>g30598ex99_1logo.jpg
<DESCRIPTION>GRAPHIC
<TEXT>
begin 644 g30598ex99_1logo.jpg
M_]C_X  02D9)1@ ! @  9 !D  #_[  11'5C:WD  0 $    /   _^X #D%D
M;V)E &3      ?_; (0 !@0$! 4$!@4%!@D&!08)"P@&!@@+# H*"PH*#! ,
M# P,# P0# X/$ \.#!,3%!03$QP;&QL<'Q\?'Q\?'Q\?'P$'!P<-# T8$! 8
M&A41%1H?'Q\?'Q\?'Q\?'Q\?'Q\?'Q\?'Q\?'Q\?'Q\?'Q\?'Q\?'Q\?'Q\?
M'Q\?'Q\?'Q\?_\  $0@ 6@!S P$1  (1 0,1 ?_$ *$  0 !!0$! 0
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=Z[B25D6% * 4 H!0"@% * 4 H!0"@% * 4!__]D!

end
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
